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An Overview of Noninvasive Brain Stimulation: Basic Principles and Clinical Applications

Published online by Cambridge University Press:  09 July 2021

Amitabh Bhattacharya
Affiliation:
Department of Neurology, National Institute of Mental Health and Neurosciences, Bengaluru, India
Kambhampati Mrudula
Affiliation:
Department of Neurophysiology, National Institute of Mental Health and Neurosciences, Bengaluru, India
Sai Sreevalli Sreepada
Affiliation:
Department of Neurophysiology, National Institute of Mental Health and Neurosciences, Bengaluru, India
Talakad Narsappa Sathyaprabha
Affiliation:
Department of Neurophysiology, National Institute of Mental Health and Neurosciences, Bengaluru, India
Pramod Kumar Pal
Affiliation:
Department of Neurology, National Institute of Mental Health and Neurosciences, Bengaluru, India
Robert Chen
Affiliation:
Division of Neurology, Department of Medicine, Division of Brain, Imaging and Behaviour, Krembil Research Institute, University of Toronto, University Health Network, Toronto, Ontario, Canada
Kaviraja Udupa*
Affiliation:
Department of Neurophysiology, National Institute of Mental Health and Neurosciences, Bengaluru, India
*
Correspondence to: Kaviraja Udupa, Department of Neurophysiology, National Institute of Mental Health and Neuro Sciences (NIMHANS), Hosur Road, Bengaluru, 560 029, India. Emails: kaviudupa@gmail.com; kaviudupa.nimhans@nic.in
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Abstract:

The brain has the innate ability to undergo neuronal plasticity, which refers to changes in its structure and functions in response to continued changes in the environment. Although these concepts are well established in animal slice preparation models, their application to a large number of human subjects could only be achieved using noninvasive brain stimulation (NIBS) techniques. In this review, we discuss the mechanisms of plasticity induction using NIBS techniques including transcranial magnetic stimulation (TMS), transcranial direct current stimulation (tDCS), transcranial alternating current stimulation (tACS), random noise stimulation (RNS), transcranial ultrasound stimulation (TUS), vagus nerve stimulation (VNS), and galvanic vestibular stimulation (GVS). We briefly introduce these techniques, explain the stimulation parameters and potential clinical implications. Although their mechanisms are different, all these NIBS techniques can be used to induce plasticity at the systems level, to examine the neurophysiology of brain circuits and have potential therapeutic use in psychiatric and neurological disorders. TMS is the most established technique for the treatment of brain disorders, and repetitive TMS is an approved treatment for medication-resistant depression. Although the data on the clinical utility of the other modes of stimulation are more limited, the electrical stimulation techniques (tDCS, tACS, RNS, VNS, GVS) have the advantage of lower cost, portability, applicability at home, and can readily be combined with training or rehabilitation. Further research is needed to expand the clinical utility of NIBS and test the combination of different modes of NIBS to optimize neuromodulation induced clinical benefits.

Résumé :

RÉSUMÉ :

Aperçu de la stimulation cérébrale non effractive : principes de base et applications cliniques.

Le cerveau est doté d’une plasticité neuronale innée, c’est-à-dire qu’il a la capacité de modifier sa structure ou ses fonctions en réaction aux changements continus qui se produisent dans l’environnement. Les concepts de la plasticité sont pratique courante dans les modèles de préparation de coupes de tissu animal, mais leur application à un grand nombre de sujets humains ne pourrait se réaliser qu’à l’aide de techniques de stimulation cérébrale non effractive (SCNE). Le présent article de synthèse portera ainsi sur les mécanismes d’induction de la plasticité par des techniques de SCNE, notamment la stimulation magnétique transcrânienne (SMT), la stimulation transcrânienne à courant continu (STCC), la stimulation transcrânienne à courant alternatif (STCA), la stimulation par bruit aléatoire (SBA), la stimulation transcrânienne par ultrasons (STU), la stimulation du nerf vague (SNV) et la stimulation vestibulaire galvanique (SVG). Après une brève introduction suivront des explications sur les paramètres de stimulation de ces techniques et leur potentiel d’application clinique. Bien que leurs mécanismes d’action soient différents, ces techniques de SCNE peuvent toutes induire une forme de plasticité au niveau des systèmes et permettre l’étude de la neurophysiologie des circuits dans le cerveau, en plus d’offrir un potentiel thérapeutique en psychiatrie et en neurologie. La SMT est la technique la plus utilisée dans le traitement des troubles cérébraux, et la SMT répétitive est une intervention approuvée dans le traitement de la dépression résistante aux médicaments. Il existe peu de données sur l’utilité clinique des autres modes de stimulation, mais les techniques de stimulation électrique (STCC, STCA, SBA, SNV, SVG) présentent différents avantages, dont un faible coût, la portabilité, l’applicabilité à domicile et la facilité d’utilisation associée à de la formation ou de la réadaptation. Aussi faudrait-il poursuivre la recherche pour élargir le champ d’application clinique de la SCNE et examiner différentes associations de mode de SCNE en vue de l’optimisation des bienfaits cliniques de la neuromodulation.

Information

Type
Review Article
Copyright
© The Author(s), 2021. Published by Cambridge University Press on behalf of Canadian Neurological Sciences Federation
Figure 0

Figure 1: Different modes of noninvasive brain stimulation: GVS: Galvanic vestibular stimulation; tACS: transcranial alternating current stimulation; TBS: theta-burst stimulation; tDCS: transcranial direct current stimulation; TMS: transcranial magnetic stimulation; tRNS: transcranial random noise stimulation, TUS: transcranial ultrasound stimulation; VNS: vagal nerve stimulation.

Figure 1

Table 1: Key features of different modes of NIBS

Figure 2

Figure 2: Schematic representation of the transcranial magnetic stimulation demonstrating the magnetic field generated with the magnetic coil placed over the hand area of the primary motor cortex. This, in turn, induces electrical current to activate cortical circuits (lightning bolts indicating the electromagnetic pulses) leading to activation of corticospinal neurons and subsequently and alpha motor neurons in the spinal cord that innervate the muscle of interest (first dorsal interosseous muscle). This leads to motor evoked potential recorded with surface electromyography.

Figure 3

Figure 3: Schematic representation of the transcranial direct (tDCS) and alternating (tACS) current stimulation: (A) tDCS: transcranial direct current stimulation showing anodal and cathodal electrodes placed over bifrontal regions and the graph below plots stimulation intensity overtime demonstrating that the intensity ramps up and down, and the intensity provided over the stipulated time. (B) tACS: transcranial alternating current stimulation showing headband containing electrodes and the graph below shows that the stimulation intensities vary in a sinusoidal manner overtime with the alternating polarity of current applied.

Figure 4

Figure 4: Schematic representation of the cascades of events involved in long-term potentiation (LTP) and depression (LTD). Different neurotransmitters are involved in these cascades. Different neurotransmitter and their receptors are shown in yellow rectangular boxes. Glutamate acting through N-methyl D-Aspartate, dopamine through D1, adenosine through A2A, and acetylcholine through muscarinic receptors leads to LTP. On the other hand, glutamate acting through metabotropic receptors, dopamine through both D1 and D2 receptors, and cholinergic activation lead to LTD. Different changes occur depending on the rate of increase of postsynaptic calcium (Ca2+). The rapid influx of Ca2+ preferentially promotes binding of Ca2+ to the C-terminal of calmodulin, activating the kinase pathways. These reactions lead to an increase in AMPA receptor density on the postsynaptic membrane resulting in LTP. On the other hand, slower release of Ca2+ leads to Ca2+ binding to the N-terminal of calmodulin, activating the phosphatase pathways. This leads to a decrease in AMPA receptor density on the postsynaptic membrane, resulting in LTD. (Adapted from Udupa K and Chen R, Motor Cortical Plasticity in Parkinson’s Disease, Front. Neurol. 4 [2013].)

Figure 5

Figure 5: Illustration of transcutaneous auricular vagal nerve stimulation showing the locations of the stimulating electrodes over the auricle which send impulses to the brainstem, frontal, parietal, and other subcortical regions through the auricular branch of the vagus and its neuronal connections. The stimulation current figure indicates the stimulation parameters, and the bottom figure shows a portable stimulator which generates the impulses with specific stimulation parameters with a wireless design.