Modulation of memory and cognition by flavonoid-rich fruits

A recent prospective study has provided strong evidence that dietary flavonoid intake is associated with better cognitive evolution, i.e. the preservation of cognitive performance with ageing⁽Reference Letenneur, Proust-Lima and Le²⁵⁾. Furthermore, there is much evidence to suggest that flavonoids found in fruits and fruit juices (most notably flavanols, flavanones and anthocyanins) have the capacity to improve memory⁽Reference Spencer^6, Reference Spencer^19, Reference Shukitt-Hale, Lau and Joseph^26–Reference Shukitt-Hale, Lau and Joseph²⁸⁾. A number of animal intervention studies, using diets containing between 1 and 2 % (w/w) freeze-dried fruit/fruit juice, have indicated that grape, pomegranate, strawberry and blueberry, as well as pure flavonoids (epicatechin and quercetin), are capable of affecting several aspects of memory and learning, notably rapid⁽Reference Wang, Wang and Wu¹¹⁾ and slow⁽Reference Joseph, Shukitt-Hale and Denisova^29–Reference Winter³²⁾ memory acquisition, short-term working memory⁽Reference Williams, El Mohsen and Vauzour^16, Reference Hoffman, Donato and Robbins^33–Reference Pu, Mishima and Irie³⁶⁾, long-term reference memory⁽Reference Haque, Hashimoto and Katakura^9, Reference Casadesus, Shukitt-Hale and Stellwagen³⁷⁾, reversal learning⁽Reference Wang, Wang and Wu^11, Reference Hoffman, Donato and Robbins³³⁾ and memory retention/retrieval⁽Reference van Praag, Lucero and Yeo³⁸⁾. For example, fruits such as strawberry, blueberry and blackberry (all rich in anthocyanins and flavanols) have been shown to be beneficial in retarding functional, age-related CNS and cognitive behavioural deficits⁽Reference Joseph, Shukitt-Hale and Denisova^29, Reference Joseph, Shukitt-Hale and Denisova^39, Reference Shukitt-Hale, Cheng and Joseph⁴⁰⁾. There is also extensive evidence that berries, most notably blueberries, which are equally rich in both anthocyanin and flavanols, are effective at reversing age-related deficits in spatial working memory⁽Reference Williams, El Mohsen and Vauzour^16, Reference Ramirez, Izquierdo and do Carmo Bassols^35, Reference Casadesus, Shukitt-Hale and Stellwagen^37, Reference Shukitt-Hale, Cheng and Joseph^40–Reference Barros, Amaral and Izquierdo⁴⁶⁾. Furthermore, the effects of blueberry and blackberry appear to be most pronounced in terms of short-term memory, suggesting that these improvements are, in part, dependent on CA3–CA3 excitatory connections in the hippocampus⁽Reference Shukitt-Hale, Cheng and Joseph^40, Reference Rolls and Kesner⁴⁷⁾. Although it is presently uncertain as to whether it is the flavonoids within these fruits which are causal agents in inducing the behavioural effects, evidence is beginning to emerge that suggests they are able to induce both behavioural and related cellular changes. For example, the flavanol ( − )-epicatechin (500 μg/g), which is found in a variety of fruits (apple, pear, grape and all berries), has been shown to enhance the retention of rat spatial memory in water maze tasks, especially when combined with exercise⁽Reference van Praag, Lucero and Yeo³⁸⁾. This improvement was associated with increased angiogenesis and neuronal spine density in the dentate gyrus (DG) of the hippocampus and with the up-regulation of genes associated with learning in the hippocampus.

Alternatively, the blueberry-derived flavonoids may act to enhance the efficiency of spatial memory indirectly by acting on the DG, the hippocampal sub-region most sensitive to the effects of ageing⁽Reference Burke and Barnes⁴⁸⁾. DG granule cells are particularly vulnerable to the ageing process⁽Reference Small, Tsai and DeLaPaz^49, Reference Small, Chawla and Buonocore⁵⁰⁾, with age-dependent degeneration resulting in an impairment of information transfer between DG and CA3, thus resulting in an inability of CA3 networks to build new spatial representations⁽Reference Burke and Barnes⁴⁸⁾. This is supported by observations that DG lesioned animals exhibit marked difficulties in acquiring spatial representations⁽Reference Xavier, Oliveira-Filho and Santos⁵¹⁾. Blueberry supplementation has been shown to significantly increase the proliferation of precursor cells in the DG of aged rats⁽Reference Casadesus, Shukitt-Hale and Stellwagen³⁷⁾. This link between DG neurogenesis, cognitive performance and ageing is well documented⁽Reference Kuhn, Dickinson-Anson and Gage^52–Reference Stangl and Thuret⁵⁶⁾ and may represent another mechanism by which fruits rich in flavonoids may improve memory by acting on the hippocampus. Again, it is unclear at present whether flavonoids themselves are wholly responsible for the effects of flavonoid-rich fruits in vivo and also whether they induce global changes in hippocampal (and other brain region) morphology/function or are they capable of more specific changes in hippocampal sub-regions. In the next section, we examine the known interactions of flavonoids with the cellular structures and processes involved in normal brain function in an attempt to better understand how these actions might underpin the wide range of beneficial actions of flavonoid-rich fruits on mammalian cognitive processing.

Mechanisms of action

There is now much evidence to suggest that fruit-derived phytochemicals, in particular flavonoids, are capable of promoting beneficial effects on memory and learning⁽Reference Williams, El Mohsen and Vauzour^16, Reference Shukitt-Hale, Lau and Joseph^26, Reference Joseph, Shukitt-Hale and Denisova^29, Reference Joseph, Shukitt-Hale and Denisova^39, Reference Joseph, Denisova and Arendash^43, Reference Joseph, Shukitt-Hale and Casadesus^57–Reference Shukitt-Hale, Carey and Simon⁵⁹⁾. It appears that they are able to impact upon memory through their ability to exert effects directly on the brain's innate architecture for memory⁽Reference Spencer⁶⁾. This cellular architecture is well known to deteriorate with ageing with neuronal populations or synaptic connections lost over time, leaving the system less efficient in the processing and storage of sensory information. The next three sections describe how specific flavonoids or flavonoid-rich fruits impact upon this innate cellular architecture and thereby influence cognitive processing and ultimately behavioural outcomes such as memory.

Interaction with neuronal signalling and synaptic function

The ability of flavonoids to impact upon memory appears to be, in part, underpinned by their ability to interact with the molecular and physiological apparatus used in normal memory processing⁽Reference Spencer^21, Reference Joseph, Shukitt-Hale and Lau⁶⁰⁾. The concentrations of flavonoids and their metabolites that reach the brain following dietary supplementation are believed to be in the region of 10–300 nm. Such concentrations are sufficiently high to exert pharmacological activity at receptors, kinases and transcription factors⁽Reference Williams, Spencer and Rice-Evans²⁰⁾. Although the precise site of their interaction with signalling pathways remains unresolved, evidence indicates that they are capable of acting in a number of ways: (1) by binding to ATP sites on enzymes and receptors; (2) by modulating the activity of kinases directly, i.e. MAPKKK, MAPKK or MAPK; (3) by affecting the function of important phosphatases, which act in opposition to kinases; (4) by modulating transcription factor activation and binding to promoter sequences, i.e. cyclicAMP-response element-binding protein (reviewed in Spencer⁽Reference Spencer^21, Reference Spencer⁶¹⁾) (Fig. 1).

Fig. 1

Flavonoid-induced activation and inhibition of neuronal and glial signalling and functional implications. Activation of extracellular receptor kinase (ERK), Akt and cyclicAMP-response element-binding protein (CREB) by flavonoids may promote changes in synaptic plasticity and neurogenesis, which ultimately influence memory, learning and cognition. Activation of these pathways may also lead to the inhibition of pro-apoptotic signalling in neurons (bad and caspases). Flavonoid-induced inhibition of the c-jun N-terminal kinases (JNK), apoptosis signal-regulating kinase-1 and p38 pathways leads to an inhibition of both the apoptosis in neurons and a reduction of neuroinflammatory reactions in microglia (reduction in inductible nitric oxide synthase (iNOS) expression and NO∙ release). PKB, protein kinase B; mTOR, mammalian target of rapamycin; STAT-1, signal transducers and activators of transcription family-1; c-jun, c-jun N-terminal kinases; NO, nitric oxide; BDNF, brain-derived neurotrophic factor; VEGF, vascular endothelial growth factor; TGF, tumour growth factor.

Flavonoids and flavonoid-rich fruits are well reported to modulate neuronal signalling pathways crucial in inducing synaptic plasticity⁽Reference Spencer²¹⁾, in particular with the extracellular receptor kinase and protein kinase B/Akt pathways⁽Reference Spencer^61–Reference Schroeter, Bahia and Spencer⁶³⁾. The activation of these pathways has been observed in vivo following dietary intervention with blueberry (2 % (w/w) freeze-dried blueberry), along with the activation of the transcription factor cyclicAMP-response element-binding protein and production of neurotrophins such as brain-derived neurotrophic factor, which are known to be required during memory acquisition and consolidation. Agents, both dietary and otherwise, capable of inducing pathways leading to cyclicAMP-response element-binding protein activation are believed to have the potential to enhance both short-term and long-term memories⁽Reference Williams, El Mohsen and Vauzour¹⁶⁾, through the initiation of processes leading to the generation of a more efficient structure for interpreting afferent nerve or sensory information. One mechanism by which this may come about is through flavonoid-induced increases in neuronal spine density and morphology, two factors considered vital for learning and memory⁽Reference Harris and Kater⁶⁴⁾.

Changes in spine density, morphology and motility have been shown to occur with paradigms that induce synaptic, as well as altered sensory experience, and lead to alterations in synaptic connectivity and strength between neuronal partners, which ultimately affects the efficacy of synaptic communication (Fig. 1). In support of this, dietary supplementation with blueberries rich in both high flavanol and anthocyanin has been shown to cause activation of mammalian target of rapamycin and an increased expression of hippocampal Arc/Arg3·1⁽Reference Williams, El Mohsen and Vauzour¹⁶⁾, events which are likely to facilitate changes in synaptic strength through the stimulation of the growth of small dendritic spines into large mushroom-shaped spines. The ability of flavonoids to induce such morphological changes through interactions with neuronal signalling is supported by studies which have shown that specific flavanols are capable of inducing neuronal dendrite outgrowth⁽Reference Reznichenko, Amit and Youdim⁶⁵⁾. Furthermore, nobiletin, a poly-methoxylated flavone found in citrus peel, also induces neurite outgrowth⁽Reference Nagase, Yamakuni and Matsuzaki⁶⁶⁾ and synaptic transmission⁽Reference Matsuzaki, Miyazaki and Sakai⁶⁷⁾ via its ability to interact directly with mitogen-activated protein kinase and PKA signalling pathways, while its metabolite, 4′-demethylnobiletin, exerts similar effects via the same pathways⁽Reference Al, Nakajima and Saigusa⁶⁸⁾. While these effects are interesting, and in agreement with previous observations with flavonoids, it should be noted that they were observed at concentrations ranging from 10 to 100 μM, which are unlikely to be achieved in the brain.

Influence on blood flow and neurogenesis

There is also evidence to suggest that flavonoid-rich foods may be capable of preventing many forms of cerebrovascular disease including those associated with stroke and dementia⁽Reference Commenges, Scotet and Renaud^69, Reference Dai, Borenstein and Wu⁷⁰⁾. It is thought that flavonoids meditate these effects in vivo through their potential to affect endothelial function and peripheral blood flow⁽Reference Schroeter, Heiss and Balzer⁷¹⁾. Such vascular effects are potentially significant as increased cerebrovascular function is known to facilitate adult neurogenesis in the hippocampus⁽Reference Gage⁷²⁾ (Fig. 1). Indeed, new hippocampal cells are clustered near blood vessels, which proliferate in response to vascular growth factors and may influence memory⁽Reference Palmer, Willhoite and Gage⁷³⁾. Efficient cerebral blood flow (CBF) is vital for optimal brain function, with several studies indicating that there is a decrease in CBF in patients with dementia⁽Reference Nagahama, Nabatame and Okina^74, Reference Ruitenberg, den Heijer and Bakker⁷⁵⁾. Brain imaging techniques, such as ‘functional MRI’ and ‘trans-cranial Doppler ultrasound’, have shown that there is a correlation between CBF and cognitive function in human subjects⁽Reference Ruitenberg, den Heijer and Bakker⁷⁵⁾. For example, CBF velocity is significantly lower in patients with Alzheimer disease and low CBF is also associated with incipient markers of dementia. In contrast, non-demented subjects with higher CBF were less likely to develop dementia.

In this context, flavanol-rich foods have been shown to cause significantly increased CBF in human subjects, 1–2 h postintervention⁽Reference Francis, Head and Morris^76, Reference Fisher, Sorond and Hollenberg⁷⁷⁾. Although requiring further investigation, intervention with a flavanol-rich drink derived from cocoa (400–900 mg flavanols) resulted in an acute (2 h postintervention) increase in blood flow (blood oxygen level-dependent functionalMRI) in certain regions of the brain, along with a modification of the blood oxygen level-dependent response in individuals completing a ‘task switching’ test. Furthermore, ‘arterial spin-labelling sequence MRI’⁽Reference Wang, Fernandez-Seara and Alsop⁷⁸⁾ also indicated that cocoa flavanols increase CBF up to a maximum of 2 h after ingestion of the flavanol-rich drink. In support of these findings, an increase in CBF through the middle cerebral artery has been reported after the consumption of flavanol-rich cocoa using trans-cranial Doppler ultrasound⁽Reference Fisher, Sorond and Hollenberg⁷⁷⁾. Clearly, further investigation is required before one can be certain of the full impact of flavonoids-rich foods on brain blood flow. At present, there is very little information regarding the ability of other flavonoid-rich foods, including effect of fruits on cerebrovascular blood flow. However, if such responses are ultimately dependent on the actions of flavanols on the vascular system, as has been suggested⁽Reference Schroeter, Heiss and Balzer⁷¹⁾, then there is good reason to hypothesise that other flavanol-rich foods, such as apple, grape, blackcurrant and pear, may also possess similar activity.

Inhibition of neurodegeneration and neuroinflammation

The underlying neurodegeneration observed in Parkinson's, Alzheimer's and other neurodegenerative diseases is believed to be triggered by multi-factorial processes, including neuroinflammation⁽Reference Hirsch, Hunot and Hartmann^79, Reference McGeer and McGeer⁸⁰⁾, glutamatergic excitotoxicity and increases in Fe and/or depletion of endogenous antioxidants⁽Reference Barzilai and Melamed^81–Reference Spires and Hannan⁸³⁾. There is a growing body of evidence to suggest that flavonoids and flavonoid-rich foods may be capable of counteracting such neuronal injury, thereby delaying the progression of disease pathologies⁽Reference Spencer^19, Reference Vauzour, VafeiAdou and Rodriguez-Mateos^22, Reference Spencer^61, Reference Mandel and Youdim⁸⁴⁾. The death of nigral neurons in Parkinson's disease is thought to involve the formation of the endogenous neurotoxin, 5-S-cysteinyl-dopamine and its oxidation product, dihydrobenzothiazine-1⁽Reference Vauzour, Ravaioli and VafeiAdou^5, Reference Spencer, Whiteman and Jenner^85–Reference Spencer, Jenner and Daniel⁸⁷⁾. However, the generation of 5-S-cysteinyl-dopamine⁽Reference Vauzour, Vafeiadou and Spencer⁸⁸⁾ and resulting neuronal injury induced by it are effectively counteracted by a range of flavonoids and other polyphenols found commonly in a range of fruits such as orange, berries, apple and grape⁽Reference Vauzour, Ravaioli and VafeiAdou⁵⁾. There is also evidence that flavanols and their metabolites are effective in blocking oxidant-induced neuronal injury⁽Reference Spencer, Schroeter and Kuhnle^89, Reference Spencer, Schroeter and Crossthwaithe⁹⁰⁾ at concentrations relevant to those observed in vivo and in the brain (typically 10–300 nm), through their ability to modulate PI3 kinase (PI3K)/Akt and mitogen-activated protein kinase signalling⁽Reference Williams, Spencer and Rice-Evans^20, Reference Spencer⁶¹⁾. For example, the flavanols epicatechin and 3′-O-methyl-epicatechin (100 and 300 nm) protect neurons against oxidative damage via a mechanism involving the suppression of c-jun N-terminal kinases, and downstream partners, c-jun and pro-caspase-3⁽Reference Schroeter, Spencer and Rice-Evans⁹¹⁾ (Fig. 1). Similarly, the citrus flavanones, hesperetin and its metabolite, 5-nitro-hesperetin (10–300 nm), inhibit oxidant-induced neuronal apoptosis via a mechanism involving the activation/phosphorylation of signalling proteins important in the pro-survival pathways⁽Reference Vauzour, VafeiAdou and Rice-Evans⁹²⁾.

Recent evidence suggests that non-steroidal, anti-inflammatory drugs are effective in delaying the onset of neurodegenerative disorders, particularly Parkinson's disease⁽Reference Casper, Yaparpalvi and Rempel⁹³⁾. As such, there has been an interest in the development of new compounds with an ability to counteract neuroinflammatory injury to the brain. The citrus flavanone naringenin (300 nm) has recently been found to be highly effective in reducing lipopolysaccharide/interferon-γ-induced glial-cell activation and resulting neuronal injury, via inhibition of p38 and signal transducers and activators of transcription family-1, and a reduction in inductible nitric oxide synthase expression and other flavonoids has been shown to partially alleviate neuroinflammation through the inhibition of TNF-α production⁽Reference VafeiAdou, Vauzour and Lee⁹⁴⁾ (Fig. 1). Flavonoids present in blueberry have also been shown to inhibit NO∙, IL-1β and TNF-α production in activated microglia cells⁽Reference Lau, Bielinski and Joseph⁹⁵⁾, while the flavonol quercetin (1–30 μm) ⁽⁹⁶⁾ and the flavanols catechin and epigallocatechin gallate (1–50 μm)⁽Reference Li, Huang and Fang⁹⁷⁾ have all been shown to attenuate microglia- and/or astrocyte-mediated neuroinflammation. As with their activity against oxidative stress, their ability to exert such actions appears to rely on their ability to directly modulate kinase signalling pathways, pro-inflammatory transcription factors and the downstream regulation of inductible nitric oxide synthase and cyclooxygenase-2 expression, NO∙ production, cytokine release and NADPH oxidase activation⁽Reference Williams, Spencer and Rice-Evans^20, Reference Spencer^21, Reference Spencer^61, Reference Bhat, Zhang and Lee⁹⁸⁾. For example, flavonol fisetin (1 μm), which is found in strawberry and other fruits, has been shown to inhibit p38 mitogen-activated protein kinase phosphorylation in LPS-stimulated BV-2 microglial cells⁽Reference Zheng, Ock and Kwon⁹⁹⁾ and the flavone luteolin (5–50 μm) inhibits IL-6 production in activated microglia via inhibition of the c-jun N-terminal kinases signalling pathway⁽Reference Jang, Kelley and Johnson¹⁰⁰⁾.

Summary and future horizons

The actions of flavonoid-rich fruits and the specific flavonoids that they contain on brain function appear to express significant similarity. This suggests that the ability of many fruits to exert effects on cognition appears to be underpinned by their flavonoid content and involves a number of effects, including a potential to protect neurons against injury induced by neurotoxins and neuroinflammation, a potential to activate synaptic signalling and an ability to improve cerebrovascular blood flow. These effects appear to be mediated by the interaction of flavonoids and their physiological metabolites with cellular signalling cascades in the brain and the periphery, leading to an inhibition of apoptosis triggered by neurotoxic species, the promotion of neuronal survival and differentiation and an enhancement of peripheral and cerebral blood perfusion. Such effects induce beneficial changes in the cellular architecture required for cognition and consequently provide the brain with a more efficient structure for interpreting afferent nerve or sensory information and for the storage, processing and retrieval of memory. Furthermore, such interactions also protect the brain against neuronal losses associated with ageing, something which is particularly relevant as this innate brain structure is known to deteriorate with ageing, with neuronal populations or synaptic connections lost over time, leaving the system less efficient in its ability to process sensory information.

The consumption of flavonoid-rich fruits, such as berries, apple and citrus, throughout life may have the potential to limit or even reverse age-dependent deteriorations in memory and cognition. However, there are a number of questions still to be resolved. Most notably, at present, there is no data in support of a causal relationship between the consumption of flavonoids and behavioural outcomes in human subjects. In order to make such relationships, future intervention studies will be required to utilise better-characterised intervention materials, more appropriate controls and more rigorous clinical outcomes. While cognitive behavioural testing in human subjects and animals provides an appropriate way of assessing function, in vivo structural and dynamic quantitative assessments will ultimately be required to provide hard evidence of effects in the brain. For example, it would be highly advantageous to directly link behavioural responses to changes in hippocampal volume and density, changes in neural stem cell and progenitor cells and alterations in brain blood flow using MRI and functional MRI techniques. Functional MRI measures may be used to assess changes in blood flow that underlie improved cognitive functioning as a result of flavonoid-rich fruit supplementation. In addition, such haemodynamic changes may be further compared with changes in grey matter density and with biomarkers of neural stem and progenitor cells, using proton NMR spectroscopy. Such an approach will be essential to provide links between flavonoid intake and brain function in a mechanistic, dynamic and quantitative way. Taking such an approach, one may also be able to assess other factors relating to intake such as the timeframe required to gain maximum beneficial effects, the flavonoids most effective in inducing these changes and the doses at which these become effective?

Furthermore, it appears that the precise mechanism by which flavonoids act on cognitive performance appears to be dependent on the period of flavonoid exposure. At present, improvements in cognition resulting from acute dietary flavonoid-rich fruit interventions are thought to be dependent on increased cerebrovascular blood flow. However, in vitro studies using physiological doses of flavonoids have shown that they are able to rapidly stimulate neuronal signalling pathways involved in cognitive processing and thus even acute changes in cognition may be partly mediated by their direct actions on neurons. In order to resolve this issue, further studies are necessary to clearly resolve the issue of whether flavonoids are able to localise in the brain following the consumption of flavonoid-rich fruits. In human subjects, this can only be resolved by the use of brain imaging technologies allied to intervention studies utilising ¹³C-labelled flavonoids (either pure ¹³C-labelled flavonoids or with fruits harvested from plants grown in a ¹³CO₂ environment). Cognitive changes associated with long-term intake of fruit flavonoids are more likely to involve morphological changes triggered by the direct actions of flavonoids on neuronal signalling. However, the extent to which daily acute changes in brain blood flow impact upon such changes are presently unknown. Thus, future studies are necessary and should be designed to resolve the precise temporal nature of their effects on memory as well as other issues, such as when one needs to start consuming flavonoids to gain the maximum beneficial effects?

Finally, the potential impact of diet on health care costs should not be ignored. Dementia costs to the UK alone have been estimated to be £17 billion/annum. If scientists could develop a treatment that would reduce severe cognitive impairment in older people by just 1 % per year, this would cancel out all estimated increases in the long-term care costs due to our ageing population (Alzheimer's Research Trust). Beyond this, there is also intense interest in the development of drugs capable of enhancing memory and learning, both in adults and in children, and there is a strong possibility that in the future, specific nutrients, in particular fruit-derived flavonoids, might act as precursors for the development of a new generation of memory-enhancing drugs. As such, the present series of reviews in this issue are extremely timely one and highlight the present thinking in the field and outline the future directions for research in the area.