1. Introduction
Our discussion begins with the Kähler Calabi–Yau threefold. Our broad goal is to understand the geometric properties of these complex manifolds as they undergo deformation. Various mechanisms for the degeneration and resolution of Calabi–Yau structures exist, and in this work we focus on the conifold transition.
A conifold transition is a process where a birational contraction of holomorphic curves is followed by a deformation of complex structure. We denote a conifold transition by
In this process, holomorphic curves in
$\widehat{X}$
are mapped to singular points in the analytic space
$X_0$
, and the singularities are locally modeled by
$0 \in \{ \sum z_i^2 = 0 \} \subset \mathbb{C}^4$
. The smoothings
$X_t$
deform the complex structure of
$X_0$
in a way which is locally modeled by
$\{ \sum z_i^2 = t\} \subset \mathbb{C}^4$
.
As the initial threefold
$\hat{X}$
is deformed into
$X_t$
, its Hodge numbers undergo jumps. This implies that distinct threefolds with varying topologies can be interconnected through this deformation process. It is conjectured that all Kähler Calabi–Yau threefolds can be linked by conifold transitions [Reference Candelas, Green and HübschCGH90, Reference ReidRei87, Reference Green and HübschGH88, Reference FriedmanFri91], and for an introduction to conifold transitions, we refer readers to [Reference RossiRos06].
The goal of this work is to identify a suitable sense in which conifold transitions are continuous, even though the Hodge numbers change discretely. This is a well-studied phenomenon in string theory, and there are various string-theoretic interpretations [Reference Greene, Morrison and StromingerGMS95, Reference StromingerStr95, Reference Candelas and de la OssaCdlO90, Reference Anderson, Brodie and GrayABG23] of the smooth interpolation of string theory through topological change of Calabi–Yau threefolds. From our perspective as differential geometers, we endow the Calabi–Yau threefolds with special Riemannian metrics and study their degenerations through conifold transitions.
Kähler metrics are not suitable for this purpose, as a conifold transition may connect a projective threefold to a non-Kähler complex manifold. A simple example is given by letting
$\widehat{X}$
be a smooth quintic threefold. In this case,
$b_2(\widehat{X})=1$
, and so once holomorphic curves are contracted, the resulting manifolds
$X_t$
have
$b_2(X_t)=0$
. For a more in-depth discussion of this example, readers are directed to [Reference FriedmanFri91].
There are nevertheless many examples where the resulting manifold
$X_t$
does admit a Kähler structure, and in this case there exists a significant body of literature dedicated to understanding the degeneration and resolution process via Kähler Ricci-flat metrics. For the local model of the conifold transition, families of Calabi–Yau metrics were constructed by Candelas and de la Ossa [Reference Candelas and de la OssaCdlO90]. On compact Kähler threefolds, Kähler Ricci-flat metrics exist by Yau’s theorem [Reference YauYau78], and the challenge is to carry these metrics through a conifold transition. The work of Ruan and Zhang [Reference Ruan and ZhangRZ11b], Rong and Zhang [Reference Rong and ZhangRZ11a] and Song [Reference SongSon14, Reference SongSon15] gives the existence of a sequence
where the metrics
$\widehat{g}_a$
,
$g_t$
are smooth Kähler Ricci-flat metrics converging in the Gromov–Hausdorff topology. The limiting-length space
$(X_0,d_0)$
is the metric completion of
$(X_\textrm{reg},g_0)$
, where
$g_0$
is a singular Calabi–Yau metric constructed by Eyssidieux, Guedj and Zeriahi [Reference Eyssidieux, Guedj and ZeriahiEGZ09]. The metrics
$\widehat{g}_a$
on the small resolution converge smoothly uniformly on compact sets away from the exceptional curves by work of Tosatti [Reference TosattiTos09], and the metrics
$g_t$
on the smoothings converge smoothly uniformly on compact sets away from the singularities by work of Ruan and Zhang [Reference Ruan and ZhangRZ11b] and Rong and Zhang [Reference Rong and ZhangRZ11a].
For a survey on degenerations of Calabi–Yau metrics, we refer to [Reference TosattiTos18], and for recent work on understanding Calabi–Yau metrics near isolated singularities, we refer to e.g. [Reference Donaldson and SunDS17, Reference Hein and SunHS17, Reference Nezza, Guedj and GuenanciaNGG22, Reference FuFu23, Reference Chiu and SzékelyhidiCS23] and references therein.
The current work takes initial data to be a Kähler threefold
$\widehat{X}$
and investigates conifold transitions emanating from
$\widehat{X}$
without imposing a priori assumptions on the resulting space
$X_t$
. This setup has the implication that
$X_t$
may or may not be Kähler. Instead of relying on Kähler Ricci-flat metrics, the idea in [Reference Fu, Li and YauFLY12, Reference Collins, Picard and YauCPY24] is to geometrize the conifold transition by a pair of metrics as follows:
Here, (g,H) is a pair of metrics on
$T^{1,0}X$
solving
where
$\omega = i g_{j \bar{k}} dz^j \wedge d \bar{z}^k$
. The balanced metrics
$\widehat{g}_a$
and
$g_t$
were constructed by Fu, Li and Yau [Reference Fu, Li and YauFLY12]. The Hermitian Yang–Mills metrics
$\widehat{H}_a$
and
$H_t$
were constructed by Collins, Yau and the second-named author [Reference Collins, Picard and YauCPY24]. These non-Kähler equations are suggested by string theory [Reference StromingerStr86], and proposed by Yau and collaborators to geometrize conifold transitions [Reference Li and YauLY05, Reference Fu, Li and YauFLY12, Reference Collins, Picard and YauCPY24, Reference Collins, Gukov, Picard and YauCGP+23]. Near the ordinary double points, both metrics are close to the Candelas and de la Ossa [Reference Candelas and de la OssaCdlO90] Kähler Ricci-flat local models, but there are also global non-Kähler corrections. In other words,
$g=H$
solves (1) when they are both equal to a Kähler Ricci-flat metric, and although the global geometry is necessarily non-Kähler, the solution of [Reference Fu, Li and YauFLY12, Reference Collins, Picard and YauCPY24] approximately returns to the Kähler Ricci-flat solution on the local model.
Remark 1. There is a third equation constraining (g,H) which appears in heterotic string theory. This additional equation, named the anomaly cancellation equation, is conjectured to be solvable through conifold transitions [Reference Li and YauLY05, Reference Yau and NadisYN10, Reference Fu, Li and YauFLY12] (see also e.g. [Reference de la Ossa and SvanesdlOS14, Reference Garcia-FernandezGF18, Reference Garcia-Fernandez and Gonzalez MolinaGFGM23, Reference Tseng and YauTY12, Reference PicardPic24] for a mathematical introduction to these equations). It is further conjectured that the pair (g,H) can be rigidified in a suitable notion of cohomology class by a uniqueness property once this additional equation is imposed [Reference Garcia-Fernandez, Rubio, Shahbazi and TiplerGFRS+22].
Remark 2. Another approach to geometrizing conifold transitions via Chern Ricci-flat balanced metrics is proposed in [Reference TosattiTos15, Reference Tosatti and WeinkoveTW17, Reference Fu, Wang and WuFWW10], with recent progress by Giusti and Spotti [Reference Giusti and SpottiGS23]. We also remark that the anomaly flow [Reference Phong, Picard and ZhangPPZ18a, Reference Phong, Picard and ZhangPPZ18b] is another mechanism for creating a canonical path of balanced metrics which has not yet been understood in the context of conifold transitions.
Our main result is as follows.
Theorem 1.1. Let
$\widehat{X}$
be a compact Kähler Calabi–Yau threefold with finite fundamental group. Let
$\widehat{X} \rightarrow X_0 \rightsquigarrow X_t$
be a conifold transition. There exists a family of smooth metrics
$(\widehat{X},\widehat{g}_a,\widehat{H}_a)$
for
$0<a<1$
and
$(X_t,g_t,H_t)$
for
$0<|t|<\epsilon$
solving
such that, as the parameters a and t are varied, the geometries
$(X,\widehat{g}_a,\widehat{H}_a)$
and
$(X_t,g_t,H_t)$
vary continuously in the Gromov–Hausdorff sense and
\begin{align*} (\widehat{X}, \widehat{g}_a)& \rightarrow (X_0,d_{g_0}) \leftarrow (X_t,g_t), \nonumber\\ (\widehat{X}, \widehat{H}_a) &\rightarrow (X_0,d_{H_0}) \leftarrow (X_t,H_t)\end{align*}
as
$a, t \rightarrow 0$
in the Gromov–Hausdorff topology. The length spaces
$(X_0,d_{g_0})$
and
$(X_0,d_{H_0})$
are induced by a limiting Hermitian Yang–Mills structure on
$((X_0)_{\mathrm{reg}},\omega_0,H_0)$
.
Our proof begins by analyzing the local models, which are Kähler Ricci-flat metrics on the small resolution and smoothing of the affine cone
$\{ \sum z_i^2 = 0 \} \subset \mathbb{C}^4$
. Once the local models are understood, we move on to the global balanced and Hermitian Yang–Mills structures (g,H). These global metrics add non-Kähler corrections to the Kähler Ricci-flat local models by solving a partial differential equation (PDE) on the global compact manifold: for the balanced metrics
$\omega$
, the PDE involves the fourth-order Kodaira–Spencer operator, while for the metric H, the PDE is the Hermitian Yang–Mills equation. Our analysis relies on suitable estimates for these equations along degenerations. To obtain continuity at
$a=t=0$
, the main step is to obtain diameter bounds tending to zero near the singular points, and the general approach is in the style of Song and Weinkove [Reference Song and WeinkoveSW13, Reference Song and WeinkoveSW14], where exceptional sets are contracted along a sequence of metrics.
2. Preliminaries
2.1 The Gromov–Hausdorff topology
The Gromov–Hausdorff topology was introduced in 1975 by Edwards [Reference EdwardsEdw75], and was then independently rediscovered by Gromov in the 1980s. Since then, it has been an indispensable tool in geometry. There has been growing interest in applications of the Gromov–Hausdorff topology to Calabi–Yau manifolds starting with the work of Gross and Wilson [Reference Gross and WilsonGW00], and we note in particular the use of this topology in studying the continuity of conifold transitions of Calabi–Yau threefolds (see [Reference Rong and ZhangRZ11a, Reference Ruan and ZhangRZ11b, Reference SongSon15]).
We will now introduce certain definitions and notions pertaining to Gromov–Hausdorff convergence of compact metric spaces. Other sources for this material include e.g. [Reference Burago, Burago and IvanovBBI01, Reference GromovGro07, Reference Gross and WilsonGW00, Reference EdwardsEdw75, Reference PetersenPet06]. We will implicitly assume that all our metric spaces in this section are compact, though generalizations exist for the non-compact case (cf. pointed Gromov–Hausdorff convergence).
Let (X,d) be a compact metric space. For
$A \subseteq X$
and
$\epsilon \gt 0$
, we set
where
$B_\epsilon(x) = \{x' \in X \mid d(x',x) \lt \epsilon\}$
is the ball of radius
$\epsilon$
around x.
Definition 2.1. Let
$(X,d_X)$
and
$(Y,d_Y)$
be compact metric spaces and
$\epsilon \gt 0$
. A map
$f \colon X \rightarrow Y$
is called an
$\epsilon$
-isometry if
-
(i)
$|d_X(x,x') - d_Y(f(x),f(x'))| \lt \epsilon$
for all
$x,x' \in X$
; and -
(ii)
$Y \subseteq B_\epsilon(f(X))$
.
In general,
$\epsilon$
-isometries need not be injective or even continuous.
Definition 2.2. The Gromov–Hausdorff distance
$d_{\mathrm{GH}}$
between two compact metric spaces
$(X,d_X)$
and
$(Y,d_Y)$
is
The Gromov–Hausdorff distance
$d_{\mathrm{GH}}$
defines a metric, and hence a topology, on the set
$\mathcal{M}$
of isometry classes of compact metric spaces.
Remark 3. We note that only one of the
$\epsilon$
-isometries in the previous definition is required as, given an
$\epsilon$
-isometry
$f_1 \colon X \rightarrow Y$
, one can construct a
$3\epsilon$
-isometry
$f_2 \colon Y \rightarrow X$
. This in essence scales the Gromov–Hausdorff metric
$d_{\mathrm{GH}}$
by a factor of 3, but both generate the same topology on
$\mathcal{M}$
.
2.2 Conifold transitions
Conifold transitions describe a process wherein one Calabi–Yau threefold is gradually deformed into another, passing through an intermediate space having cone singularities (i.e. a conifold).
We briefly review certain facts about the geometry of conifold transitions. The exposition here will follow [Reference Collins, Picard and YauCPY24, Reference Fu, Li and YauFLY12, Reference FriedmanFri91]. We begin with some definitions to fix the setup of this document.
Definition 2.3. A Kähler Calabi–Yau threefold
$\widehat{X}$
is a compact complex manifold of complex dimension 3 with finite fundamental group, trivial canonical bundle, and admitting a Kähler metric.
Definition 2.4. A
$(-1,-1)$
-curve
$E \in \widehat{X}$
is a smooth rational curve
$E \simeq \mathbb{P}^1$
such that the normal bundle
$N_{E/\widehat{X}} \simeq \mathcal{O}(-1) \oplus \mathcal{O}(-1)$
.
Around a
$(-1,-1)$
-curve E, there exists an open neighborhood
$\widehat{U}$
which is biholomorphic to a neighborhood of the zero section in the total space of the bundle
Given a collection of disjoint
$(-1,-1)$
-curves
$\{ E_i \} \subset \widehat{X}$
, we may contract them to points by a blowdown map
$\pi \colon \widehat{X} \rightarrow X_0$
, where
$X_0$
is a singular space with isolated singular points at
$s_i = \pi(E_i)$
.
In more detail, we identify a neighborhood of
$E_i$
with the model space
$\widehat{V}$
and the blowdown map
$\pi$
sends the complement of the zero section biholomorphically to the complement of the origin in the conifold
This map
$\pi$
can be holomorphically extended to all of
$\widehat{V}$
by sending the zero section to the origin in
$V_0$
. The map
$\pi$
near
$E_i$
can be made explicit and we give the expression later in (5). The result is that
$X_0$
has isolated ordinary double-point (ODP) singularities
$s_i$
with local neighborhoods biholomorphic to
$0 \in V_0$
.
We next discuss how to smooth the singular space
$X_0$
by deforming its holomorphic structure. The local model is a singular variety
$V_0$
which can be smoothed by considering the space
The fiber over t is denoted
$V_t$
(considered as a subset of
$\mathbb{C}^4$
) and is smooth for all
$t \neq 0$
,
This is the local model, depicted in Figure 1, which we would like to achieve globally on
$X_0$
. A result of R. Friedman [Reference FriedmanFri86] gives a condition describing the existence of a smoothing.
Local model of a conifold transition.

Theorem 2.5 (Friedman [Reference FriedmanFri86, Reference FriedmanFri91]). Suppose
$\widehat{X}$
is a Kähler Calabi–Yau threefold and let
$E_1,\ldots,E_k$
be disjoint
$(-1,-1)$
-curves. Let
$\pi$
be the blowdown map that contracts each
$E_i$
, resulting in the singular space
$X_0$
with ODP singularities
$s_i = \pi(E_i)$
. There exists a first-order deformation of
$X_0$
smoothing each
$s_i$
if and only if there exists a relation
with each
$\lambda_i \neq 0$
.
It has been shown that the first-order deformations from the above theorem integrate to genuine smoothings; see [Reference KawamataKaw92, Reference RanRan92, Reference TianTia92]. Thus, assuming the condition of Theorem 2.5 holds, we get a holomorphic family
where
$\Delta \subset \mathbb{C}$
denotes the unit complex disc such that the fibers
$X_t = \mu^{-1}(t)$
are smooth complex manifolds for
$t \neq 0$
and
$X_0 = \mu^{-1}(0)$
. A result of Kas and Schlessinger [Reference Kas and SchlessingerKS72] shows that the family
$\mathcal{X}$
is locally biholomorphic to the model
$\mathcal{V}$
near each ODP. It can be shown that the complex manifolds
$X_t$
have trivial canonical bundle; see [Reference FriedmanFri86] for an algebraic proof or [Reference Collins, Gukov, Picard and YauCGP+23] for a differential geometric proof.
Definition 2.6. Let
$\widehat{X}$
be a Kähler Calabi–Yau threefold. A conifold transition starting from
$\widehat{X}$
, denoted
$\widehat{X} \rightarrow X_0 \rightsquigarrow X_t$
, consists of a holomorphic map
$\pi \colon \widehat{X} \rightarrow X_0$
and a family
$\mu \colon \mathcal{X} \rightarrow \Delta$
with
$X_0 = \mu^{-1}(0)$
such that:
-
(i) the map
$\pi \colon \widehat{X} \rightarrow X_0$
contracts a collection of disjoint
$(-1,-1)$
-curves
$E_1,\ldots,E_k \subseteq \widehat{X}$
to isolated ODP singularities
$s_1,\ldots,s_k \in X_0$
and
$\pi$
is a biholomorphism between
$\widehat{X} \setminus (E_1 \cup \dots \cup E_k)$
and
$X_0 \setminus \{s_1,\ldots,s_k\}$
; and -
(ii) the total space
$\mathcal{X}$
is a smooth complex fourfold with a proper flat map
$\mu \colon \mathcal{X} \rightarrow \Delta$
, where
$X_0 = \mu^{-1}(0)$
and
$X_t = \mu^{-1}(t)$
are smooth complex manifolds for
$t \neq 0$
.
It is known that the Kähler condition is not necessarily preserved along a conifold transition. For a concrete example, suppose
$\widehat{X}$
is a quintic threefold and choose a pair of disjoint
$(-1,-1)$
-curves
$E_1$
,
$E_2$
(for the existence of such curves, see e.g. [Reference ClemensCle83]). Since
$b_2(\widehat{X})=1$
, these satisfy Friedman’s condition. Thus, a conifold transition exists, and since the generator of second homology has been sent to a point, we have
$b_2(X_t)=0$
. We see that
$X_t$
may not support any Kähler metric, even if the initial
$\widehat{X}$
is a projective threefold. For further examples of Kähler to non-Kähler conifold transitions, we refer to [Reference FriedmanFri91, Reference Lu and TianLT94], and for the study of Hodge structures through such a process, see [Reference FriedmanFri19].
To geometrize the parameter space of Calabi–Yau threefolds connected by conifold transitions, we must therefore look for special non-Kähler metrics. This program was initiated by Fu, Li and Yau [Reference Fu, Li and YauFLY12]. The inspiration comes from supersymmetric constraints in string theory. Kähler Calabi–Yau metrics satisfy the system of supersymmetric constraints when the H-flux is taken to be zero [Reference Candelas, Horowitz, Strominger and WittenCHS+85]. As pointed out in e.g. [Reference ReidRei87], Chapter 4 of [Reference HubschHub92] or §6 of [Reference Candelas, de la Ossa, Green and ParkesCdlOG+91], a degeneration and resolution may connect a Kähler threefold to a non-Kähler space, and so it is necessary to look for more general solutions to the supersymmetric constraints with non-zero H-flux. These constraints were worked out by Strominger [Reference StromingerStr86] and imply the following two equations.
-
– X admits a balanced metric
$\omega$
. A Hermitian metric g on
$T^{1,0}X$
over a complex manifold X of dimension n is balanced if (2)Here,
\begin{equation} d \omega^{n-1} = 0. \end{equation}
$\omega$
is the (1,1)-form associated to g via
$\omega= \sqrt{-1} g_{j \bar{k}} dz^j \wedge d \bar{z}^k$
. Various properties of balanced metrics were explored by Michelsohn [Reference MichelsohnMic82].
-
– X admits a Hermitian Yang–Mills metric. A Hermitian metric H on
$T^{1,0}X$
is Hermitian Yang–Mills with respect to a balanced metric
$\omega$
if (3)The Chern curvature of a metric H is denoted by
\begin{equation} F \wedge \omega^{n-1} = 0. \end{equation}
$F \in \Lambda^{1,1}(\textrm{End} \, T^{1,0}X)$
, and is given by
$F=\bar{\partial}(\partial H H^{-1})$
. The criterion for the solvability of this equation over a general holomorphic bundle is given by the Donaldson–Uhlenbeck–Yau theorem [Reference DonaldsonDon85, Reference Uhlenbeck and YauUY86] in the Kähler case, with an extension by Li and Yau [Reference Li and YauLY87] for non-Kähler metrics.
When X is a Kähler threefold, Yau’s theorem [Reference YauYau78] gives the existence of a Kähler Ricci-flat metric
$g_\textrm{CY}$
. The above equations are then solved with
$g=H=g_\textrm{CY}$
. More generally, let
$X_t$
be a complex manifold connected to a Kähler threefold via a conifold transition
$\widehat{X} \rightarrow X_0 \rightsquigarrow X_t$
. The main results of [Reference Fu, Li and YauFLY12] and [Reference Collins, Picard and YauCPY24] give the existence of a pair (g,H) solving the supersymmetric equations (2) and (3).
Remark 4. The Hermitian Yang–Mills equation may, in principle, also be solved over an auxiliary gauge bundle E, but the mechanism under which a conifold transition creates a stable holomorphic vector bundle
$E_t \rightarrow X_t$
is not understood, except for the case at hand, which is when
$E_t = T^{1,0} X_t$
. There is a proposal by Anderson, Brodie and Gray [Reference Anderson, Brodie and GrayABG23] in the string-theory literature on how such general bundles may appear on the other side. There is also work of Chuan [Reference ChuanChu12] on the Hermitian Yang–Mills equation on a gauge bundle E with the additional assumption that E is locally a trivial bundle through the singularities of a conifold transition.
In the remainder of this preliminary section, we recall various metrics which can be defined both globally and on the local models, and state the main results of this paper, which state that conifold transitions, when bestowed with these metrics, describe a continuous path in
$\mathcal{M}$
with respect to the Gromov–Hausdorff topology.
2.3 Metrics on small resolutions
2.3.1 Candelas–de la Ossa metrics on the local model.
Consider the space
$\widehat{V}$
, which is the total space of the bundle
On this space, we have two trivializations
with transition functions given by
Note that
$\lambda$
is the coordinate on the base space
$\mathbb{P}^1$
, while u,v are fiber coordinates.
It will be convenient to define the well-defined radius function
$r: \widehat{V} \rightarrow [0,\infty)$
given by
Without the power of
$\tfrac{1}{3}$
, this function measures the distance squared from a point to the zero section
$E \simeq \mathbb{P}^1$
along the fibers using the Fubini–Study metric
$\widehat{\omega}_{FS}$
. The power is introduced so that this radius function coincides with the radius of the Calabi–Yau cone metric on the blowdown, and this will be discussed later.
The space
$(\widehat{V}, r)$
is also equipped with a family of scaling maps. Namely, for
$R\gt0$
, we have the map
$S_R: \widehat{V} \rightarrow \widehat{V}$
given by
The radius behaves as it should under the scaling, as we have
In [Reference Candelas and de la OssaCdlO90], Candelas and de la Ossa look for a Kähler Ricci-flat metric
$\widehat{\omega}_{\mathrm{co},1}$
on
$\widehat{V}$
of the form
where
$\widehat{\omega}_{\mathrm{FS}}$
is the Fubini–Study metric on
$\mathbb{P}^1$
, and
$f(x)=f(r^3)$
is a smooth function. They show that imposing the condition of Kähler Ricci-flatness yields the following first-order ODE for f:
The solution admits an expansion [Reference Collins, Picard and YauCPY24] for
$x \gg 1$
given in terms of
$r=x^{{{1}/{3}}}$
by
for constants
$c_0, c_1, c_2, \ldots.$
Thus, after rescaling
$\widehat{\omega}_{\mathrm{co},1}$
such that
$c_0 = {\tfrac{1}{2}}$
, we have the following expansion for large radius
$r \gg 1$
:
Next, we note that the space
$\widehat{V}$
can be regarded as a small blowup of the space
There is a (scaled) blowdown map
$\pi: \widehat{V} \rightarrow V_0$
such that
$\pi^{-1}(0)$
is the zero section
$E=\{r=0\}$
, and the restriction
is biholomorphic. The map
$\pi$
has the explicit expression
Likewise, away from the singularity at the origin, we can see that
The function r on
$\widehat{V}$
becomes
$\| z \|^{{{2}/{3}}}$
on
$V_0$
via the identification
$\pi$
, in the sense that
$r(\lambda, u, v) = \| \pi (\lambda, u, v)\|^{{{2}/{3}}}$
. For this reason, we will also denote
The space
$V_0$
admits a Calabi–Yau cone metric
We briefly discuss the cone-metric geometry on
$(V_0, \omega_{\mathrm{co},0})$
. Observe that
$V_0$
is closed under scalar multiplication and addition, so that
$V_0$
is a cone. The metric
$\omega_{\mathrm{co},0}$
is well known [Reference Candelas and de la OssaCdlO90] to be Kähler Ricci-flat and is a cone metric over the link
and we may write
where
$g_L$
is the pullback of a metric on L.
The link L is
$S^3 \times S^2$
. To see this, we express the defining condition
$\sum_i z_i^2 = 0$
of
$V_0$
in real coordinates
$x_i, y_i$
such that
$z_i = x_i + \sqrt{-1}y_i$
for each
$i \in \{1,2,3,4\}$
. We obtain
where
$x=(x_1,x_2,x_3,x_4) \in \mathbb{R}^4$
and
$y=(y_1,y_2,y_3,y_4) \in \mathbb{R}^4$
. Expressed in these terms,
$V_0$
is the set of all
$(x,y) \in \mathbb{R}^8 \cong \mathbb{R}^4 \oplus \mathbb{R}^4$
on which
$\| x \| = \| y \|$
and
$\langle x, y \rangle = 0$
. Fixing
$r^3=\| x \|^2 + \| y \|^2=2$
implies that
$\| x \|=\| y \|=1$
. In particular, we have
$x \in S^3 \subset \mathbb{R}^4$
. Then, for each such choice of x, the conditions
$\langle x, y \rangle=0$
and
$\| y \| = 1$
imply that y is in the unit 2-sphere centered at 0 in the tangent space
$T_x S^3$
. Thus, the set
$\{z \in V_0 \mid r(z)=2^{{{1}/{3}}}\}$
is diffeomorphic to the unit-sphere bundle contained in the tangent bundle
$TS^3$
, which is trivial. Thus,
$\{z \in V_0 \mid r(z)=2^{{{1}/{3}}}\} \cong S^3 \times S^2$
, and by rescaling we have
$L \cong S^3 \times S^2$
as well.
Returning to
$(\widehat{V}, \widehat{g}_{\mathrm{co},1})$
, we can rescale the area of the zero section
$E \simeq \mathbb{P}^1$
to obtain a 1-parameter family of metrics. We will refer to this family of metrics as the Candelas–de la Ossa metrics
$\widehat{g}_{\mathrm{co},a}$
on the small resolution. The metrics
$\widehat{g}_{\mathrm{co},a}$
satisfy the following important properties.
-
(CO SR I) Normalization. For
$a \gt 0$
, we have
\begin{equation*} \widehat{g}_{\mathrm{co},a} = a^2 \cdot S_{a^{-1}}^* (\widehat{g}_{\mathrm{co},1}). \end{equation*}
-
(CO SR II) Asymptotically conical decay. There exists
$C \gt 0$
independent of a such that for all
$a \gt 0$
, The asymptotic decay can be derived from (4) for
\begin{equation*} |(\pi^{-1})^* (\widehat{g}_{\mathrm{co},a}) - g_{\mathrm{co},0}|_{g_{\mathrm{co},0}} \leq C a^2 r^{-2}. \end{equation*}
$a=1$
. Pulling back the estimate when
$a=1$
by
$S^*_a$
gives the estimate for general a. The estimate implies that the Candelas–de la Ossa metrics
$\widehat{g}_{\mathrm{co},a}$
converge uniformly to the cone metric
$g_{\mathrm{co},0}$
on compact sets away from the zero section E.
For
$R\gt 0$
, we will denote by
$\widehat{T}(R)$
the ‘tube’
around the zero section
$E \simeq \mathbb{P}^1$
. On the cone
$V_0$
, we will analogously refer to the ‘disc’
of radius R around 0.
Let
$\widehat{d}_{\mathrm{co},a}$
and
$d_{\mathrm{co},0}$
denote the induced distance functions on
$\widehat{X}$
and
$X_0$
by
$\widehat{g}_{\mathrm{co},a}$
and
$g_{\mathrm{co},0}$
, respectively. As warm-up for our proof of the convergence of metrics on the compact threefold, we will present a proof of convergence of the local models.
Theorem 2.7. The spaces
$( \widehat{T}(1),\widehat{d}_{\mathrm{co},a} )$
converge in the Gromov–Hausdorff topology as
$a \to 0$
to the space
$(D_0(1), d_{\mathrm{co},0})$
.
A proof of this fact also follows from the PDE estimates in [Reference Collins, Guo and TongCGT22] for general asymptotically conical Calabi–Yau metrics on small resolutions.
2.3.2 Balanced metrics on the small resolution.
Next, we state the properties that we will need from the Fu–Li–Yau metrics on the compact Calabi–Yau threefold
$\widehat{X}$
. Let
$\widehat{\omega}_\textrm{ CY}$
be a Kähler metric on the Kähler threefold
$\widehat{X}$
. The Fu–Li–Yau gluing construction [Reference Fu, Li and YauFLY12] (see also [Reference Collins, Picard and YauCPY24] and [Reference ChuanChu12] for further details on
$\widehat{\omega}_{\mathrm{FLY},a}$
for
$a \neq 0$
) produces a sequence of metrics
$\widehat{\omega}_{\mathrm{FLY},a}$
for
$0 \leq a \leq 1$
such that
For the purposes of this paper, we will mainly make use of the two following properties.
-
(FLY SR I) Local model. There exists
$\delta\gt 0$
and
$R\gt 1$
such that for all
$0 \leq a \leq 1$
, we have Here, the function
\begin{equation*} \widehat{\omega}_{\mathrm{FLY},a}|_{ \{ r< \delta \}} = R \cdot \widehat{\omega}_{\mathrm{co},a}.\end{equation*}
$r: \widehat{X} \rightarrow [0,\infty)$
extends the local functions r defined on a neighborhood of the curves
$E_i \subset \widehat{V}$
to the whole compact manifold
$\widehat{X}$
such that the set
$\{ r \lt \delta \}$
consists of small disjoint open neighborhoods containing the
$(-1,-1)$
-curves
$E_1, \dots, E_k$
.
-
(FLY SR II) Uniform convergence. For any compact set
$K \subset \widehat{X} \setminus ( E_1 \cup \dots \cup E_k)$
, the sequence
$\widehat{\omega}_{\mathrm{FLY},a}$
converges uniformly to
$\widehat{\omega}_{\mathrm{FLY},0}$
as
$a \rightarrow 0$
on K.
For each
$E_i \simeq \mathbb{P}^1$
, these metrics satisfy
The limiting metric
$\widehat{\omega}_{\mathrm{FLY},0}$
is singular on the curves
$E_1, \dots, E_k$
, and only defines a genuine metric on
$\widehat{X} \backslash (E_1 \cup \dots \cup E_k)$
.
Let
$\pi: \widehat{X} \rightarrow X_0$
be the contraction of the curves, and let
$s_i = \pi(E_i)$
be the singular points of
$X_0$
. We will write
$(X_0)_\textrm{reg} = X_0 \backslash \{ s_1, \dots, s_k \}$
. Since
$\widehat{X} \backslash (E_1 \cup \dots \cup E_k) \simeq (X_0)_\textrm{reg}$
, the limiting metric
$\widehat{\omega}_{\mathrm{FLY},0}$
defines a Riemannian structure
$( (X_0)_{\mathrm{reg}}, \, \omega_{\mathrm{FLY},0} )$
with conical singularities. This induces a distance function
$d_{\mathrm{FLY},0}$
on
$X_0$
.
This brings us to one of our main theorems.
Theorem 2.8. The compact metric spaces
$(\widehat{X},\widehat{d}_{\mathrm{FLY},a})$
converge to
$(X_0,d_{\mathrm{FLY},0})$
in the Gromov–Hausdorff topology as
$a \to 0$
.
2.3.3 Hermitian Yang–Mills metrics on the small resolution.
We review the relevant properties of the sequence of Hermitian Yang–Mills metrics from [Reference Collins, Picard and YauCPY24]. Recall that our initial threefold
$\widehat{X}$
is Kähler Calabi–Yau and simply connected. By dimensional considerations, an application of the de Rham decomposition theorem [Reference YauYau93] implies that
$(\widehat{X}, \widehat{\omega}_\textrm{CY})$
satisfies the stability condition
for all torsion-free coherent proper subsheaves
$F \subseteq T^{1,0}\widehat{X}$
. The Fu–Li–Yau metric
$\widehat{\omega}_{\mathrm{FLY},a}$
and the Calabi–Yau metric
$\widehat{\omega}_\textrm{CY}$
have the same squared cohomology class, and so
It follows that
$T^{1,0}\widehat{X}$
is stable with respect to each of the Fu–Li–Yau metrics. The Li–Yau generalization [Reference Li and YauLY87] of the Donaldson–Uhlenbeck–Yau theorem [Reference DonaldsonDon85, Reference Uhlenbeck and YauUY86] to Gauduchon metrics yields a family of metrics
$\widehat{H}_a$
satisfying
This sequence
$\widehat{H}_a$
satisfies the following estimates.
Proposition 1 (Collins, Picard and Yau [Reference Collins, Picard and YauCPY24]). There exist constants
$C, C_k \gt 0$
such that the Hermitian Yang–Mills metrics
$\widehat{H}_a$
satisfy
\begin{align*} C^{-1} \cdot \widehat{g}_{\mathrm{FLY},a} &\leq \widehat{H}_a \leq C \cdot \widehat{g}_{\mathrm{FLY},a},\\ |\nabla^k \widehat{H}_a|_{\widehat{g}_{\mathrm{FLY},a}} &\leq C_k r^{-k}.\end{align*}
The metric
$H_0$
on
$(X_0)_{\mathrm{reg}}$
can be constructed as the limit of these metrics
$\widehat{H}_a$
. This was done in [Reference Collins, Picard and YauCPY24] by taking a subsequence of
$\{ \widehat{H}_a \}$
. In Appendix A, we will show that these estimates imply that the full sequence converges on compact sets. Therefore, there exists a Hermitian Yang–Mills metric
$H_0$
over the singular space
$X_0$
such that
and for any compact set
$K \subset \widehat{X} \setminus (E_1 \cup \dots \cup E_k)$
, the sequence
$\widehat{H}_a$
converges uniformly to
$H_0$
on K as
$a \rightarrow 0$
. Going beyond compact subsets, we will prove the following.
Theorem 2.9. The compact metric spaces
$(\widehat{X},\widehat{d}_{\widehat{H}_a})$
converge to
$(X_0,d_{H_0})$
in the Gromov–Hausdorff topology as
$a \to 0$
.
2.4 Metrics on smoothings
2.4.1 Candelas–de la Ossa metrics on the local model.
Next, for
$t \neq 0$
, we consider the smooth submanifolds
$V_t \subset \mathbb{C}^4$
defined by
We have the usual norm
$\|z\|^2$
on
$V_t$
induced from
$\mathbb{C}^4$
, given by
\begin{equation*} \|z\|^2 = \sum_{i=1}^4 |z_i|^2.\end{equation*}
Candelas and de la Ossa also constructed metrics
$\omega_{\mathrm{co},t}$
on the smoothings
$V_t$
[Reference Candelas and de la OssaCdlO90]. The metrics are obtained by looking for potentials of the form
and imposing the Ricci-flat condition, which reduces to solving a differential equation for
$f_t$
. These metrics
$\omega_{\mathrm{co},t}$
are asymptotic to the cone geometry
$(V_0,\omega_{\mathrm{co},0})$
, and we will make this more precise below.
As we did in the previous section, we define a radius function
$r: V_t \rightarrow (0,\infty)$
by
Note that the condition
$\sum_{i=1}^4 z_i^2 = t$
implies that
$r(z) \geq |t|^{{{1}/{3}}}$
for all
$z \in V_t$
.
When
$R \gt 0$
, we may also define scaling maps
$S_R \colon \mathbb{C}^4 \rightarrow \mathbb{C}^4$
by
The scaling map
$S_R$
sends
$V_\rho$
to
$V_{R^3 \cdot \rho}$
and satisfies
Unlike the case of the small resolutions, the metrics
$\omega_{\mathrm{co},t}$
and
$\omega_{\mathrm{co},0}$
all lie on different spaces. In order to compare them (and obtain an analog of Property (CO SR II)), we use the map
$\Phi \colon \mathbb{C}^4 \setminus \{0\} \rightarrow \mathbb{C}^4$
given by
Routine computations show that
$\Phi$
maps
$V_0 \setminus \{0\}$
into
$V_1$
. This map is not injective in general, but is a diffeomorphism when restricted to the set
$\{z \in V_0 \mid r(z) \gt ({\tfrac{1}{2}})^{{{1}/{3}}} \}$
with image
$\{z \in V_1 \mid r(z) \gt 1 \}$
. In the sequel,
$\Phi$
will refer to this restricted map and we will use results involving the map
$\Phi$
as required. More details regarding them can be found in Appendix B.
By composing
$\Phi$
with
$S_R$
for appropriate choices of R, we get a map from
$V_0 \setminus \{0\}$
to
$V_t$
. More precisely, let
Here we used the scaling maps to scale by a root of a non-zero complex number. Note that, although
$S_{t^{{{1}/{3}}}}$
depends on a choice of branch, the map
$\Phi_t$
does not. We can compute that for
$z \in V_0$
,
In view of this identity, it will be convenient later on (especially in §4.4) to use the notation
We also can check that
$\Phi_t$
is a diffeomorphism from
$\{z \in V_0 \mid r(z) \gt ({|t|}/{2})^{{{1}/{3}}} \}$
to
$\{z \in V_t \mid r(z) \gt |t|^{{{1}/{3}}} \}$
. We use
$\Phi_t$
to refer to the restricted map.
Using the maps
$S_R$
and
$\Phi_t$
, we have the analogous properties of the Candelas–de la Ossa metrics
$g_{\mathrm{co},t}$
on the smoothings.
-
(CO SM I) Normalization. For
$t \neq 0$
, The metrics
\begin{equation*} g_{\mathrm{co},t} = |t|^{{2}/{3}} \cdot S_{t^{-{1}/{3}}}^* (g_{\mathrm{co},1}). \end{equation*}
$g_{\mathrm{co},t}$
do not depend on the branch choice of
$t^{-{{1}/{3}}}$
.
-
(CO SM II) Asymptotically conical decay. There exists
$C \gt 0$
independent of t such that for all
$t \neq 0$
, A consequence of this is that the metrics
\begin{equation*} |(\Phi_t)^* (g_{\mathrm{co},t}) - g_{\mathrm{co},0}|_{g_{\mathrm{co},0}} \leq C |t| r^{-3}. \end{equation*}
$g_{\mathrm{co},t}$
approach
$g_{\mathrm{co},0}$
on compact sets away from the cone singularity as
$t \rightarrow 0$
.
The proof of the asymptotically conical decay estimate can be found in e.g. [Reference Conlon and HeinCH13], where the estimate is given on
$(V_1,g_{\mathrm{co},1})$
:
and the estimate for
$(V_t, g_{\mathrm{co},t})$
follows by pulling back via
$S_{t^{-{{1}/{3}}}}$
.
Let
be ‘discs’ of radius R in
$V_t$
.
As warm-up to our result on continuity of the global non-Kähler geometry, we will present the following well-known convergence of the local models.
Theorem 2.10. The spaces
$(D_t(\beta_{t,1}), d_{\mathrm{co},t})$
converge in the Gromov–Hausdorff topology as
$t \to 0$
to the space
$( D_0(1), d_{\mathrm{co},0})$
.
2.4.2 Balanced metrics on the smoothings.
We return to the global setting, where we have a holomorphic family
$\mu: \mathcal{X} \rightarrow \Delta$
with smooth fibers
$X_t = \mu^{-1}(t)$
for
$t \neq 0$
and central fiber
$X_0$
with singularities
$\{s_1, \dots , s_k \}$
, which are locally of the form
$0 \in V_0$
. If
$X_0$
comes from holomorphic contraction
$\pi: \widehat{X} \rightarrow X_0$
of
$(-1,-1)$
-curves, the compact complex manifolds
$X_t$
may not support any Kähler metric. Fu, Li and Yau [Reference Fu, Li and YauFLY12] prove that
$X_t$
admits balanced metrics.
In order to define metrics on the smoothings
$X_t$
, we first need to extend the local maps r and
$\Phi_t$
from the previous section to global objects.
For this, we note that there are disjoint open sets
$\mathcal{U}_i \subset \mathcal{X}$
containing each singular point
$s_i$
such that
$\mathcal{U}_i$
is identified with
We can then extend the local functions
$r = \| z \|^{{{2}/{3}}}$
on
$\mathbb{C}^4$
to a global function
$r: \mathcal{X} \rightarrow [0,\infty)$
with
$r^{-1}(0) = \{ s_1, \dots, s_k \}$
.
Next, we can extend the local maps
$\Phi_t$
to global diffeomorphisms
such that
$\Phi_t$
is the model smoothing (9) on the local sets
$\mathcal{U}_i$
. This can be done by taking a horizontal lift
$\xi$
of the vector field
${\partial}/{\partial t}$
on
$\Delta$
, which agrees with the vector field generating the model smoothing. Then, flowing by the lifted vector field
$\xi$
on
$\mathcal{X}$
gives
$\Phi_t$
.
The Fu–Li–Yau construction [Reference Fu, Li and YauFLY12] leads to a sequence
$\omega_{\mathrm{FLY},t}$
of Hermitian metrics on
$X_t$
solving
These are obtained by: (1) a pullback and gluing construction, followed by (2) a perturbation step to ensure the balanced condition. The metric in step 1 is denoted
$g_t$
and the metric in step 2 is denoted
$g_{\mathrm{FLY},t}$
.
${\unicode{x2013}}$
Step 1. The expression for
$\omega_t$
from [Reference Fu, Li and YauFLY12] is
\begin{equation} \begin{aligned} \omega_t^2 &= pr_t^{2,2} [ (\Phi_t^{-1})^* (\omega_{\mathrm{FLY},0}^2 - \sqrt{-1} \partial \overline{\partial} (\rho_0 \cdot f_0 (\|z\|^2) \cdot \sqrt{-1} \partial \overline{\partial} f_0 (\|z\|^2))) \\ &\quad \quad + \sqrt{-1} \partial \overline{\partial}( \rho_t \cdot f_t (\|z\|^2) \cdot \sqrt{-1} \partial \overline{\partial} f_t (\|z\|^2))], \end{aligned} \end{equation}
where
$pr_t^{2,2}$
denotes the projection onto the (2,2) component with respect to the complex structure
$J_t$
on
$X_t$
and
$\rho_0$
and
$\rho_t$
are smooth cutoff functions. In the above,
$f_t$
is the function
These functions are from the Calabi–Yau local model
$\omega_{\mathrm{co},t} = \sqrt{-1} \partial \bar{\partial} f_t$
, so that in a neighborhood
$\{r \lt \delta \}$
where the cutoff functions
$\rho \equiv 1$
, there holds
$\omega^2_t = \omega^2_{\mathrm{co},t}$
. We take a square root of (11) to obtain the metric
$\omega_t$
.
${\unicode{x2013}}$
Step 2. The Fu–Li–Yau metrics correct
$\omega_t$
by
where
$\gamma_t \in \Lambda^{2,3}(X_t)$
solves
and
$E_t$
is the Kodaira–Spencer operator [Reference Kodaira and SpencerKS60], which is a fourth-order elliptic operator that acts on (2,3)-forms by
The adjoints here are with respect to
$\omega_t$
. The construction is such that
$d \omega_{\mathrm{FLY},t}^2 = 0$
, and the main part of the argument in [Reference Fu, Li and YauFLY12] is to prove that
$\omega_{\mathrm{FLY},t} \gt 0$
for small enough t.
We will need the following two properties of the Fu–Li–Yau metrics. These properties can be extracted from the estimates in [Reference Fu, Li and YauFLY12], and we refer to [Reference Collins, Picard and YauCPY24] for further discussion.
-
(FLY SM I) Local model. Near each singular point
$s_i \in \mathcal{X}$
, there exist constants
$c,C,\epsilon,\delta\gt 0$
and such that for all
$t \in \Delta_\epsilon$
, we have (13)Here,
\begin{equation}\sup_{ \{ r \leq \delta \}} | g_{\mathrm{FLY},t} - c \cdot g_{\mathrm{co},t}|_{g_{\mathrm{co},t}} \leq C |t|^{{2}/{3}}.\end{equation}
$\Delta_\epsilon = \{ t \in \mathbb{C} : |t|< \epsilon \}$
.
-
(FLY SM II) Uniform convergence. For any compact set
$K \subset (X_0)_{\mathrm{reg}}$
, the sequence
$\Phi_t^* g_{\mathrm{FLY},t}$
converges uniformly to
$g_{\mathrm{FLY},0}$
as
$t \rightarrow 0$
on K.
Our main theorem on the smoothings takes the following form.
Theorem 2.11. The compact metric spaces
$(X_t, d_{\mathrm{FLY},t})$
converge to
$(X_0,d_{\mathrm{FLY},0})$
in the Gromov–Hausdorff topology as
$t \to 0$
.
2.4.3 Hermitian Yang–Mills metrics on the smoothing.
In order to get approximate Hermitian Yang–Mills solutions on the smoothings, Collins, Picard and Yau glued the pullback of the metric
$H_0$
to the Candelas–de la Ossa metrics [Reference Collins, Picard and YauCPY24]. These approximate metrics were perturbed to obtain true solutions
$H_t$
to the Hermitian Yang–Mills equations. The resulting metrics
$H_t$
on
$X_t$
solve
The construction of [Reference Collins, Picard and YauCPY24] is such that
for
$|\beta| \in (0,1)$
, and
and
$\chi(z) = \zeta( |t|^{-\alpha} \| z \|^2 )$
for
$0<\alpha<1$
and
$\zeta: [0,\infty) \rightarrow [0,1]$
with
$\zeta \equiv 1$
on [0,1] and
$\zeta \equiv 0$
on
$[2,\infty)$
.
The metrics
$H_t$
are uniformly equivalent to
$g_{\mathrm{FLY},t}$
, so that
Furthermore, for any compact set
$K \subset (X_0)_{\mathrm{reg}}$
, the sequence
$\Phi_t^* H_t$
converges uniformly to
$H_0$
as
$t \rightarrow 0$
on K. We will show the Gromov–Hausdorff convergence of the Yang–Mills metrics.
Theorem 2.12. The compact metric spaces
$(X_t, d_{H_t})$
converge to
$(X_0, d_{H_0})$
in the Gromov–Hausdorff topology as
$t \to 0$
.
2.5 Notation and conventions
Before we continue with our study of conifold transitions, we establish a general notational guideline due to the sheer number of metrics involved.
When working with quantities related to metrics on small resolutions (
$\widehat{X}$
and
$\widehat{V}$
), we will include a hat and a subscript to denote the metric being used. We will also use the parameters a and b for families of metrics on these spaces.
In a similar vein, analogous quantities on the smoothings (
$X_t$
and
$V_t$
) and singular spaces (
$X_0$
and
$V_0$
) will not have a hat, but will include an appropriate subscript. The parameters used for families of metrics here will be s and t.
At times, we will present lemmas and results that can be applied in more general settings encompassing both the small resolution and the smoothings. In this setting, we will not include the hat, but we will use the Greek letters
$\alpha$
and
$\beta$
as parameters.
For example, see Table 1.
Notation

In addition, we adopt the convention that C denotes a generic positive constant that may change from line to line but does not depend on a or t.
3. Gromov–Hausdorff continuity in the regular case
In this section, we show Gromov–Hausdorff continuity of the geometries
$(\widehat{X},\widehat{d}_{\mathrm{FLY},a})$
and
$(\widehat{X},\widehat{d}_{\widehat{H}_a})$
for
$a \gt 0$
, as well as
$(X_t,d_{\mathrm{FLY},t})$
and
$(X_t,d_{H_t})$
for
$t \neq 0$
. That is, we show that the variations of geometry induced by a conifold transition are a continuous process in
$\mathcal{M}$
away from the singular conifold. Namely, we have the following theorem.
Theorem 3.1. The following paths
$(0,1] \to \mathcal{M}$
are continuous in the Gromov–Hausdorff topology:
-
(i)
$a \mapsto (\widehat{X},\widehat{d}_{\mathrm{FLY},a})$
; -
(ii)
$a \mapsto (\widehat{X},\widehat{d}_{H_a})$
.
Furthermore, the following maps
$\Delta_\epsilon \setminus \{0\} \to \mathcal{M}$
are continuous in the Gromov–Hausdorff topology:
-
(iii)
$t \mapsto (X_t,d_{\mathrm{FLY},t})$
; -
(iv)
$t \mapsto (X_t,d_{H_t})$
.
Extending this continuity to the singular spaces obtained when
$a=t=0$
is a more difficult task, which we will describe in §4. Our final result will be that the maps
$[0,1] \rightarrow \mathcal{M}$
and
$\Delta_\epsilon \rightarrow \mathcal{M}$
are continuous, but in this current section we only consider the geometries away from
$X_0$
.
3.1 Gromov–Hausdorff vs. uniform convergence
Since Riemannian manifolds exhibit more structure than that of a metric space, there is considerably more flexibility when defining notions of continuity of the geometry of a family of Riemannian manifolds than that of continuity in the Gromov–Hausdorff topology. In particular, a very natural way to define continuity of the geometry is through some continuity condition on a family of metrics. As the following well-known lemma shows, the Gromov–Hausdorff topology is weaker than the topology of uniform convergence of Riemannian metrics. Many similar results can be found in the literature, cf. Example 7.4.4 of [Reference Burago, Burago and IvanovBBI01], and we include the proof as a warm-up.
Proposition 2. Let
$g_\alpha$
be a family of metrics on a connected, compact manifold X of dimension n, where the parameter
$\alpha \in U$
lies in an open set which we take to be either real or complex:
$U \subset \mathbb{R}$
or
$U \subset \mathbb{C}$
. Fixing a parameter
$\beta \in U$
, suppose that
$\alpha \mapsto g_{\alpha}$
is continuous at
$\alpha = \beta$
in the
$L^{\infty}$
norm with respect to
$g_{\beta}$
. Then
$\alpha \mapsto (X,d_{g_{\alpha}})$
is continuous at
$\alpha=\beta$
in the Gromov–Hausdorff topology.
Remark 5. Since X is compact, all metrics on X are uniformly equivalent. That is, given two metrics
$g,\tilde{g}$
on X, there is some
$C \gt 1$
such that
Thus, the continuity assumption in Proposition 2 could be replaced by continuity of the family of metrics
$g_{\alpha}$
in the
$L^{\infty}$
norm with respect to any metric on X.
Proof. Let
$0 \lt \epsilon \lt 1$
and fix a parameter
$\beta$
. Consider the identity map
$(X,d_{g_{\alpha}}) \to (X,d_{g_{\beta}})$
. This map is surjective, so it suffices to show that it is an
$(C\epsilon)$
-isometry when
$|\alpha-\beta|$
is small, for some constant C independent of
$\alpha$
.
The
$L^\infty$
continuity of the metrics
$g_\alpha$
at
$\alpha=\beta$
implies that we may choose
$\delta \gt 0$
sufficiently small so that if
$|\alpha-\beta| \lt \delta$
, then
$\sup_{X} |g_{\alpha} - g_{\beta}|_{g_{\beta}} \lt \epsilon$
. It follows that there exists some
$\epsilon'=\epsilon'(\delta) \in \mathbb{R}$
such that for all
$|\alpha-\beta|<\delta$
, we have
Thus for any
$\alpha$
with
$|\alpha-\beta|<\delta$
, the length of a curve
$\gamma$
satisfies
$L_{\alpha}(\gamma) \leq (1+\epsilon') \cdot L_{\beta}(\gamma)$
. It follows that
$D := (1+\epsilon') \cdot \text{diam}_\beta (X) \geq \text{diam}_\alpha (X)$
for all
$\alpha$
with
$|\alpha-\beta|<\delta$
.
Pick points
$p,q \in X$
and choose minimizing geodesics
$\gamma_{\alpha}, \gamma_{\beta}: [0,1] \to X$
from p to q in the
$g_\alpha$
and
$g_{\beta}$
metrics, respectively. We have that
$\gamma_{\alpha}(0) = \gamma_{\beta}(0) = p$
and
$\gamma_{\alpha}(1) = \gamma_{\beta}(1) = q$
, and furthermore
$L_{\alpha}(\gamma_{\alpha}) = d_{\alpha} (p,q)$
and
$L_{\beta}(\gamma_\beta) = d_{\beta}(p,q)$
. Comparing the lengths of
$\gamma_{\alpha}$
and
$\gamma_{\beta}$
in the metrics
$g_{\alpha}$
and
$g_{\beta}$
, we note that
\begin{align*}\begin{split} |L_{\alpha}(\gamma_{\alpha}) - L_{\beta}(\gamma_{\alpha})| & \leq \int_0^1 |g_{\alpha} - g_{\beta}|_{g_{\alpha}} \cdot|\dot{\gamma_{\alpha}}|_{g_{\alpha}} \, ds \\ & \leq \Big(\sup_{X} \, |g_{\alpha} - g_{\beta}|_{g_{\alpha}} \Big) \cdot \int_0^1 |\dot{\gamma_{\alpha}}|_{g_{\alpha}}\,ds \\ & \lt D \epsilon. \end{split} \end{align*}
Similarly, we have
$|L_{\alpha}(\gamma_{\beta}) - L_{\beta}(\gamma_{\beta})| \lt D \epsilon$
. Then we see that for
$|{\alpha}-{\beta}| \lt \delta$
, we have
Similarly,
$d_{\beta}(p,q) \lt d_{\alpha}(p,q) + D\epsilon$
, so that
$|d_{\alpha}(p,q) - d_{\beta}(p,q)| \lt D\epsilon$
if
$|{\alpha}-{\beta}| \lt \delta$
. Since this choice of
$\delta$
does not depend on the choice of
$p,q \in X$
, the identity map is a
$D\epsilon$
-isometry, completing the proof.
When applying this statement to the geometry of the smoothings
$X_t$
, we will use the following variant.
Corollary 1. Let
$\{ (X_{\alpha},g_\alpha) \}$
be a family of compact Riemannian manifolds parametrized by
$\alpha \in U \subset \mathbb{C}$
. Fix
$\beta \in U$
, and suppose that for each
$\alpha$
there is a diffeomorphism
$F_\alpha: X_\beta \rightarrow X_\alpha$
. Suppose
$F_\alpha^* g_\alpha \rightarrow g_\beta$
in the
$L^\infty$
norm with respect to
$g_\beta$
as
$\alpha \rightarrow \beta$
. Then
$(X_{\alpha},d_{g_{\alpha}}) \to (X_{\beta},d_{g_{\beta}})$
in the Gromov–Hausdorff topology as
$\alpha \to \beta$
.
Proof. This follows by applying the proposition above to the family of metrics
$F_\alpha^* g_{\alpha}$
on the fixed manifold
$X_{\beta}$
. Thus,
$(X_{\beta}, F_\alpha^* g_{\alpha}) \to (X_{\beta}, g_{\beta})$
in the Gromov–Hausdorff topology as
$\alpha \to \beta$
. Since
$(X_{\beta}, F_\alpha^* g_{\alpha})$
is isometric to
$(X_{\alpha},g_{\alpha})$
, the result follows.
3.2 Small-resolution metrics
$\widehat{g}_{\mathrm{FLY},a}$
In order to prove Theorem 3.1, it suffices by Proposition 2 to show that each of the families of metrics is continuous in the
$L^{\infty}$
norm. To that end, we will show in this subsection that the family
$\widehat{g}_{\mathrm{FLY},a}$
is continuous in the
$L^{\infty}$
norm.
Lemma 1. The Fu–Li–Yau metrics
$\{\widehat{g}_{\mathrm{FLY},a} \mid a \in (0,1]\}$
on
$\widehat{X}$
satisfy the continuity condition of Proposition 2.
Proof. Let
$b \in (0,1]$
. Recall that the Fu–Li–Yau metrics are obtained via a gluing construction which interpolates between a multiple of the Candelas–de la Ossa metrics (near the
$(-1,-1)$
-curves) and the ambient Calabi–Yau metric (away from the
$(-1,-1)$
-curves) [Reference Collins, Picard and YauCPY24, Reference Fu, Li and YauFLY12]. The gluing region is independent of the parameter a, and
$\widehat{\omega}_{\mathrm{FLY},a}^2 - \widehat{\omega}_{\mathrm{FLY},b}^2$
is supported on open sets around each
$(-1,-1)$
-curve, and in particular we have the following expression on the local models with
$\| z \|^2 \lt 1$
:
\begin{equation} \begin{aligned} \widehat{\omega}_{\mathrm{FLY},a}^2 - \widehat{\omega}_{\mathrm{FLY},b}^2 &= C\frac{2R^{-1}}{3} \sqrt{-1} \partial \overline{\partial} \Big( \chi \Big( \frac{2R^2}{3} f_a(\|z\|^2) \Big) (\sqrt{-1} \partial \overline{\partial} f_a (\|z\|^2) + 8a^2 \pi^* \omega_{FS}) \Big) \\[5pt] &\quad - C\frac{2R^{-1}}{3} \sqrt{-1} \partial \overline{\partial} \Big( \chi \Big( \frac{2R^2}{3} f_b(\|z\|^2) \Big) (\sqrt{-1} \partial \overline{\partial} f_b (\|z\|^2) + 8b^2 \pi^* \omega_{FS}) \Big), \end{aligned} \end{equation}
where C and R are constants,
$\chi$
is a smooth function, and
$f_s$
are a family of smooth functions such that
$f_s(x) = s^2 f_1 ({x}/{s^3})$
and
(see [Reference Collins, Picard and YauCPY24]). It follows that the function
$|\widehat{\omega}_{\mathrm{FLY},a}^2 - \widehat{\omega}_{\mathrm{FLY},b}^2|^2_{g_{\mathrm{FLY},b}}$
is smooth in a and p.
Since
$b \neq 0$
, we can pick some
$h \gt 0$
such that
$I = [b-h,b+h] \subset (0,1]$
(or
$I = [1-h,1] \subseteq (0,1]$
in the case where
$b = 1)$
. One can check that in coordinates around a point
$p \in \widehat{X}$
, each component in (15) is smooth in a and p. In particular, differentiating the function
$f_a (\|z\|^2)$
involves uniform bounds since we have the expression
$f_a(\|z\|^2) = a^2 f_1 ({\|z\|^2}/{a^3})$
and also because
$a \gt 0$
in our interval so that
${\|z\|^2}/{a^3}$
lies in a compact set.
It follows that the covariant derivative of
$|\widehat{\omega}_{\mathrm{FLY},a}^2 - \widehat{\omega}_{\mathrm{FLY},b}^2|^2_{g_{\mathrm{FLY},b}}$
is continuous on
$I \times \widehat{X}$
. By compactness, we obtain uniform boundedness of the covariant derivative on I. By a corollary of the Arzelà–Ascoli theorem, the pointwise convergence of the function
$|\widehat{\omega}_{\mathrm{FLY},a}^2 - \widehat{\omega}_{\mathrm{FLY},b}^2|^2_{g_{\mathrm{FLY},b}}$
is actually uniform.
A positive
$(n-1,n-1)$
-form has a unique
$(n-1)$
th root and this is determined in a continuous fashion (see e.g. [Reference MichelsohnMic82]). It follows that
$\sup |\widehat{g}_{\mathrm{co},a} - \widehat{g}_{\mathrm{co},b}|_{\widehat{g}_{\mathrm{co},b}}$
approaches 0 as
$a \rightarrow b$
.
We can now apply Proposition 2 to this path of spaces to obtain the desired Gromov–Hausdorff continuity.
3.3 Smoothing metrics
$g_{\mathrm{FLY},t}$
We prove the analogous results of §3.2 for the smoothings.
Let
$\mu: \mathcal{X} \rightarrow \Delta$
be a holomorphic smoothing of
$X_0$
and let
$X_t = \mu^{-1}(t)$
. Fix
$s \neq 0$
and consider the smoothings
$X_t$
nearby
$X_s$
. As this is a smooth family of complex manifolds, by Ehresmann’s lemma there exists a smoothly varying family of diffeomorphisms
$F_t: X_s \rightarrow X_t$
such that
$F_s$
is the identity map.
Recall that the Fu–Li–Yau metrics [Reference Fu, Li and YauFLY12] on the smoothings are obtained by: (1) pullback and a gluing construction leading to a pre-perturbed metric
$g_t$
; followed by (2) a perturbation to a balanced metric
$g_{\mathrm{FLY},t}$
.
We see that the expression (11) for
$\omega^2_t$
is smooth in the parameter t and can employ the method in the proof of Lemma 1. The metric
$g_t$
on
$X_t$
is extracted from
$\omega_t$
via a square-root construction (see e.g. [Reference MichelsohnMic82]), and since the dependence on t is explicit here and
$F_t: X_s \rightarrow X_t$
varies smoothly with
$F_s=\text{{id}}$
, we can see that
Corollary 1 applies to
$(X_t,g_t)$
; however, these are not the Fu–Li–Yau metrics as these do not satisfy
$d \omega_t^2=0$
. For this we need to estimate the correction term
$\gamma_t$
appearing in (12). As this term
$\gamma_t$
comes from solving
$E_t(\gamma_t) = \bar{\partial} \omega_t^2$
, we need to deduce from the fact that the right-hand sides
$\bar{\partial} \omega_t^2$
vary smoothly for
$t \neq 0$
that the solutions
$\gamma_t$
vary smoothly. We first need to study some properties of the Kodaira–Spencer operator
$E_t$
(which, in this case, is determined with respect to the auxiliary metric
$\omega_t$
).
Lemma 2. Let
$\widehat{X} \rightarrow X_0 \rightsquigarrow X_t$
be a conifold transition from an initial Kähler Calabi–Yau threefold with finite fundamental group. Endow
$X_t$
with the auxiliary Hermitian metric
$\omega_t$
from the Fu–Li–Yau construction. Then
$E_t: \Lambda^{2,3}(X_t) \rightarrow \Lambda^{2,3}(X_t)$
satisfies
$\text{ ker}\,E_t = \{ 0 \}$
for all
$0<|t| \ll 1$
.
Proof. Let
$\chi \in \Lambda^{2,3}(X_t)$
be such that
$\chi \in \text{ker}\,E_t$
. Integrating by parts over the identity
$\langle E_t \chi, \chi \rangle = 0$
implies
Next, we note that
$\partial^\dagger \chi \in \Lambda^{1,3}(X_t)$
and so
$\bar{\partial} (\partial^\dagger \chi) = 0$
by type consideration. It is noticed in [Reference Fu, Li and YauFLY12] that
by using
$H^{1,3}(\widehat{X},\mathbb{C})=0$
on the small resolution together with Hartogs’ lemma; we refer to [Reference Fu, Li and YauFLY12] for the proof. Therefore,
and so
We conclude that if
$\chi \in \Lambda^{2,3} \cap \text{ker}\,E_t$
, then
$\partial \chi = \partial^\dagger \chi = 0$
. It follows that
$\psi = \bar{\chi} \in \Lambda^{3,2}(X_t)$
solves
By the Hodge theorem, this defines an element in Dolbeault cohomology, and since
$X_t$
has trivial canonical bundle, then
$H^{3,2}(X_t,\mathbb{C}) = H^2(X_t,\Omega^3_{X_t}) = H^2(X_t,\mathcal{O}_{X_t})$
. Lemma 8.2 in [Reference FriedmanFri91] states that if
$H^2(\widehat{X},\mathcal{O}_{\widehat{X}}) = 0$
, then
$H^2(X_t,\mathcal{O}_{X_t}) =0$
. Since
on the initial Kähler Calabi–Yau threefold with finite fundamental group, we conclude that
$H^{3,2}(X_t,\mathbb{C}) =0$
and so
$\psi = 0$
.
We will also need some uniform estimates as
$t \rightarrow s$
. This is a standard argument given that the kernel of E is trivial and
$X_s$
is smooth.
Lemma 3. Fix
$s\gt 0$
. There exists
$\epsilon\gt 0$
and
$C\gt 1$
such that
for all
$\gamma_t \in \Lambda^{2,3}(X_t)$
with
$|t-s|<\epsilon$
. Here, each norm on
$X_t$
is taken with respect to the auxiliary Hermitian metrics
$\omega_t$
from the Fu–Li–Yau construction.
Proof. Since the compact manifolds
$X_t$
deform smoothly to the compact manifold
$X_s$
, the Schauder estimates
hold uniformly for all t close to s, where the norms on
$X_t$
are taken with respect to
$\omega_t$
. We would like to upgrade this estimate to (16).
Suppose (16) is false, so that there exists a sequence
$t_i \rightarrow s$
and constants
$C_i \rightarrow \infty$
with
Consider
$\tilde{\gamma}_i = \gamma_{t_i} / \| \gamma_{t_i} \|_{C^{4,\alpha}(X_{t_i})}$
. As
we may apply the Arzelà–Ascoli theorem to extract a convergent subsequence to a limit
$\gamma_\infty$
solving
By the previous lemma,
$\gamma_\infty = 0$
. This contradicts estimate (17), which implies
and so
${1}/{2C} \leq \| \tilde{\gamma}_i \|_{C^0(X_{t_i})}$
for all
$t_i$
close to s, and thus
$\| \gamma_\infty \|_{C^0(X_s)} \gt 0$
.
Returning to the construction of the metrics
$\omega_{\mathrm{FLY},t}$
, we claim
$F_t^* \gamma_t \rightarrow \gamma_s$
in
$C^4(X_s)$
as
$t \rightarrow s$
. Suppose not, so that there exists
$\epsilon\gt 0$
with
along a subsequence
$t_i \rightarrow s$
. The uniform elliptic estimate (16) implies
$\| \gamma_t \|_{C^{4,\alpha}(X_t)} \leq C$
, and so
$F_t^* \gamma_t$
is also bounded on
$(X_s,g_s)$
. Applying the Arzelà–Ascoli theorem, there is a subsequence converging to a limit
$\gamma_\infty$
on
$X_s$
solving
It follows that
and, since
$\text{ker}\,E_s = \{ 0 \}$
, we conclude
$\gamma_\infty = \gamma_s$
, which contradicts (18).
Using that
$F_t^* \gamma_t \rightarrow \gamma_s$
, taking a square root of (12) gives a family of metrics
$\omega_{\mathrm{FLY},t}$
varying continuously as
$t \rightarrow s$
, and so
By Remark 5, this convergence also holds with respect to the Fu–Li–Yau metrics
$g_{\mathrm{FLY},s}$
, and thus Corollary 1 applies to
$(X_t,g_{\mathrm{FLY},t})$
. This proves that
$(X_t,d_{\mathrm{FLY},t}) \rightarrow (X_s,d_{\mathrm{FLY},s})$
in the Gromov–Hausdorff sense as
$t \rightarrow s$
.
3.4 Small-resolution metrics
$\widehat{H}_a$
We return to the small resolution
$\widehat{X} \rightarrow X_0$
, where there is a family of metrics
$\widehat{H}_a$
satisfying the Hermitian Yang–Mills equation
We will show that for
$b\gt 0$
fixed,
Suppose this is false. Then there exists
$\epsilon\gt 0$
and a sequence
$a_i \rightarrow b$
such that
for all
$a_i$
. By the estimates in Proposition 1, we have
Standard estimates for the Hermitian Yang–Mills equations then give
For a proof of these standard estimates, see e.g. Proposition 3.9 with
$r \equiv 1$
in [Reference Collins, Gukov, Picard and YauCGP+23] and the higher-order estimates which follow after, or in the Kähler case Appendix C of [Reference Jacob and WalpuskiJW18]. By the Arzelà–Ascoli theorem, we may extract a subsequence
$\widehat{H}_{a_{i_k}}$
converging to a limit
$H_\infty$
such that
This uses that
$\widehat{\omega}_{\mathrm{FLY}, a_{i_k}} \rightarrow \widehat{\omega}_{\mathrm{FLY},b}$
as
$a_{i_k} \rightarrow b$
, which holds by properties of the Fu–Li–Yau metrics. We now have two Hermitian Yang–Mills metrics
$H_\infty$
and
$\widehat{H}_b$
with respect to
$\widehat{\omega}_{\mathrm{FLY}, b}$
. Consider
$H_\infty= e^u \widehat{H}_b$
. A classic calculation (see e.g. [Reference Uhlenbeck and YauUY86], or (A.11) below) implies
It follows by the maximum principle that
$\bar{\partial} u = 0$
and hence u is a holomorphic endomorphism of
$T^{1,0} \widehat{X}$
. It is a well-known corollary of Yau’s theorem [Reference YauYau78] that, on a Calabi–Yau threefold
$\widehat{X}$
with finite fundamental group, it holds that
Therefore,
$H_\infty = \lambda H_b$
. By the normalization condition (8), it follows that
$\lambda=1$
. This contradicts (21), and thus (19) is proved, and we conclude that
$(\widehat{X},\widehat{d}_{\widehat{H}_a}) \rightarrow (\widehat{X},\widehat{d}_{\widehat{H}_b})$
in the Gromov–Hausdorff sense as
$a \rightarrow b$
.
Here is one way to see (23). By Yau’s theorem,
$\widehat{X}$
admits a Kähler Ricci-flat metric. A holomorphic endomorphism of
$T^{1,0} \widehat{X}$
is parallel with respect to the Levi-Civita connection by a Bochner argument. This parallel endomorphism defines a
$\textrm{Hol}_p$
-linear map on
$T_p \widehat{X}$
, and hence by Schur’s lemma must be a scalar multiple of the identity at each point
$p \in \widehat{X}$
; this scalar factor is the same at all points by holomorphy. Here we used that the restricted holonomy group
$\textrm{Hol}_p = \mathrm{SU}(3)$
and acts irreducibly on
$T_p \widehat{X}$
, since
$\widehat{X}$
has finite fundamental group by the de Rham splitting theorem.
3.5 Smoothing metrics
$H_t$
Fix
$s \neq 0$
and consider the smoothings
$X_t$
near the smooth fiber
$X_s$
with smoothly varying family of diffeomorphisms
$F_t: X_s\rightarrow X_t$
, with
$F_s$
the identity. The metrics
$H_t$
also satisfy continuity of the form
The proof is similar to the arguments given before: suppose
$F_t^* H_t$
does not converge to
$H_s$
as
$t \rightarrow s$
and extract a converging subsequence via the estimates (14) and (20). The limit solves the Hermitian Yang–Mills equation, and by uniqueness and normalization this limit must be
$H_s$
, which is a contradiction.
The main difference compared to the argument given in (22) is the step which establishes
for all t small enough. This follows from a well-known argument as soon as we show that
$T^{1,0} X_t$
is a stable bundle: stable vector bundles are simple. Since we know that
$T^{1,0} X_t$
admits a Hermitian Yang–Mills metric, this bundle is polystable, and hence it remains to show that it cannot split holomorphically as
$T^{1,0} X_t=A_t \oplus B_t$
. Suppose, by contradiction, that there exists a sequence
$t_i \rightarrow 0$
such that the tangent bundle splits, and after a subsequence and relabeling we may assume
$\textrm{rk} A_{t_i} = 1$
. Define from such data a sequence of holomorphic endomorphisms
$h_i \in H^0(X_{t_i}, \textrm{End} \, T^{1,0} X_{t_i})$
by
\[h_{t_i} =\begin{cases} \mathrm{id} & \text{on } A_{t_i}, \\[4pt] 0 & \text{on } B_{t_i}.\end{cases} \]
By compactness of holomorphic functions, on compact sets away from the singular set we may take a subsequential limit uniformly. By an exhaustion argument, a subsequence of the
$t_i$
converges to a limiting endomorphism
Taking pointwise limits of
$\mathrm{Tr} \, h_{t_i}$
and
$\det \, h_{t_i}$
gives
This defines a holomorphic endomorphism of the tangent bundle on
$\widehat{X} \setminus E$
, and by Hartogs’ theorem this endomorphism extends to
We conclude by (23) that
$h_\infty = \lambda \textrm{id}$
, which contradicts (26).
4. Gromov–Hausdorff convergence in the singular case
In this section, we extend Theorem 3.1 and show that conifold transitions with the Fu–Li–Yau metrics and the Hermitian Yang–Mills metrics are continuous in the Gromov–Hausdorff topology through the singular conifold at
$t=a=0$
. That is, we show the following.
Theorem 4.1. The following four convergences hold in the Gromov–Hausdorff topology:

Therefore, the maps
$[0,1] \to \mathcal{M}$
given by
-
(i)
$a \mapsto (\widehat{X},\widehat{d}_{\mathrm{FLY},a})$
; -
(ii)
$a \mapsto (\widehat{X},\widehat{d}_{H_a})$
and the maps
$\Delta_\epsilon \to \mathcal{M}$
given by
-
(iii)
$t \mapsto (X_t,d_{\mathrm{FLY},t})$
; -
(iv)
$t \mapsto (X_t,d_{H_t})$
are continuous and agree at
$a=t=0$
.
Before starting the proofs, we discuss how to interpret the limiting spaces
$(X_0,d_{\mathrm{FLY},0})$
and
$(X_0,d_{H_0})$
.
A length structure on a topological space X consists of a class A of curves in X, and a length function
$L:A \to [0,\infty)$
. The curves in A are called admissible curves. Both A and L have to satisfy a number of very natural conditions (see Definition 2.1.1 of [Reference Burago, Burago and IvanovBBI01]). The length structure determines a distance function d on X so that for all
$p,q \in X$
, the distance d(p,q) is the infimum of the lengths of all admissible curves from p to q. A length space is a topological space X together with a length structure on X.
Remark 6. The spaces that we consider in this paper are all smooth Riemannian manifolds, with the exception of the cone
$(V_0,g_{\mathrm{co},0})$
and the conifold
$(X_0,g_{\mathrm{FLY},0})$
or
$(X_0,H_0)$
, where there are isolated singular points. Thus, on each space considered, there is a natural length structure whose admissible curves are the piecewise differentiable curves, and whose length function is the standard Riemannian length; that is, the integral of the speed of the curve with respect to the metric. The metric is defined everywhere except at the isolated singular points, so the Riemannian length is well-defined.
We will make use of the following theorem (Theorem 2.5.23 of [Reference Burago, Burago and IvanovBBI01]).
Theorem 4.2. Let X be a complete, locally compact length space. Then, given any
$p,q \in X$
, there exists an admissible curve
$\gamma: [0,1] \to X$
such that
$\gamma(0)=p$
and
$\gamma(1)=q$
, with
$L(\gamma)=d(p,q)$
.
Lastly, we adopt the convention that the diameter of a set Q is understood to mean the intrinsic diameter, as we explain in the following definition.
Definition 4.3. Let Q be a bounded, path-connected set in a length space X. Given two points
$p,q \in Q$
, the intrinsic distance from p to q is defined as
$d_{\mathrm{int}}(p,q) := \inf L(\gamma)$
, where the infimum is taken over all admissible curves
$\gamma$
from p to q contained in Q. The diameter of Q is defined by
Note that this is a non-standard definition of diameter, since many authors take the diameter of Q to be the supremum of the distance (in X) between pairs of points in Q.
4.1 Reduction of a curve
In order to prove our main lemma (Lemma 5), we first need the following curve-reduction lemma.
Lemma 4. Suppose
$Q_1, \ldots, Q_k$
are disjoint, closed, path-connected, bounded sets in a complete, locally compact length space X, and let
$\gamma: [0,1] \to X$
be an admissible curve. Then there exists an admissible curve
$\mu:[0,1] \to X$
such that:
-
(i)
$\mu(0)=\gamma(0)$
and
$\mu(1)=\gamma(1)$
; -
(ii) for all
$i \in \{1,\ldots,k\}$
, the set
$\mu^{-1}(Q_i) \subset [0,1]$
is either empty or a single closed subinterval of [0,1]; and -
(iii) we have the estimate (noting Definition 4.3)
\begin{equation*} L(\mu) \leq L(\gamma) + \sum\limits_{i=1}^k \text{diam}(Q_i). \end{equation*}
Proof. We will construct the curve
$\mu$
in the following way. Define
$a_1 \in [0,1]$
as
$a_1 := \inf \{s \in [0,1] \mid \gamma(s) \in \bigcup_{i=1}^k Q_i\}$
. Relabeling the sets
$Q_i$
if necessary, we can say that
$\gamma(a_1) \in Q_1$
. Now, define a time
$b_1 \in [0,1]$
by
$b_1 := \sup \{s \in [0,1] \mid \gamma(s) \in Q_1\}$
. Using Theorem 4.2, take
$\mu \mid_{[a_1,b_1]}$
to be any admissible curve such that
$\mu([a_1,b_1])\subset Q_1$
, the endpoints satisfy
$\mu(a_1)=\gamma(a_1)$
and
$\mu(b_1)=\gamma(b_1)$
, and furthermore
Now, for
$i\gt 1$
define
$a_i$
to be
$a_i := \inf\{s \in (b_{i-1},1] \mid \gamma(s) \in \bigcup_{i=1}^k Q_i\}$
, and relabel the sets so that
$\gamma(a_i) \in Q_i \neq Q_1, \ldots, Q_{i-1}$
. Take
$b_i$
to be the time
$b_i := \sup \{s \in [0,1] \mid \gamma(s) \in Q_i\}$
. Once again, choose
$\mu \mid_{[a_i,b_i]}$
to be an admissible curve where
$\mu([a_i,b_i])\subset Q_i$
, the endpoints are
$\mu(a_i)=\gamma(a_i)$
and
$\mu(b_i)=\gamma(b_i)$
, and the length satisfies
Eventually, after
$\ell \leq k$
iterations, there will not exist an
$a_{\ell+1}$
.
At this point, we have constructed the curve
$\mu$
on the set
$A = \bigcup_{i=1}^{\ell} [a_i,b_i]$
. For
$s \in A':= [0,1] \setminus A$
, set
$\mu(s)=\gamma(s)$
.
Since the class of admissible curves is closed under restrictions and concatenations (see Definition 2.1.1 of [Reference Burago, Burago and IvanovBBI01]), we see by construction that
$\mu$
is admissible. Furthermore,
$\mu^{-1}(Q_i)=[a_i,b_i]$
for
$1 \leq i \leq \ell$
, and
$\mu^{-1}(Q_i)=\varnothing$
otherwise. Finally, note that
\begin{align*} L(\mu) = L(\mu \mid_{A'}) + \sum\limits_{i=1}^{\ell} L(\mu \mid_{[a_i,b_i]}) &\leq L(\gamma\mid_{A'}) + \sum\limits_{i=1}^{\ell} \text{diam}(Q_i)\\ &\leq L(\gamma) + \sum\limits_{i=1}^k \text{diam}(Q_i), \end{align*}
completing the proof.
4.2 The main lemma
Gromov–Hausdorff convergence of the various metrics on both the small resolution and the smoothing will follow by applying the following general lemma. A similar strategy is used in [Reference Song and WeinkoveSW13]. With this lemma in place, it will remain to verify its hypothesis in our geometric setups.
Lemma 5. Let
$X_{\alpha}$
be a family of connected compact smooth manifolds where the parameter
$\alpha$
lies in either
$\alpha \in (0,1]$
or
$\alpha \in \Delta \setminus \{ 0 \} \subset \mathbb{C}$
. Let
$X_0$
be a compact analytic space with
$X_0 = (X_0)_\textrm{reg} \cup (X_0)_\textrm{sing}$
where
$(X_0)_\textrm{reg}$
is a connected smooth manifold and there are finitely many ODP singular points
$(X_0)_\textrm{sing} = \{s_1, \ldots, s_k\}$
, meaning that each
$s_i \in X_0$
is contained in a neighborhood
$U_i \subset X_0$
which can be identified with a neighborhood of the origin in
$V_0 \subset \mathbb{C}^4$
.
For each
$\alpha$
, let
$K_{i,\alpha} \subseteq X_0$
and
$C_{i,\alpha} \subseteq X_\alpha$
be disjoint compact sets with
$s_i \in K_{i,\alpha}$
, for
$i \in \{1,\ldots,k\}$
. Suppose further that we have a family of maps
$F_{\alpha} \colon X_{\alpha} \rightarrow X_0$
such that:
-
– the restriction
$F_{\alpha} \colon X_{\alpha} \backslash \bigcup_i C_{i,\alpha} \to X_0 \backslash \bigcup_i K_{i,\alpha}$
is a diffeomorphism; and -
– for each
$i \in \{1,\ldots,k\}$
, we have
$F_{\alpha}(C_{i,\alpha}) \subset K_{i,\alpha}$
.
Let
$g_\alpha$
be a Riemannian metric on
$X_\alpha$
for each
$\alpha$
. Let
$g_0$
be a smooth Riemannian metric on
$(X_0)_\textrm{reg}$
satisfying the bound
$g_0 \leq C (dr^2 + r^2 \cdot g_L)$
in a neighborhood
$U_i$
of the singular points
$s_i$
. Let
$d_0$
be the distance function induced by
$g_0$
on
$X_0$
(see Remark 6).
Now, let
$\epsilon \gt 0$
, and suppose that there exist disjoint open sets
$G_1, \ldots, G_k \subset X_0$
and
$\alpha_0 \gt 0$
such that each
$G_i$
satisfies
-
(i)
$K_{i,\alpha} \subset G_i$
for all
$|\alpha|<\alpha_0$
; -
(ii)
$(F_\alpha^{-1})^* g_\alpha$
converges uniformly to
$g_0$
on the compact set
$X_0 \setminus \bigcup_i G_i$
as
$\alpha \to 0$
; -
(iii)
$\text{diam}_0 (G_i) \lt \epsilon$
; and -
(iv)
$\text{diam}_{\alpha} (F_{\alpha}^{-1}(G_i)) \lt \epsilon$
whenever
$|\alpha| \lt \alpha_0$
.
Then there exists
$\alpha_1 \gt 0$
and a constant
$C \gt 0$
independent of
$\alpha$
such that
is a
$C\epsilon$
-isometry for all
$|\alpha| \lt \alpha_1$
.
Proof. Let
$\epsilon \gt 0$
. We first prove that the image of each
$F_{\alpha}$
is
$\epsilon$
-dense in
$X_0$
. By our assumptions, the only points in
$X_0$
not in
$F_{\alpha}(X_{\alpha})$
must lie in some
$K_{i,{\alpha}}$
. For each i, we can choose some
$p \in \overline{G_i} \ K_{i,\alpha}$
which is in the image of
$F_{\alpha}$
. Since
$\text{diam}_{g_0} (\overline{G_i}) \lt \epsilon$
, we have that
$F_{\alpha}(X_{\alpha})$
is
$\epsilon$
-dense in
$X_0$
with respect to
$d_0$
for sufficiently small
$\alpha$
.
It remains to prove that there exists some
$C,\alpha_1\gt 0$
such that, for all
$|\alpha|<\alpha_1$
,
for each
$p,q \in X_{\alpha}$
.
Let
$p,q \in X_{\alpha}$
. Using Theorem 4.2, pick a curve
$\gamma \colon [0,1] \rightarrow X_0$
such that
$\gamma(0) = F_{\alpha}(p)$
and
$\gamma(1) = F_{\alpha}(q)$
, and
We will replace this curve
$\gamma$
with a curve
$\mu$
on
$X_0$
passing through the bad sets
$\overline{G_i}$
at most k times using Lemma 4. The new curve
$\mu$
is piecewise differentiable with
$\mu(0) = F_{\alpha}(p)$
,
$\mu(1) = F_{\alpha}(q)$
,
\begin{equation} L_0(\mu) \leq L_0(\gamma) + \sum_{i=1}^k \text{diam}_0(\overline{G_i}) \leq L_0(\gamma) + k \epsilon, \end{equation}
and the construction of Lemma 4 provides an integer
$\ell \leq k$
and a sequence
such that (by relabeling
$s_i$
if necessary) we have
$\mu^{-1}(\overline{G_i}) = [a_i,b_i]$
for
$1 \leq i \leq \ell$
and
$\mu^{-1}(\overline{G_i}) = \emptyset$
for
$\ell + 1 \leq i \leq k$
. Set
$A_i = [a_i,b_i]$
and
$A' = [0,1] \setminus \bigcup_{i=1}^\ell A_i$
.
Over the closed time intervals
$\overline{A'}$
, the curve
$\mu$
does not enter any
$K_{i,\alpha}$
, and can be identified with a curve on
$X_\alpha$
by the diffeomorphism
$F_\alpha$
. Define a curve
$\mu_{\alpha}: \overline{A'} \rightarrow X_\alpha$
on
$X_{\alpha}$
by
$\mu_{\alpha}(s) = F_{\alpha}^{-1} \circ \mu(s)$
.
By the triangle inequality and the diameter estimate
$\text{diam}_{\alpha} (F_{\alpha}^{-1}(\overline{G_i})) \lt \epsilon$
, we have that
\begin{align} d_{\alpha}(p,q) &\leq d(p,\mu_{\alpha}(a_1))+\sum\limits_{i=1}^{\ell} d_{\alpha}(\mu_{\alpha}(a_i),\mu_{\alpha}(b_i)) + \sum\limits_{i=2}^{\ell} d_{\alpha}(\mu_{\alpha}(b_{i-1}),\mu_{\alpha}(a_i)) + d_{\alpha}(\mu_{\alpha}(b_{\ell},q)\nonumber\\ &\leq L_{\alpha}({\mu}_{\alpha}|_{[0,a_1]}) + \sum\limits_{i=2}^{\ell} L_{\alpha}(\mu_{\alpha} \mid_{[b_{i-1},a_i]}) + L_{\alpha}(\mu_{\alpha} \mid_{[b_{\ell},1]})+k\epsilon \nonumber\\ &\leq \int_{A'} |\dot{\mu}_{\alpha}(s)|_{g_{\alpha}}\, ds + k \epsilon = \int_{A'} |(F_{\alpha}^{-1})_* \dot{\mu}(s) |_{g_{\alpha}}\, ds + k \epsilon. \end{align}
The set A’ is defined such that
$\mu|_{A'} \in X_0 \setminus \bigcup_i G_i$
. The uniform convergence of the metrics
$(F_{\alpha}^{-1})^*g_{\alpha}$
to
$g_0$
on this region gives that
and
$\delta$
can be made arbitrarily small for sufficiently small
$\alpha$
. We can next apply (28) and (29) to obtain
Note that
$\text{diam}_{0}(X_0)< \infty$
, since it is a union of a smooth geometry on a compact manifold
$X_0 \setminus \bigcup_i G_i$
with sets
$\overline{G_i}$
of bounded diameter that have non-trivial intersection with
$X_0 \setminus \bigcup_i G_i$
. Combining (30) and (31) and choosing
$\delta$
small enough gives
Applying (28) and (29), we then have
We now need to obtain the other side of the desired inequality (27), and the argument is similar. Let
$\eta_{\alpha} \colon [0,1] \rightarrow X_{\alpha}$
be a curve such that
$\eta_{\alpha}(0) = p$
and
$\eta_{\alpha}(1) = q$
, and
As before, we use Lemma 4 to replace
$\eta_\alpha$
with a curve
$\nu_\alpha$
passing through the bad sets
$F_\alpha^{-1}(\overline{G_i})$
at most k times. The replacement curve
$\eta_\alpha:[0,1] \rightarrow X_\alpha$
has the same endpoints
$\nu_{\alpha}$
with
$\nu_{\alpha}(0) = p$
,
$\nu_{\alpha}(1) = q$
and satisfies the length estimate
\begin{equation} L_{\alpha}(\nu_{\alpha}) \leq L_{\alpha}(\eta_{\alpha}) + \sum_{i=1}^k \text{diam}_{\alpha}(F_{\alpha}^{-1}(\overline{G_i})) \leq L_{\alpha}(\eta_{\alpha}) + k \epsilon. \end{equation}
The time interval can be broken into
$[0,1] = A_{\alpha} \cup A'_{\alpha}$
as before, where
$\nu_\alpha|_{A'_\alpha} \in X_\alpha \setminus \bigcup F_\alpha^{-1}(G_i)$
.
We now move onto the space
$(X_0,d_0)$
. Define a curve
$\nu: \overline{A'_\alpha} \rightarrow X_0$
by
$\nu(s) = F_{\alpha} \circ \nu_{\alpha}(s)$
, and apply the triangle inequality as in (30) to obtain
The convergence of the metrics
$(F_{\alpha}^{-1})^* g_{\alpha}$
to
$g_0$
on
$X_0 \setminus \bigcup_i G_i$
, and the fact that
$\nu_\alpha|_{A'_\alpha}$
stays within
$X_\alpha \setminus \bigcup F_\alpha^{-1}(G_i)$
, implies that
where
$\delta$
is small for sufficiently small
$\alpha$
. We can bound uniformly in
$\alpha$
the diameter
For this, note that
$(X_\alpha \setminus \bigcup_i F_\alpha^{-1}(G_i), g_\alpha)$
is isometric to
$(X_0 \setminus \bigcup_i G_i, (F_\alpha^{-1})^*g_\alpha)$
, which has bounded diameter since
$(F_\alpha^{-1})^* g_\alpha \rightarrow g_0$
smoothly uniformly on this region. The remaining piece of the geometry
$(X_\alpha,g_\alpha)$
, namely the sets
$\bigcup_i F_\alpha^{-1}(\overline{G_i})$
, also have bounded diameter.
From here, we can combine (34), (35) and (33) and choose
$\delta$
small enough to establish
Combining this together with (32), we obtain (27) and the lemma holds for the uniform constant
$C = 2k+1$
.
4.3 Estimates on the small resolution
In this subsection, we will show how Lemma 5 gives convergence of the families of metrics on the small resolution. In the small-resolution case, the maps
$F_\alpha$
are simply the blowdown map
$F: \widehat{X} \to X_0$
, while the sets
$C_{i,\alpha} \subset \widehat{X}$
are the
$(-1,-1)$
-curves
$E_i \simeq \mathbb{P}^1$
, and the sets
$K_{i,\alpha} \subset X_0$
are the singletons
$K_{i,\alpha} = \{s_i\}$
containing the conifold singularities. At this point, we must check that the diameter estimates (ii) and (iii) appearing in Lemma 5 apply for the small-resolution metrics. Since these are local estimates around the
$(-1,-1)$
-curves and around the singularities, we work on the local model
$(\widehat{V},\widehat{g}_{\mathrm{co},a})$
. In order to get a handle on bounds pertaining to the ‘tube’
$\widehat{T}(1) = \{ r \leq 1 \}$
, we split it up into a smaller ‘tube’
$\widehat{T}(aK)$
and an ‘annulus’
$\widehat{T}(1) \backslash \widehat{T}(aK)$
.
4.3.1 Tubular bounds.
Recall the asymptotically conical decay property (CO SR II). We may fix a constant K such that
when
$r \gt aK$
. We start with uniform bounds on the spaces
$(\widehat{T}(aK), \widehat{g}_{\mathrm{co},a})$
. These will be obtained using the scaling property (CO SR I) and the compactness of the set
$(\widehat{T}(K), \widehat{g}_{\mathrm{co},1})$
.
To estimate the diameter, we consider a curve
$\gamma \colon [0,1] \rightarrow \widehat{T}(aK)$
. The length of this curve with respect to the metric
$\widehat{g}_{\mathrm{co},a}$
is given by
\begin{equation*}\begin{aligned} \widehat{L}_{\mathrm{co},a} (\gamma) &= \int_0^1 \sqrt{\widehat{g}_{\mathrm{co},a} ( \dot{\gamma}(s), \dot{\gamma}(s))} \, ds \\ &= \int_0^1 \sqrt{ a^2 \cdot S^*_{a^{-1}} (\widehat{g}_1)( \dot{\gamma}(s), \dot{\gamma}(s) )} \, ds \\ &= a \cdot \int_0^1 \sqrt{ \widehat{g}_{\mathrm{co},1} ( (S_{a^{-1}})_* \dot{\gamma}(s), (S_{a^{-1}})_* \dot{\gamma}(s) )} \, ds \\ &= a \cdot \widehat{L}_{\mathrm{co},1} ( S_{a^{-1}} \circ \gamma ),\end{aligned}\end{equation*}
where we have used (CO SR I). Since there is a one-to-one correspondence between curves in
$\widehat{T}(aK)$
and curves in
$\widehat{T}(K)$
given by composition with
$S_{a^{-1}}$
, it follows that
To obtain a volume bound, we note that
Using the change of variables formula, this becomes
Therefore,
4.3.2 Annular bounds.
Let
$\delta \gt 0$
. We will obtain diameter and volume bounds on the annular region
$\widehat{T}(\delta) \backslash \widehat{T}(aK)$
for
$0 \lt a \leq {\delta}/{K}$
. These are derived using the asymptotically conical decay property (CO SR II).
Fix a point
$p = (\lambda, u_0, v_0) \in \widehat{T}(\delta) \backslash \widehat{T}(aK)$
, and denote
$\rho = r(p)$
. Then
$\rho \in (aK,\delta]$
.
Consider the curve
$\widehat{\gamma}: [({a}/{\rho})K, 1] \rightarrow \widehat{T}(\delta)$
given by
This path begins in
$\widehat{T}(aK)$
and moves along the fiber over
$\lambda_0$
to arrive at
$p=\widehat{\gamma}(1)$
.
Using the blowdown map
$\pi: \widehat{V} \rightarrow V_0$
(5), it can be directly checked that this curve is sent to the curve
$\gamma = \pi \circ \widehat{\gamma}$
in
$V_0$
given by
It follows that
Lemma 6. The path
$\gamma(s)$
on
$V_0$
given above has speed
$|\dot{\gamma}|_{g_{\mathrm{co},0}} = \rho$
and length
$L_{\mathrm{co},0}(\gamma)=\rho-aK$
.
Proof. The cone metric can be written as
$g_{\mathrm{co},0} = dr^2 + r^2 \cdot \textrm{pr}_1^* g_L$
, where
$g_L$
is a metric on the link
$L = \{ r = 1\}$
and
$\textrm{pr}_1: V_0 \rightarrow L$
is the projection to the link
$\textrm{pr}_1(z) = {z}/{\| z \|}$
. We can then compute
and
Therefore,
This gives the speed of
$\gamma$
, and integration gives the length.
We now compare the length of the curve
$(\widehat{\gamma}, \widehat{g}_{\mathrm{co},a})$
to the length of the curve
$(\gamma, g_{\mathrm{co},0})$
:
\begin{equation*}\begin{aligned} |\widehat{L}_{\mathrm{co},a}(\widehat{\gamma}) - L_{\mathrm{co},0} (\gamma)| &= \Bigg| \int_{({a}/{\rho})K}^1 |\dot{\widehat{\gamma}}|_{\widehat{g}_{\mathrm{co},a}} - |\dot{\gamma}|_{g_{\mathrm{co},0}} \, ds \Bigg| \\ &\leq \int_{({a}/{\rho)}K}^1 \bigg| |\dot{\widehat{\gamma}}|_{\widehat{g}_{\mathrm{co},a}} - |\dot{\gamma}|_{g_{\mathrm{co},0}} \bigg| \, ds \\ &= \int_{({a}/{\rho})K}^1 \bigg| |\dot{\gamma}|_{(\pi^{-1})* (\widehat{g}_{\mathrm{co},a})} - |\dot{\gamma}|_{g_{\mathrm{co},0}} \bigg| \, ds \\ &= \int_{({a}/{\rho})K}^1 \Bigg| \frac{|\dot{\gamma}|^2_{(\pi^{-1})* (\widehat{g}_{\mathrm{co},a})} - |\dot{\gamma}|^2_{g_{\mathrm{co},0}}}{|\dot{\gamma}|_{(\pi^{-1})* (\widehat{g}_{\mathrm{co},a})} + |\dot{\gamma}|_{g_{\mathrm{co},0}}} \Bigg| \, ds.\end{aligned}\end{equation*}
We then obtain the estimate
\begin{equation*} \begin{aligned}|\widehat{L}_{\mathrm{co},a}(\widehat{\gamma}) - L_{\mathrm{co},0} (\gamma)| &\leq \int_{({a}/{\rho})K}^1 \frac{| (\pi^{-1})^* \widehat{g}_{\mathrm{co},a} - g_{\mathrm{co},0}|_{g_{\mathrm{co},0}} \, |\dot{\gamma}|_{g_{\mathrm{co},0}}^2}{|\dot{\gamma}|_{(\pi^{-1})* (\widehat{g}_{\mathrm{co},a})} + |\dot{\gamma}|_{g_{\mathrm{co},0}}} \, ds \\&\leq \int_{({a}/{\rho})K}^1 | (\pi^{-1})^* \widehat{g}_{\mathrm{co},a} - g_{\mathrm{co},0}|_{g_{\mathrm{co},0}} \, |\dot{\gamma}|_{g_{\mathrm{co},0}} \, ds. \end{aligned}\end{equation*}
We now use
$|\dot{\gamma}|_{g_{\mathrm{co},0}}=\rho$
,
$r(\gamma(s)) = s \cdot \rho$
and (CO SR II) to obtain
Therefore,
For fixed
$0 \lt a \leq {\delta}/{K}$
, this is maximized when
$\rho = \delta$
, giving
As such, we get
In tandem with our diameter bound for
$\widehat{T}(aK)$
(36), we get
which for fixed
$\delta$
and K is uniformly bounded for
$0 \lt a \leq {\delta}/{K}$
.
In the appendix, we will need a volume estimate on tubes around the exceptional divisor. This volume estimate follows from the diameter estimate and the Bishop–Gromov comparison theorem. Indeed, for
$0 \lt a \leq {\delta}/{K}$
, the diameter estimate tells us that
Thus, the tube
$\widehat{T}(\delta)$
is contained in the ball
$\widehat{B}(p,C\delta)$
for any point
$p \in \widehat{T}(\delta)$
. Therefore,
\begin{align*} \widehat{\text{Vol}}_{\mathrm{co},a}(\widehat{T}(\delta)) &\leq \widehat{\text{Vol}} \, \widehat{B}(p,C\delta) \\ &\leq \text{Vol}_{\mathrm{Euc}} \,B(0,C\delta),\end{align*}
where
$\text{Vol}_{\mathrm{Euc}} \, B(0,C\delta)$
denotes the Euclidean volume of the ball of radius
$C\delta$
in
$\mathbb{R}^6$
. This second inequality is by Bishop–Gromov, together with the fact that the metrics
$\widehat{g}_{\mathrm{co},a}$
are Ricci-flat. Thus,
$ \widehat{\text{Vol}}_{\mathrm{co},a}(\widehat{T}(\delta)) \leq C \delta^6$
. We record these diameter and volume bounds for future reference. The diameter bound is used in the next section, and the volume bound is used in the appendix.
Lemma 7. For
$\delta \gt 0$
, we have
and
for any
$0 \lt a \leq {\delta}/{K}$
.
4.3.3 Applying the main lemma.
Our diameter estimates will enable us to prove the following useful lemma akin to that of Song and Weinkove [Reference Song and WeinkoveSW13].
Lemma 8. For
$0< \epsilon \lt 1$
, there exist
$\delta \gt 0$
and
$0 \lt a_0$
such that, for
$0 \lt a \lt a_0$
,
-
(i)
$\text{diam}_{\mathrm{co},0} (D_0(\delta)) \lt \epsilon$
; and -
(ii)
$\widehat{\text{diam}}_{\mathrm{co},a} (\pi^{-1} (D_0(\delta))) \lt \epsilon$
.
Proof. We have that
$D_0(\delta)$
is a closed disc of radius
$\delta$
with respect to a cone metric
$g_{\mathrm{co},0} = dr^2 + r^2 \cdot g_L$
. Standard arguments from Riemannian geometry give the diameter of
$D_0(\delta)$
to be
$2 \delta$
. We can then take
$\delta \lt {\epsilon}/{2}$
to satisfy the first condition.
Next, we consider the second condition, and note
$\pi^{-1}(D_0(\delta)) = \widehat{T}(\delta)$
. Using (39), we see that the result follows once we choose
$\delta$
small enough such that
$\delta \lt C^{-1} \epsilon$
,
$\delta \lt {\epsilon}/{2}$
and
$a_0 = {\delta}/{K}$
.
We can now apply Lemma 5 to prove convergence of the three classes of metrics on the small resolution.
-
– Theorem 2.7. Convergence of the local models
$(\widehat{T}(1),\widehat{d}_{\mathrm{co},a}) \rightarrow (D_0(1), d_{\mathrm{co},0})$
.In this case, we have only one ODP singularity s. By the diameter estimate of
$g_{\mathrm{co},a}$
(Lemma 8), we see that for each
$\epsilon \gt 0$
, we can pick the set
$\overline{G} = D_0(\delta)$
for an appropriately small
$\delta \gt 0$
such that Lemma 5 applies. -
– Theorem 2.8. Convergence of the global balanced metrics
$(\widehat{X}, \widehat{d}_{\mathrm{FLY},a}) \rightarrow (X_0, d_{\mathrm{FLY},0})$
.Here we use the fact that the Fu–Li–Yau metrics are, up to scaling, just the Candelas–de la Ossa metrics in a compact set around the
$(-1,-1)$
-curves
$E_i$
and the ODP singularities
$s_i$
. For
$\epsilon \gt 0$
, we can pick
$\overline{G_i} = D_0(\delta_i)$
for appropriately small
$\delta_i$
around each singular point
$s_i$
. Coupling this with the smooth convergence of the Fu–Li–Yau metrics on compact sets away from the
$(-1,-1)$
-curves, we may apply Lemma 5. -
– Theorem 2.12. Convergence of the global Hermitian Yang–Mills metrics
$(\widehat{X},\widehat{d}_{\widehat{H}_a}) \rightarrow (X_0,d_{H_0})$
.By Proposition 1, we have the estimate
on the local sets
\begin{equation*} C^{-1} \cdot g_{\mathrm{co},a} \leq \widehat{H}_a \leq C \cdot g_{\mathrm{co},a} \end{equation*}
$D_0(\delta_i)$
around each singularity
$s_i$
, where the Fu–Li–Yau metrics are a scaling of the Candelas–de la Ossa metrics. Lemma 8 implies that, for
$\epsilon \gt 0$
, there exist
$\delta_i \gt 0$
and
$a_0 \gt 0$
such that for all
$0 \lt a \lt a_0$
, We may therefore apply Lemma 5.
\begin{equation*} \mathrm{diam}_{H_0}(D_0(\delta_i)) \lt \epsilon, \quad \widehat{\text{diam}}_{\widehat{H}_a}(\pi^{-1} (D_0(\delta_i))) \lt \epsilon. \end{equation*}
4.4 Estimates on the smoothing
We now prove the analogous statements on the smoothings. We will derive diameter bounds on
$D_t(\beta_{t,\delta}) \subset V_t$
with respect to
$g_{\mathrm{co},t}$
. Volume bounds can also be obtained in a similar way as for the small resolution, and we omit the details as they are not needed in the current work.
We recall that
$\beta_{t,\rho}$
is defined by
\begin{equation*} \beta_{t,\rho} = \bigg( \rho^3 + \frac{|t|^2}{4 \rho^3} \bigg)^{\!\!{1}/{3}}\end{equation*}
and the role of
$\beta_{t,\rho}$
is so that the set
$\{ r = \beta_{t,\rho} \} \subset V_t$
on the smoothing is identified with the set
$\{ r = \rho \} \subset V_0$
on the cone via the map
$\Phi_t$
.
The method we will use is analogous to that of the small resolutions. First, we use the asymptotically conical decay property (CO SM II) to set
$K \gt 0$
such that
when
$r \gt |t|^{{{1}/{3}}}K$
.
We then split our region of interest
$D_t(\beta_{t,\delta})$
into a ‘disc’
$D_t(\beta_{t,|t|^{{{1}/{3}}}K})$
and an ‘annulus’
$D_t(\beta_{t,\delta}) \backslash D_t(\beta_{t,|t|^{{{1}/{3}}}K})$
.
4.4.1 Bounds on the disc.
We start by estimating the geometry of the disc
$D_t(\beta_{t, |t|^{{{1}/{3}}}K})$
. For this, we note that
is an isometry. This is due to the scaling property
$g_{\mathrm{co},t} = |t|^{2/3} S^*_{t^{-1/3}}(g_{\mathrm{co},1})$
. It follows that
4.4.2 Annular bounds.
Let
$\delta \gt 0$
. We now compute diameter bounds on the ‘annular’ region
$D_t(\beta_{t,\delta}) \backslash D_t(\beta_{t,|t|^{{{1}/{3}}}K})$
when
$0 \lt |t| \leq ({\delta}/{K})^3$
. As before, this relies on (CO SM II).
Let
$q \in D_t(\beta_{t,\delta}) \backslash D_t(\beta_{t, |t|^{{{1}/{3}}}K})$
be an arbitrary point in the annular region. We will construct a curve
$\tilde{\gamma}$
from
$D_t(\beta_{t, |t|^{{{1}/{3}}}K})$
to q and estimate its length
$L_{\mathrm{co},t}(\widetilde{\gamma})$
. To do this, we will bring the setup back to the cone
$V_0$
and use a radial ray.
Since
$\Phi_t$
is a diffeomorphism on the annular region, we can write
$q = \Phi_t(p)$
for
$p \in V_0$
. We note that
$\beta$
is defined such that
$|t|^{{{1}/{3}}}K \lt r(p) \leq \delta$
and we define
$\rho\gt 0$
by
$r(p) = \rho$
. Hence,
$|t|^{1/3} K \lt \rho \leq \delta$
.
We can define a path
$\gamma \colon [|t|^{{{1}/{3}}} {K}/{\rho}, 1] \rightarrow V_0$
by
This path is chosen such that it begins in
$D_0(|t|^{{{1}/{3}}}K)$
and moves outward along a ray emanating from 0 to reach
$\gamma(1) = p$
. It can be checked that
The corresponding path in
$V_t$
is
$\tilde{\gamma} = \Phi_t \circ \gamma$
, and our goal is to estimate its length. We start with
\begin{equation*}\begin{aligned} |L_{\mathrm{co},t}(\widetilde{\gamma}) - L_{\mathrm{co},0}(\gamma)| &\leq \int_{|t|^{1/3} {K}/{\rho}}^1 \Bigg| |\dot{\gamma}|_{(\Phi_t)^* (g_{\mathrm{co},t})} - |\dot{\gamma}|_{g_{\mathrm{co},0}} \Bigg| \, ds \\ &\leq \int_{|t|^{1/3} {K}/{\rho}}^1 |(\Phi_t)^* g_{\mathrm{co},t} - g_{\mathrm{co},0}|_{g_{\mathrm{co},0}} |\dot{\gamma}|_{g_{\mathrm{co},0}} \, ds.\end{aligned}\end{equation*}
Using
$|\dot{\gamma}|_{g_{\mathrm{co},0}} = \rho$
,
$r(s) = s \cdot \rho$
and (CO SR II), we get
\begin{equation*} |L_{\mathrm{co},t}(\widetilde{\gamma}) - L_{\mathrm{co},0}(\gamma)| \leq C \int_{|t|^{1/3} {K}/{\rho}}^1 |t| r^{-3}(s) \rho \, ds \leq C \bigg( \frac{|t|^{1/3}}{K^2} - \frac{|t|}{\rho^2} \bigg).\end{equation*}
We can also check that
By the triangle inequality and the above estimates, we conclude
Since
$|t| \leq \delta^3 K^{-3}$
and
$\rho \leq \delta$
, we conclude that
Combining this with our diameter bound (41) for
$D_t(\beta_{t,|t|^{{{1}/{3}}}K})$
, we get
which is the desired diameter bound for the Calabi–Yau metrics on the local model
$(V_t,g_{\mathrm{co},t})$
.
4.4.3 Bounds for the Fu–Li–Yau metrics.
On the smoothings, the Fu–Li–Yau metrics are only close to scaled Candelas–de la Ossa metrics instead of being exactly equal to them. Owing to this, we require a version of the diameter bound (44) for the Fu–Li–Yau metric. This will follow by virtue of the estimate (13).Consider a curve
$\gamma$
on the disc
$D_t(\beta_{t,\delta})$
. We compare the length of this path
$\gamma$
with respect to the Fu–Li–Yau metric and to a scaled Candelas–de la Ossa metric:
Using (13), and recognizing that the
$0<\delta<1$
and
$K \gg 1$
appearing here can be chosen such that
$\beta_{t,\delta}$
is smaller than the
$\delta$
appearing in (13) for all
$0 \lt |t| \leq ({\delta}/{K})^3$
, we have
Thus,
It then follows that
Combining this with (44), we have the following.
Lemma 9. For
$\delta \gt 0$
,
for all
$0 \lt |t| \leq ({\delta}/{K})^3$
.
4.4.4 Applying the main lemma.
Using the diameter estimates, we prove an analog of Lemma 8 in the case of the smoothings for the Candelas–de la Ossa and Fu–Li–Yau metrics.
Lemma 10. For
$0 \lt \epsilon \lt 1$
, there exists
$\delta \gt 0$
and
$0 \lt t_0$
such that, for
$0 \lt |t| \lt t_0$
,
-
(i)
$\text{diam}_{\mathrm{co},0} (D_0(\delta)) < \epsilon$
; and
-
(ii)
$\text{diam}_{\mathrm{co},t} (D_t(\beta_{t,\delta})) \lt \epsilon$
.
The result also holds when taking diameters with respect to the Fu–Li–Yau metrics
$g_{\mathrm{FLY},0}$
and
$g_{\mathrm{FLY},t}$
instead of the Candelas–de la Ossa metrics
$g_{\mathrm{co},0}$
and
$g_{\mathrm{co},t}$
.
Proof. As was the case in Lemma 8, the first condition holds as long as
$\delta \lt {\epsilon}/{2}$
. Using (44) or (45), we see that for all
$0 \lt |t| \leq ({\delta}/{K})^3$
, we have the estimate
for some uniform constant
$C \gt 0$
. The result follows.
Applying our lemma then gives convergence of our metrics on the smoothings.
-
– Convergence of the local models
$(D_t(\beta_{t,1}), d_{\mathrm{co},t}) \rightarrow (D_0(1), d_{\mathrm{co},0})$
.We have only one ODP singularity s for this case. Using our diameter estimate (44), we have that for
$\epsilon \gt 0$
, we can pick
$\overline{G} = D_0(\delta)$
,
$K_t = D_0(({|t|}/{2})^{{{1}/{3}}})$
and
$C_t = D_t(|t|^{{{1}/{3}}})$
for sufficiently small
$\delta \gt 0$
and t such that Lemma 5 applies with the maps
$\Phi_t$
. -
– Convergence of the global balanced metrics
$(X_t,d_{\mathrm{FLY},t}) \rightarrow (X_0, d_{\mathrm{FLY},0})$
.Here, we use the diameter estimate (45) instead. For
$\epsilon \gt 0$
, we can again pick
$\overline{G_i} = D_0(\delta_i)$
,
$K_{i,t} = D_0(({|t|}/{2})^{{{1}/{3}}})$
and
$C_{i,t} = D_t(|t|^{{{1}/{3}}})$
for sufficiently small
$\delta_i \gt 0$
and t around each singularity
$s_i$
. As such, we can apply the lemma with the maps
$\Phi_t$
. -
– Convergence of the global Hermitian Yang–Mills metrics
$(X_t,d_{H_t}) \rightarrow (X_0,d_{H_0})$
.Similar to the case of the small resolutions, we use estimate (14), which is
on the local sets
\begin{equation} C^{-1} \cdot g_{\mathrm{FLY},t} \leq H_t \leq C \cdot g_{\textrm{FLY,t}} \end{equation}
$D_0(\delta_i)$
around the singularities
$s_i$
. Set
$K_{i,t} = D_0(({|t|}/{2})^{{{1}/{3}}})$
and
$C_{i,t} = D_t(|t|^{{{1}/{3}}})$
. Lemma 10 then gives that, for
$\epsilon \gt 0$
, there exists
$\delta_i \gt 0$
and
$t_0 \gt 0$
such that for all
$0 \lt |t| \lt t_0$
, Applying Lemma 5 using the maps
\begin{equation} \text{diam}_{H_0} (D_0(\delta_i)) \lt \epsilon, \quad \text{diam}_{H_t} (D_t(\beta_{t,\delta_i})) \lt \epsilon. \end{equation}
$\Phi_t$
proves the result.
Combining these results with the analogous results for the small resolution found at the end of §4.3.2, we obtain Theorem 4.1.
Appendix A. Hermitian–Yang–Mills metrics on the resolution
The presentation in [Reference Collins, Picard and YauCPY24] only uses convergence of Hermitian Yang–Mills metrics along a subsequence of the Fu–Li–Yau metrics
$\widehat{\omega}_{\mathrm{FLY},a_k}$
as
$a_k \rightarrow 0$
. Convergence along the full sequence
$a \rightarrow 0$
also follows from the estimates in [Reference Collins, Picard and YauCPY24], and in this appendix we provide the full details.
We start by establishing notation. We denote the components of a Hermitian metric H on
$T^{1,0}X$
by
$H_{\alpha \bar{\beta}}$
, and this convention is such that the associated inner product on
$T^{1,0}X$
is given by
The components of the inverse of H are denoted
$H^{\bar{\mu} \nu}$
, so that
$H_{\mu \bar{\nu}} H^{\bar{\nu} \kappa} = \delta_\mu{}^\kappa$
. The Chern connection associated to H will be denoted
$\nabla$
, so that
The Chern curvature of H will be denoted by
$F \in \Lambda^{1,1}(\textrm{End} \, T^{1,0}X)$
with conventions
We often omit the endomorphism indices and write
$F_{j \bar{k}} = - \partial_{\bar{k}}(\partial_j H H^{-1})$
. Given two metrics H and
$\hat{H}$
, the difference in curvature tensors is
where
$\hat{\nabla} h = \partial h + [h,\partial \hat{H} \hat{H}^{-1}]$
is the induced connection on
$\textrm{End} \, T^{1,0}X$
.
Let
$\omega_a = i (g_a)_{j \bar{k}} dz^j \wedge d \bar{z}^k$
be the sequence of Fu–Li–Yau balanced metrics on the resolution
$\hat{X}$
. To ease notation, in this section we write
$\omega_a$
instead of
$\widehat{\omega}_{\mathrm{FLY},a}$
. We will use the notation
From [Reference Collins, Picard and YauCPY24], there is a sequence
$H_a$
of Hermitian Yang–Mills metrics on
$T^{1,0}X$
solving
along with estimates
where the constants are uniform in a. Furthermore, for each
$K \subseteq \hat{X} \setminus E$
there are estimates
We first normalize the sequence
$\{ H_a \}$
. We define
and after replacing
$H_a$
with
$e^{-c_a} H_a$
, we can fix the normalization
Since
$C^{-1} g_a \leq H_a \leq C g_a$
, the constants
$e^{-c_a}$
are uniformly bounded, and so the normalized sequence
$\{ H_a \}$
still satisfies the estimates (A.2). By the Arzelà–Ascoli theorem, for each
$K \subset \hat{X} \setminus E$
there is a subsequence
$H_{b_i} \rightarrow H_0$
converging uniformly. Taking an exhaustion of compact sets and identifying
$\hat{X} \setminus E$
with
$(X_0)_\textrm{reg}$
, we obtain a subsequence
$H_{b_i} \rightarrow H_0$
which converges pointwise on
$(X_0)_\textrm{reg}$
and uniformly on compact subsets.
The goal of this appendix is to upgrade the subsequential convergence to convergence of the full sequence
$\{ H_a \}$
uniformly on compact subsets of
$(X_0)_\textrm{reg}$
.
Lemma 11. For any compact sets
$K \subseteq \widehat{X} \setminus E$
, we have convergence
in the
$C^\ell(K)$
norm for any integer
$\ell$
.
We proceed by contradiction. Suppose not, so that there exists an
$\epsilon\gt 0$
, a compact subset
$K_0 \subseteq (X_0)_\textrm{reg}$
, and a subsequence
$a_i \rightarrow 0$
with
for all
$a_i$
. We can apply the estimates (A.2) and the Arzelà–Ascoli theorem to the
$\{H_{a_i} \}$
to extract a further subsequence
$\{ H_{a_{i_k}} \}$
converging uniformly to a limit
$\tilde{H}_0$
on compact subsets of
$(X_0)_\textrm{reg}$
.
We now have two limiting metrics
$H_0$
and
$\tilde{H}_0$
. Our goal will be to show that
$H_0=\tilde{H}_0$
. Taking the limit of (A.4) along the subsequence
$a_{i_k}$
gives
which is the desired contradiction.
The main step in showing
$H_0 = \tilde{H}_0$
is the following.
Lemma 12. Equip
$(X_0)_\textrm{reg}$
with the Fu–Li–Yau metric
$g_0$
. Let
$H_0$
and
$\tilde{H}_0$
be two metrics on the holomorphic tangent bundle of
$(X_0)_\textrm{ reg}$
, each satisfying
Then
$H_0 = \lambda \tilde{H}_0$
for a constant
$\lambda \in \mathbb{C}$
.
We will prove Lemma 12 below, but let us assume it for now and complete the argument. Combining Lemma 12 with the normalization condition (A.6) proved below, we obtain the uniqueness
$H_0 = \tilde{H}_0$
. This completes the proof of Lemma 11.
The normalization (A.3) along the sequence leads to the following normalization for the limit.
Lemma 13. Set
$e^u = \tilde{H}_0 H_0^{-1}$
. Then
Proof. We have two subsequences
$\{ b_i \}$
and
$\{ a_i \}$
such that
$f_{b_i} \rightarrow f_0$
and
$f_{a_i} \rightarrow \tilde{f}_0$
pointwise on
$\hat{X} \setminus E$
and uniformly on compact sets. Taking the logarithm of
we have
$\tilde{f}_0 = \mathrm{Tr} \, u + f_0$
. Thus, if we can show that
we will have established (A.6). The calculation of both these integrals is the same, so we only calculate for the sequence
$\{ b_i \}$
. We split the integral as
The first integral can be estimated by using
$|f_0| \leq C$
(A.5), so that
The second integral can be estimated by passing the limit under the integral over compact sets and using
$\int_X f_i \, d \textrm {vol}_{g_i} = 0$
:
\begin{align*} \bigg| \int_{\{r \geq \delta \}} f_0 \, d \textrm {vol}_{g_0} \bigg| &= \lim_{b_i \rightarrow 0} \bigg| \int_{\{r \geq \delta \}} f_{b_i} d \textrm{ vol}_{g_{b_i}} \bigg|\nonumber\\ &= \lim_{b_i \rightarrow 0}\bigg| \int_{\{r \lt \delta \}} f_{b_i} d \textrm {vol}_{g_{b_i}} \bigg| \nonumber\\ &\leq C \limsup_{b_i \rightarrow 0} \textrm {Vol}_{\mathrm{co},b_i} (\hat{T}(\delta)).\end{align*}
Here we used
$C^{-1} g_b \leq H_b \leq C g_b$
implies
$|f_b|\leq C$
. We use the volume estimate (40) to conclude
We can now send
$\delta \rightarrow 0$
to complete the proof of the lemma.
All that remains now is to prove Lemma 12. We need to show that
$h = \tilde{H}_0 H_0^{-1}$
is a multiple of the identity endomorphism. Taking the trace of (A.1) and using the Hermitian Yang–Mills equation gives the following equation for h:
The following key identity was observed by Uhlenbeck and Yau [Reference Uhlenbeck and YauUY86]. We will use a version from Jacob and Walpuski [Reference Jacob and WalpuskiJW18] and give the proof for completeness.
Lemma 14. Let
$H= e^u \hat{H}$
be a pair of Hermitian metrics on a holomorphic bundle
$E \rightarrow X$
over a Hermitian manifold (X,g). Write
$h = e^u$
. Then we have the identity
If we assume
$|u|_{\hat{H}} \leq R$
, then there exists a constant
$C(R)\gt 0$
such that the following estimate holds:
Proof. We start by recalling the definition of u. Let
$\{ e_a \}$
be a local smooth frame for
$T^{1,0}X$
such that
\begin{equation*}\hat{H} = \sum_{a=1}^3 e^a \otimes \overline{e^a}, \quad h = \sum_{a=1}^3 \lambda_a \, e_a \otimes e^a.\end{equation*}
Then u is defined by
\begin{equation*} u = \sum_{a=1}^3 (\log \lambda_a) \, e_a \otimes e^a.\end{equation*}
In this frame, the adjoint
$\dagger$
with respect to
$\hat{H}$
is just the conjugate-transpose of the components, and so
$h^\dagger = h$
and
$u^\dagger =u$
.
The connection coefficients are
$\hat{\nabla}_i e_a = A_{i a}{}^b e_b$
and metric compatibility implies
$A_{i a}{}^b = -\overline{A_{\bar{i} b}{}^a}$
. We can then compute
and
The inner product on endomorphisms is
$\langle u,v \rangle_{\hat{H}} = \mathrm{Tr} \, u v^\dagger_{\hat{H}}$
, and to ease notation we drop the subscript
$\hat{H}$
. We have
since
$u^\dagger = u$
and
$(\nabla_{\bar{i}} u)^\dagger = \hat{\nabla}_i u$
. Furthermore, we notice that the expressions above imply
since the inner product only picks up the diagonal part. Therefore,
\begin{equation*}\begin{aligned}g^{\bar{k} j} \partial_{\bar{k}} \partial_j |u|^2 &= 2 g^{\bar{k} j} \partial_{\bar{k}} \langle \hat{\nabla}_j h h^{-1}, u \rangle \nonumber\\&= 2 \langle g^{\bar{k} j} \partial_{\bar{k}} (\hat{\nabla}_j h h^{-1}), u \rangle + 2 g^{\bar{k} j} \langle \hat{\nabla}_j h h^{-1}, \hat{\nabla}_k u \rangle.\end{aligned}\end{equation*}
This proves identity (A.8). For the estimate, it remains to show
We compute
which gives
\begin{equation*} \langle \hat{\nabla}_j h h^{-1}, \hat{\nabla}_k u \rangle = \sum_{a,b} \partial_j \log \lambda_a \partial_{\bar{k}} \log \lambda_a + \log \frac{\lambda_a}{\lambda_b} \lambda_a^{-1} (\lambda_b-\lambda_a) A_{ja}{}^b A_{\bar{k} b}{}^a\end{equation*}
and so
\begin{equation*} g^{\bar{k} j} \langle \hat{\nabla}_j h h^{-1}, \hat{\nabla}_k u \rangle = \sum_a |\partial \log \lambda_a|^2 + \sum_{a,b} \log \frac{\lambda_a}{\lambda_b} \lambda_a^{-1} (\lambda_a-\lambda_b) |A_a{}^b|^2.\end{equation*}
On the other hand,
\begin{equation*} g^{\bar{k} j} \langle \hat{\nabla}_j u, \hat{\nabla}_k u \rangle = \sum_a |\partial \log \lambda_a|^2 + \sum_{a,b} \bigg|\log \frac{\lambda_a}{\lambda_b} \bigg|^2 |A_a{}^b|^2.\end{equation*}
To show (A.10), it suffices to prove
Let
$e^x = \lambda_a/\lambda_b$
, and recall that by assumption there holds
$|x| \leq R$
. We are seeking an inequality of the form
This inequality indeed holds, since
$x^{-1}(1-e^{-x}) \gt 0$
for all
$x \in \mathbb{R}$
, so a constant
$C\gt 1$
exists such that
$x^{-1}(1-e^{-x}) \geq C^{-1}$
on the compact region
$|x| \leq R$
.
We now apply this lemma and combine it with (A.7) to obtain
on
$(X_0)_\textrm{reg}$
. Let
$\eta: [0,\infty) \rightarrow [0,\infty)$
be a cutoff function such that
$\eta \equiv 0$
on
$0 \leq r \leq 1$
and
$\eta \equiv 1$
on
$r \geq 2$
. Let
$\eta_\delta(r) = \eta(r/\delta)$
, so that
$\eta_\delta$
vanishes on
$\{ r \lt \delta \}$
. Identifying
$(X_0)_\textrm{reg}$
with
$\hat{X} \setminus E$
, we have
Integrating by parts, we can estimate
\begin{align*}\int_{\hat{X}} \eta_\delta \Delta |u|^2 \, d \textrm {vol}_{g_0} &\leq \int_{\hat{X}} |\nabla \eta_\delta| |\nabla u| |u| \, d \textrm {vol}_{g_0} \nonumber\\&\leq C \delta^{-1} \int_{ \{ \delta \lt r \lt 2 \delta \} } r^{-1} d \textrm {vol}_{g_0} \nonumber\\&\leq C \delta^4, \end{align*}
by using
$|\nabla u| \leq C r^{-1}$
(A.5) and
$|\nabla \eta_\delta| \leq C \delta^{-1}$
. Sending
$\delta \rightarrow 0$
, we conclude
We conclude that
$|\nabla u| = 0$
on
$\hat{X} \setminus E$
, and since
$\nabla$
is the Chern connection, this implies
on
$\hat{X} \setminus E$
. Since u is bounded, by Hartogs’ theorem we may extend u to all of
$\hat{X}$
. Thus, u is a holomorphic endomorphism of the tangent bundle
$T^{1,0} \hat{X}$
. Since
$\hat{X}$
is a Calabi–Yau threefold with finite fundamental group, we conclude (see (23)) that u must be a multiple of the identity:
$u = \lambda \, \textrm{id}$
. This completes the proof of Lemma 12.
Appendix B. The (local) map
$\Phi$
We collect several results regarding the map
$\Phi: V_0 \setminus \{ 0 \} \rightarrow V_1$
. We recall that
$\Phi$
was defined by
We will show that
$\Phi$
is a diffeomorphism from
$\{z \in V_0 \mid \|z\|^2 \gt 1/2 \}$
to
$\{z \in V_1 \mid \| z \|^2 \gt 1\}$
.
We start by taking the norm:
Let
$x = \| z \|^2$
, and remark that the function
is strictly increasing on
$({\tfrac{1}{2}},\infty)$
. From this, we see that
$\Phi$
is injective on
$V_0 \setminus \{ \| z \|^2 \leq {\tfrac{1}{2}} \}$
. Indeed, suppose that
$\Phi(z) = \Phi(z')$
, with
$\| z \|^2\gt {{\tfrac{1}{2}}}$
and
$\| z' \|^2 \gt {{\tfrac{1}{2}}}$
. Then the restriction of the domain implies that
$\|z\|^2 = \|z'\|^2$
. From here, we can split the equation
$\Phi(z) = \Phi(z')$
into real and imaginary parts and a straightforward calculation shows
$z=z'$
.
Our next step is to find an inverse for
$\Phi$
. First, we note that
is an inverse of
$f: ({\tfrac{1}{2}},\infty) \rightarrow (1,\infty)$
.
Now, let
$w \in V_1$
, with
$\|w\|^2 = B \gt 1$
. It can be checked by direct calculation that
satisfies
${\unicode{x2013}}$
$z \in V_0$
;
${\unicode{x2013}}$
$\|z\|^2 = g(B) \gt {\tfrac{1}{2}}$
; and
${\unicode{x2013}}$
$\Phi(z) = w$
.
It follows that
$\Phi$
is a bijection from
$\{z \in V_0 \mid \|z\|^2 \gt {\tfrac{1}{2}}\}$
to
$\{z \in V_1 \mid \|z\|^2 \gt 1 \}$
. The coordinate expressions for
$\Phi$
and the ones appearing in the previous computations show that
$\Phi$
and its inverse are smooth, hence
$\Phi$
is a diffeomorphism between these sets. Written in terms of
$r(z) = \|z\|^{{{2}/{3}}}$
, we get the following.
Proposition 3. The map
$\Phi \colon V_0 \setminus \{z \in V_0 \mid r(z) \gt 2^{-{{1}/{3}}}\} \rightarrow \{z \in V_1 \mid r(z) \gt 1 \}$
is a diffeomorphism.
We recall that we can compose the map
$\Phi$
with scaling maps
$S_R^*$
. In particular, we defined
$\Phi_t = S_{t^{{{1}/{3}}}} \circ \Phi \circ S_{t^{-{{1}/{3}}}}$
. One can check that in coordinates, this map takes the form
Smoothness of the scaling maps gives us the following corollary.
Corollary 2. The maps
$\Phi_t \colon V_0 \setminus \{z \in V_0 \mid r(z) \gt 2^{-{{1}/{3}}} \cdot t^{{{1}/{3}}} \} \rightarrow \{z \in V_1 \mid r(z) \gt t^{{{1}/{3}}} \}$
are diffeomorphisms for
$t \gt 0$
.
Acknowledgements
The authors thank J. Bryan, J. Chen, and A. Fraser for helpful discussions. We also thank the referee for helpful comments and suggestions. SP thanks T.C. Collins and S.-T. Yau for previous collaborations on conifold transitions.
Conflicts of interest
None.
Financial support
This research is supported by an NSERC Discovery Grant.
Journal information
Compositio Mathematica is owned by the Foundation Compositio Mathematica and published by the London Mathematical Society in partnership with Cambridge University Press. All surplus income from the publication of Compositio Mathematica is returned to mathematics and higher education through the charitable activities of the Foundation, the London Mathematical Society and Cambridge University Press.

