1. Modeling decision records

I consider a setting with a committee of $M$ members ($i = 1,\; \ldots ,\; M$) and $J$ decisions ($j = 1,\; \ldots ,\; J$). A member's vote is a binary random variable, $y_{ij} \in \{ 0,\; 1\}$ corresponding to members’ binary vote choices to adopt or reject a proposal (no or yes). Crucially, the votes are not observed. The vote of each member is governed by a vector of $K$ covariates (observables), denoted ${\bf x}_{ij}$. While the analyst does not observe the votes, he or she observes the binary outcome of the voting, which I denote with $b_j \in \{ 0,\; 1\}$, where $b_j$ is zero if the proposal was rejected. A generic dataset that clarifies the notation appears in Table 1.

Table 1.

A generic dataset for a committee with M members, having made J decisions

The observed decision outcome ($b_j$) is realized given a voting rule and the (unobserved) votes ($y_{ij}$). For each member–decision combination, there is a vector of covariates (${{\boldsymbol x}}_{ij}$).

Note that, if the votes had been observed, the data could be analyzed with standard discrete-choice models. The aggregation of the voting record complicates matters here, and it is this complication that I address.

My setting is different from that of ecological studies since the covariates are not aggregated but fully observed, the dependent variable is binary instead of continuous or categorical, and the number of vote choices is much smaller. The setting also differs from aggregate studies, where the analyst usually observes only a sample of the members.Footnote ³ The setting I consider is one in which the values for all covariates for all members are available to the analyst.

1.1 Model statement

Let ${\bf X}_j$ be an $M \times K$ matrix that collects all covariates for all $M$ members for each decision $j$, and let ${\bf y}_{j}$ be the vector of length $M$ collecting all votes, $y_{1j},\; \ldots ,\; y_{Mj}$, for the corresponding proposal. I refer to this vector as the vote profile.Footnote ⁴ I define ${\bf y}^{\ast }_{j}$ as the vector of latent utilities for $M$ members to support a decision $j$. An element of this vector is the latent utility of member $i$, denoted $y^{\ast }_{ij}$. Member $i$ votes yes if $y^{\ast }_{ij} \geq 0$. For simplicity, I assume that the latent utility is a linear function of the covariates with the corresponding parameter vector ${\boldsymbol \beta }$.

Let the voting rule that governs the adoption or rejection of a proposal be a q-rule, with a majority threshold ${\cal R}$, such as a simple majority rule or a supermajority rule.Footnote ⁵ If the number of votes, that is, $\sum _{i = 1}^M y_{ij}$, is less than ${\cal R}$, the rejection decision ($b_j = 0$) is realized; otherwise, the decision to adopt is realized ($b_j = 1$). Using this notation, the model can be written as follows:

(1)$$\eqalign{ {\bf y}^{\ast }_{\,j} & = {\bf X}_{\,j} {\boldsymbol \beta} + {\boldsymbol \epsilon}_{\,j} \cr {\boldsymbol \epsilon}_j & \mathop{\sim}\limits^{iid} {\boldsymbol \phi}( 0,\; {\bf 1}) \cr y_{ij} & = \left\{\matrix{ 0 & \quad \rm{if\; { y_{ij}^{\ast } < 0 } }\cr 1 & \quad \rm{otherwise}\cr }\right.,\; \cr b_{\,j} & = \left\{\matrix{ 0 & \quad \rm{if\; { \sum_{i = 1}^M y_{ij} < {\cal R} } }\cr 1 & \quad \rm{otherwise}\cr }\right.,\; }$$

where ${\boldsymbol \phi }( 0,\; {\bf 1})$ is the standard multivariate normal density. The model rests on two assumptions: (1) coefficients are shared across all committee members, and (2) vote choices are conditionally independent. The latter assumption corresponds to the familiar sincere-voting assumption made typically in ideal-point models (e.g., Poole and Rosenthal, Reference Poole and Rosenthal1985; Clinton et al., Reference Clinton, Jackman and Rivers2004). As will become clear from Section 1.3, these two assumptions are necessary for classical identification of the likelihood. However, they could be relaxed if a partially observed voting record is available to the analyst (see Section 4.3).

In most applications, vote choices will not be fully independent after conditioning on observables. However, this will not necessarily distort the inference as long as the correlation among vote choices is induced by unobservables that are independent of the covariate for which the analyst wants to estimate marginal effects. In this situation, the unobservables are said to be neglected heterogeneity that will only rescale the coefficient estimates in the same way that neglected heterogeneity affects probit models (e.g., Wooldridge Reference Wooldridge2001: 470). I provide more details in the Supplementary Information (SI-C).

I have also made two additional assumptions that could easily be relaxed. First, I assumed that the voting rule by which the committee makes decisions is known with certainty and followed strictly. Second, proposals are conditionally independent. I relax the latter assumption by modeling the unobserved heterogeneity across groups with a random intercept in the Supplementary Information (SI-D). The former assumption might be relaxed by modeling ${\cal R}$ parametrically. I leave this extension to future work.

I refer to the model above as a multivariate probit model with partial observability or, for short, the partial m-probit. Multi- or $k$-variate probit models are usually employed to allow for correlated choices by estimating the correlation matrix from the data. Similar to the selection model for continuous outcomes popularized by Heckman (Reference Heckman1976), bivariate probit models as selection models, for instance, allow for correlated error terms across a sample selection and a structural equation with binary outcomes (Dubin and Rivers, Reference Dubin and Rivers1989). The problem addressed by the partial m-probit is not one of correlated (sequential) choices but of the nonobservability of the simultaneous choices.

1.2 Likelihood and prior density

The probability of observing a decision is the sum over the probabilities of the vote profiles that could have realized it. The probability of each of these vote profiles is the product over the individual choice probabilities, which are—as in a probit model—a linear function of covariates and parameters. The product over all decision probabilities yields the likelihood of the data. Next, I define the probability of one vote profile and the sets of hypothetical vote profiles that can realize a particular decision outcome. Using these two definitions, I state the likelihood of the data.

Using the assumption of independent choice making, the probability of observing a vote profile ${\bf y}_j$ is the product over the individual choice probabilities for proposal $j$ or, equivalently, integrating over the latent utility in each dimension on the interval that corresponds to the observed vote choice. Formally, this

(2)$$\eqalign{ f( {\bf y}_{\,j},\; {\bf X}_{\,j}\vert {\boldsymbol \beta}) & = \int_{\,p_{1j}} \ldots \int_{\,p_{Mj}} {\boldsymbol \phi}( {\bf y}_{\,j}^{\ast } \vert {\bf X}_{\,j} {\bi\beta}) d {\bf y}_{\,j}^{\ast } \cr & = {\boldsymbol \Phi}_{{\cal P}( {\bf y}_j) }( {\bf X}_j{\boldsymbol \beta}) ,\; }$$

where ${\boldsymbol \phi }( .)$ is the $M$-dimensional multivariate normal density and $p_{ij}$ is the interval that corresponds to the vote choice $y_{ij}$ in the profile ${\bf y}_j$, that is, $p_{ij} = [ 0,\; \infty )$ if $y_{ij} = 1$ and $p_{ij} = ( -\infty ,\; 0)$ if $y_{ij} = 0$. To write this more compactly, I define ${\cal P}( {\bf y}_j)$ as the function that generates all $p_{1j},\; \ldots ,\; p_{Mj}$ given ${\bf y}_j$ and let ${\boldsymbol \Phi }_{{\cal P}( {\bf y}_j) }({\cdot})$ be the implied distribution function.

Let $\tilde {{\bf y}}$ be a hypothetical vote profile and let $V( 1)$ be the set of all hypothetical vote profiles for which $\sum _i \tilde {y}_i \geq {\cal R}$ holds. In other words, this set contains all vote profiles that realize an adoption outcome ($b_j = 1$). Let $V( 0)$ be the complement set. Both sets are always finite but potentially large. For example, in the case of the UN Security Council, $V( 1)$ is of size 848 and $V( 0)$ of size 31,920.Footnote ⁶

Using these two definitions, I can write the probability for $b_j = 1$ (and its complement) as the sum over the probabilities for all hypothetical vote profiles that can realize $b_j = 1$ ($b_j = 0$) and, after additionally relying on the conditional independence assumption across proposals, the likelihood is obtained by taking the product over all decisions. Formally, this is

(3)$$\eqalign{ {\cal L}( {\boldsymbol \beta}\vert {\bf X},\; {\bf b}) & = \prod_j \sum_{\tilde{{\bf y}} \in V( b_j) } \bigg[ {\bi\Phi}_{{\cal P}( \tilde{{\bf y}}) }( {\bf X}_j{\bi\beta}) \bigg] . }$$

Bayesian inference complements the likelihood with a prior density for the parameters (the coefficients). I follow convention and assume that they are jointly normal with a prior mean ${\bf b}_0$ and a diagonal covariance matrix ${\bf B}_0$. The posterior density is proportional to the product of the likelihood function in Equation 3 and to the prior density.

The structure of the likelihood function is surprisingly general and can accommodate much more specific decision records than those with binary adoption/rejection information. Suppose, for example, that, in addition to knowing that the proposal passed, an analyst also knows that it passed with some vote margin. In this case, the set of permissible vote profiles $V$ in Equation 3 can be substantially reduced. In fact, if the analyst knows how each and every member voted, that is, if there is a voting record, then $V$ shrinks to a set with a single vote profile. In this case, Equation 3 reduces to a multivariate probit model, which is, since the covariance matrix is assumed to be the identity matrix, an ordinary probit model with $J \times M$ observations. There is also nothing in the structure of the likelihood that precludes the amount of information from varying across decisions. This implies that a partially observed voting record can be accommodated within the likelihood function without difficulty or formal extensions.

Finally, it is worth placing this model in the broader context of the (statistical) literature. The bivariate probit with partial observability by Poirier (Reference Poirier1980) and the bilateral cooperation model by Przeworski and Vreeland (Reference Przeworski and Vreeland2002) emerge as special cases of Equation 3 if $M = 2$ and the voting rule is unanimity. In a recent contribution, Poirier (Reference Poirier2014) extended his 1980 model to the case of $M> 2$ but remains focused on the case of unanimity.Footnote ⁷ More importantly, each factor in the likelihood above is the (complementary) cumulative density function of Poisson's Binomial distributionFootnote ⁸ parameterized with a set of probit functions (proofs for both statements appear in SI-A).

2. Posterior computation

As in most Bayesian models, the posterior density cannot be marginalized analytically, which prompts me to construct a Gibbs sampler to simulate from the density and use the samples to characterize the density with a desirable degree of accuracy. A Gibbs sampler requires derivation of the full conditional densities for all unknown quantities in the model. To derive them, I use a theorem by Lauritzen et al. (Reference Lauritzen, Dawid, Larsen and Leimer1990), who show that, if a joint density (such as a posterior density) can be written as a directed acyclic graph (DAG), the full conditionals are given by a simple formula (see SI-D).

A DAG representation of the posterior density appears in Figure 1(a). Each node in this graph is a random variable. Rectangular nodes indicate observed variables (the data and hyperparameters), while circle nodes represent unobserved variables (parameters). An arrow indicates the dependencies between these variables, and the plates indicate the $J$ replications. The graph is acyclic since it has no cyclic dependency structure.

Figure 1.

Two directed acyclic graphs of the partial m-probit. (a) Unaugmented. (b) Double augmented.

The conditional for ${\boldsymbol \beta }$ in Figure 1(a) is not a member of a known parametric family from which samples can be easily drawn. To arrive at full conditionals that are easy to sample from, I follow a data augmentation strategy (Tanner and Wong, Reference Tanner and Wong1987) and explicitly introduce two variables from the derivation of the likelihood. The augmented DAG appears in Figure 1(b). The first augmentation is identical to the Albert–Chib augmentation in a Bayesian (multivariate) probit model (Albert and Chib, Reference Albert and Chib1993; Chib and Greenberg, Reference Chib and Greenberg1998), explicitly introducing ${\bf y}_j^{\ast }$, the latent utility, in the model. The second augmentation augments the latent utility with ${\bf y}_j$, the unobserved votes. Because of this sequential augmentation, I refer to the Gibbs sampler as a double-augmented Gibbs sampler.

Applying the result from Lauritzen et al. (Reference Lauritzen, Dawid, Larsen and Leimer1990) cited above yields three full conditionals for the three unobserved variables in the DAG. The conditional for ${\boldsymbol \beta }$ can then be written as follows:

(4)$$\eqalign{ f\,({\bi\beta} \vert \,{\bf b}_0, \,{\bf B}_0, \,{\bf y}^{*}, \,{\bf y}, \,{\bf b} , \,{\bf X} ) & \propto \ f\,({\bi\beta} \vert \,{\bf b}_0, \,{\bf B}_0) \times \prod_{\,j} f\,(\,{\bf y}_j^{*}\vert\,{\bf X}_j, {\bi\beta}) \cr & = {\bi\phi} \big ( (\,{\bf B}_0^{-1} + \,{\bf X}'\,{\bf X})^{-1} (\,{\bf B}_0^{-1} \,{\bf b}_0 + \,{\bf X}'\,{\bf y}^{*}),\cr & \qquad (\,{\bf B}_0^{-1} + \,{\bf X}'\,{\bf X})^{-1} \big). }$$

The two other conditionals and their sampling algorithms are given in the Supplementary Information (SI-D).

It is not a coincidence that the functional form of the conditional for ${\boldsymbol \beta }$ is exactly the same as the conditional for an ordinary probit model and a Bayesian normal regression model when the same prior for ${\boldsymbol \beta }$ is chosen. The primary difference between a probit model, a partial m-probit, and a normal regression is that only in the latter case is the variable ${\bf y}^{\ast }$ fully observed. In the other two cases, ${\bf y}^{\ast }$ is observed only in a coerced fashion. However, the precise nature of the coercion is irrelevant once the data are augmented. In fact, the very purpose of the data-augmentation strategy is to render the coefficients conditionally independent of the coerced data.

The Gibbs sampler, which I refer to as the double-augmented Gibbs sampler, is an iterative sampling from the conditionals until convergence (see SI-D for the details). It has a very intuitive sequence: (1) choose some starting value for the coefficients; (2) conditional on these values, the covariates, and the decision record, draw vote profiles for all decisions; (3) conditional on the vote profiles and the covariates, draw the vector of latent utilities for all decisions; (4) conditional on the latent utilities and the covariates, draw the coefficients; and (5) repeat until convergence.

The Gibbs sampler is implemented in an open-source R-package consilium, which accompanies this paper. I also conducted Monte Carlo experiments to verify that the Gibbs sampler (and its implementation) obtains samples from the posterior density and to provide some insights into the computational costs of the model (see SI-F).

3. Aggregation costs

Whenever data are aggregated, the analyst pays a price in terms of (a) effects that cannot be estimated, (b) posterior uncertainty (efficiency), and (c) bias for the estimable effects. What are the costs when analyzing a decision record relative to an analysis with a voting record? The discussion on identification has highlighted that member-specific effects in committees with constant membership cannot be estimated with decision-record data. This is in sharp contrast to voting records where member-specific effects can be estimated. If such effects are the object of inquiry, decision records cannot be used. Moreover, even if the effect of interest is assumed to be shared, its inference might be hampered if the analyst suspects relevant, unobserved member-specific heterogeneity. While such heterogeneity could be modeled with varying intercepts in an analysis of voting records, it is infeasible with decision records.

For estimable effects, posterior uncertainty and aggregation bias are further potential costs. Aggregation bias, as discussed in the classical ecological inference literature (Erbring, Reference Erbring1989; King, Reference King1997), is a form of confounding with the group-assignment variable. Since the number of groups equals the number of observations in the aggregated sample, adjustment strategies, that is, weighting with or conditioning by the group-assignment variable, are not feasible. However, if the group-assignment variable is chosen at random, grouping cannot lead to bias, the classical example for aggregation bias being spatially aggregated data on vote choice and race in mass elections. To the extent that electoral districts are drawn with perfect knowledge about vote choice and race in an election, the effect of race on vote choice in the same election cannot be inferred without bias.

For aggregation bias to be a threat to inference with decision records, the process of assigning members to decisions (the “groups”) must be a function of members’ vote choices on a proposal and some unmeasured covariate. If that were the case, then the proposal-assignment vector would be a confounder for which we cannot adjust and aggregation bias is unavoidable.Footnote ⁹ While membership in a committee is presumably a function of (expected) vote choices and potentially some unmeasured covariates, the committee's membership is usually constant over a certain period. Within this period of constant membership, aggregation bias cannot occur.

Beyond aggregation bias, there is also the issue of posterior uncertainty since aggregation reduces the effective sample size. While posterior uncertainty might seem secondary, it becomes paramount once the aggregation reduces information to a point where no variation is left to draw inference from. For instance, in an institution where all members have a high (low) average probability of voting one way or the other, there is a chance that the decision record will exhibit no variation and the posterior equals the prior.Footnote ¹⁰

4. Advantages of the model

Unsurprisingly, the structural model tends to produce more efficient estimates since the amount of information in the estimation is larger. More importantly, the structural model allows one (a) to choose the correct reduced-form specification, (b) to estimate vote-choice probabilities instead of adoption probabilities, and (c) to combine partially observed voting records with decision records.

4.1 Choosing specifications

Decision records are used for empirical inference on a regular basis with convenient models such as a probit. However, perhaps surprisingly, the specification that is usually chosen is not the reduced-form complement to the structural model outlined in the previous section. As an example, consider this simple partial m-probit:

(5)$$\eqalign{ p( b_j = 1) = \sum_{\tilde{{\bf y}} \in V( 1) } {\bi\Phi}_{{\cal P}( \tilde{{\bf y}}) } \left( \beta_0 + {\bf x}_j\beta_1 \right) }$$

and one reduced-form complement with $z_j = \sum _i x_{ij}$:

(6)$$\eqalign{ p( b_j = 1) = \Phi \left( \beta_0' + z_j \beta_1' \right) ,\; }$$

where one might scale $z_j$ by dividing by $M$, which then makes $z_j$ the average of ${\bf x}_j$.Footnote ¹¹

However, typically, the sum in Equation 6 is not taken over all members but only a subset. For example, in studies on the UN Security Council, measures of political or economic closeness between the conflict location and the permanent members are included (e.g., an indicator for a defense alliance), although the Council consists of the five permanent and ten nonpermanent members (e.g., Gilligan and Stedman, Reference Gilligan and Stedman2003; Mullenbach, Reference Mullenbach2005; Beardsley and Schmidt, Reference Beardsley and Schmidt2012; Hultman, Reference Hultman2013; Stojek and Tir, Reference Stojek and Tir2015).

However, leaving out parts of the membership introduces measurement error in $z_j$.Footnote ¹² As in any other setting with errors in variables, the resulting coefficient estimates will be biased. Moreover, the estimated effect cannot generally be interpreted as a member-specific effect since, as shown in Section 1.3, there is no variation in decision-record data that can identify member-specific effects.

4.2 Estimating vote-choice probabilities

Both the structural model and the reduced-form model allow one to estimate the predicted probability of observing the adoption of a proposal (the “adoption probability”). These predicted probabilities can be used to characterize how much a one-unit increase in a covariate changes the adoption probability. In addition to the adoption probability, the structural model also allows one to calculate the predicted probability of a supportive vote choice (the “vote choice probability”). This quantity is typically calculated when one analyzes a voting record and can be used to describe how a one-unit change in a covariate changes the vote-choice probability.

While the adoption probability can be of considerable interest in some situations (e.g., if the analyst intends to predict the adoption of proposals), it must be recognized that it is not only a function of the coefficients and the covariates but also of the institutional structure (the size of the membership and the majority threshold). Consequently, it is a conditional probability whose magnitude, as it turns out, is not a linear function of the vote-choice probability.

To illustrate, consider a committee of 20 members with various majority thresholds between 11 (a simple majority) and 20 (unanimity). To simplify matters without loss of generality, suppose also that the vote-choice probability for all members is homogeneous at 0.75. The vote-choice probabilities are shown with a solid line in Figure 2. The figure also shows, corresponding to each of these vote-choice probabilities, the implied adoption probabilities conditional on the 10 majority thresholds (dashes). While the vote-choice probabilities are constant across committees of various sizes, the adoption probabilities are a monotone, but nonlinear, function of the vote-choice probabilities.

Figure 2.

Illustration of the relationship between vote-choice and adoption probabilities for a committee of 20 members. The solid line indicates the different vote-choice probabilities and the dashed line the corresponding adoption probabilities.

The monotonicity of the adoption probability with respect to the vote-choice probability is good news because it suggests that the direction of any effect on the vote-choice probability can always be inferred from the direction of the effect on the adoption probability. However, the nonlinearity also suggests that the adoption probability cannot be easily compared across different institutional contexts. Figure 2 illustrates that, even in the absence of differences in vote-choice probabilities in two different institutional contexts, adoption probabilities will vary if the membership or majority threshold differs.

Furthermore, the magnitude of the adoption probability can be a very poor indicator of the magnitude of the vote-choice probability. Figure 2 illustrates that the closer the majority threshold moves toward unanimity, the smaller the adoption probability becomes up to the point where it is minuscule. All the while, the vote-choice probability remains constant. This emphasizes that it is quite important to define what the quantity of interest is when analyzing decision records. If the analyst's interest is in understanding how covariates change the vote-choice probability, the structural model is the more promising approach.

4.3 Including a partially observed voting record

The discussions on the likelihood function and the Gibbs sampler have already highlighted that including a partially observed voting record is very easy when using the structural model but infeasible when using a reduced-form model. Ordering the proposals for which only the decision record is available from $j = 1,\; \ldots ,\; K$ and the proposals for which a voting record is available from $j = K + 1,\; \ldots ,\; J$, the two-component likelihood function with parameter vector $\dot {{\boldsymbol \beta }}$ takes the following form:

(7)$$\eqalign{ \dot{{\cal L}}( \dot{{\bi\beta}}\vert {\bf X},\; {\bf b},\; {\bf Y}) & = \prod_{\,j = 1}^K \sum_{\tilde{{\bf y}} \in V( b_j) } \bigg( {\boldsymbol \Phi}_{{\cal P}( {\tilde{\bf y}}) }( {\bf X}_j{\dot{\boldsymbol \beta}}) \bigg) \cdot \prod_{\,j = K + 1}^J \left( {\boldsymbol \Phi}_{{\cal P}( {\bf y}_j) }( {\bf X}_j{\dot{\boldsymbol \beta}}) \right) ,\; }$$

where ${\bf Y}$ denotes the stacked matrix of all observed voting profiles. The Gibbs sampler is easy to expand by simply dropping the sampling of the vote profiles for those proposals where a voting record is available. It is fairly intuitive that the posterior inference from this likelihood will be more certain than the posterior inference from the likelihood in Equation 3.

Including a partially observed voting record can also reduce aggregation bias. In the Supplementary Information (SI-E), I show that the familiar missing-at-random (MAR) condition from the literature on missing data (Little and Rubin, Reference Little and Rubin2002) is a necessary assumption to reduce aggregation bias. In particular, it is necessary that, conditional on the covariates, the observability of the recorded votes is random. If this assumption is fulfilled, aggregation bias will be removed from the estimates. Complementarily, if the observed voting record is a nonrandom subset, it might cause selection bias if incorporated.

Another benefit of including a partially observed voting record is that one can relax the assumption of shared effects across all committee members. These effects are obviously identifiable from voting records and, as discussed in Section 1.3, unidentifiable with decision records. Consequently, if member-specific effects are of interest and included in the model, the identifying variation to estimate these effects will come from the variation in the partially observed voting record. The conditional-independence assumption with respect to vote choices could also be relaxed for the same reasons.

The ability to supplement a decision record with a partially observed voting record can also have advantageous consequences for data collection. Consider, for example, a situation where the analyst wishes to collect another sample of votes from a voting record to decrease the posterior uncertainty but, as it happens, collecting such a sample proves quite expensive. To avoid these costs, the analyst could instead collect a large sample from the decision record. To the extent that collecting a large sample from a decision record is much cheaper than a sample from the voting record, this reduces the costs of data collection.

5. Replication: US State Supreme Court decisions

I replicate a study by Caldarone et al. (Reference Caldarone, Canes-Wrone and Clark2009) to contrast the coefficient estimates when a voting record is used with the coefficient estimates used when I artificially delete (some of) the recorded votes and only use the decision record in the analysis. Caldarone et al. (Reference Caldarone, Canes-Wrone and Clark2009) test the prediction “that nonpartisan elections increase the incentives of judges to cater to voters’ ideological leanings” (p. 563). To test their prediction, the authors assemble a dataset of US state supreme court decisions on abortion for the period from 1980 to 2006. They collect these data for all state supreme courts for which judges face contested statewide elections. Their dataset contains 19 state supreme courts (which vary in size between five and nine judges) and a total of 85 abortion decisions.

The dependent variable in the authors’ analysis is a regular justice's vote. Using state-level opinion data, the authors code each justice's vote as either popular (if it leans toward the state's public opinion) or unpopular. Consequently, the dependent variable takes a 1 if the justice votes “pro-choice” and the state leans “pro-choice” or if he votes “pro-life” and the state leans “pro-life” (Caldarone et al., Reference Caldarone, Canes-Wrone and Clark2009: 565). In the authors’ dataset, 261 votes are popular (43 percent). The authors’ independent variable of interest is a binary variable indicating whether a supreme court justice was elected in a nonpartisan election. Of the 85 abortion decisions, 39 were made in a partisan electoral environment (46 percent).

A replication of the authors’ baseline specification (model 1 in their table) using a Bayesian probit model appears as the lower row (row 5) in the coefficient plot in Figure 3. The upper row (row 1) instead shows the results produced when I retained only a binary variable indicating whether the courts passed a popular decision by majority rule and estimated the same specification using the partial m-probit.Footnote ¹³ Dropping all votes leaves me with 36 popular rulings (42 percent). In essence, dropping all votes reduces the number of observations for the left-hand side of the regression equation to 85, while it leaves the observations on the right-hand side unaffected ($N = 605$).

Figure 3.

Regression results from a Bayesian partial m-probit model with a decision record (row 1) and a partially observed voting records (row 2: 25 percent observed, row 3: 50 percent, row 4: 75 percent) as well as a Bayesian probit model with justices’ voting record (row 5). While the dots indicate the posterior mean, the segments represent the 95 and 68 percent posterior intervals, respectively.

For the main variable of interest, nonpartisan election, the posterior probability that there is a positive effect of nonpartisan elections is still 0.9 even after dropping all votes and despite the sharp decrease in available information on the left-hand side of the regression equation. The estimated effects for the two controls, which exhibit within-case variance, are notable. The effect of elections in two years is estimated with a similar posterior mean but with considerably larger posterior uncertainty. The effect of the justices’ party being aligned with public opinion is estimated to be a little larger and to have more posterior uncertainty.

One benefit of the structural model is that it allows one to combine a partially observed voting record with a decision record to decrease the costs of aggregation. To demonstrate this, I re-estimate the partial m-probit with random samples of recorded votes and the same prior. The results appear again in the same coefficient plot (row 2–4). The upper bars (row 2) show the estimates when, in addition to the decision record, 25 percent of all votes are observed, followed by the estimates for 50 and 75 percent. As expected, the greater the number of recorded votes included in the analysis is, the higher the similarity will be between the estimates of the partial m-probit and the ordinary probit. For most variables, the trend toward the probit estimates and the decrease in posterior uncertainty appear to be quite linear (e.g., for nonpartisan election or the justices’ party alignment). However, for some, there is a significant payoff for observing some votes compared to no votes (e.g., elections in two years). This suggests that, at least in some situations, collecting a few votes to supplement the decision record can greatly improve the quality of the estimates.

6. Application: Trade and UN operations

A major line of inquiry in the literature on the UN Security Council aims to understand Council members’ motives in involving themselves in third-party conflicts within the framework of the United Nations (e.g., Gilligan and Stedman, Reference Gilligan and Stedman2003; Hultman, Reference Hultman2013; Stojek and Tir, Reference Stojek and Tir2015). Are the members more likely to support a UN Blue Helmet operation in conflicts where they expect economic or political gains from a swift end to the conflict? I reconsider this question by estimating the effect of trade relationships between the members and the territories in conflict, highlighting the advantages of using the partial m-probit.

To conduct this analysis, I use a revised version of the cross-sectional panel dataset by Hultman (Reference Hultman2013), which combines the UCDP/PRIO Armed Conflict dataset (Gleditsch et al., Reference Gleditsch, Wallensteen, Eriksson, Sollenberg and Strand2002) with the dataset on third-party interventions by Mullenbach (Reference Mullenbach2005). Focusing on intrastate conflicts that occurred outside the territories of the Council's permanent members, the effective number of observations is 885, nested in 102 conflicts. There are 17 conflicts for which the UN Security Council deployed a UN operation.

I interpret each observation as an instance where each of the 15 Council membersFootnote ¹⁴ must decide to support or oppose the deployment of a UN operation. Consequently, the unit of analysis in my dataset is a UN Security Council member's binary support choice per conflict-year. I supplement these data with information about the size of total trade (export and imports) between a Council member and the conflict location (Barbieri et al., Reference Barbieri, Keshk and Pollins2009).Footnote ¹⁵

There is no complete voting record from the UN Security Council. While some votes from the UN Security Council are on record and could be incorporated, these recorded votes constitute a selected sample from the set of all votes. This is because the Council conveys “in public only to adopt resolutions already agreed upon” (Cryer, Reference Cryer1996: 518). “By the time the resolutions come to a vote, it is usually known by all how much support there will be for each” (Luard, Reference Luard1994: 19). Most conflicts are never discussed in the Council or they are discussed but the Council cannot agree on whether to deploy a UN operation. Consequently, recorded votes only occur in very particular circumstances (if the Council agrees to deploy) and incorporating these recorded votes is likely to result in a selection bias.

I condition on a set of common causes to decrease the threat of confounding and also include a varying intercept for the conflict location. In order to account for annual and conflict-period trends, I include two B-splines (with the deployment year and the period of the conflict). Except for the binary independent variables, I center and scale all variables by twice their standard deviation before estimating each model, which aids in the construction of weakly informative, normal priors centered at 0 and a variance of 5.

The estimates appear in Table 2 in the row labeled model 1 (see also SI-H, for the full table and details on the Gibbs sampling parameters and convergence). The estimates suggest that an increase in trade between a Council member and the conflict location decreases a member's probability of supporting a UN operation. The posterior probability for this effect to be negative is $0.95$.

Table 2.

Regression results from a Bayesian partial m-probit model (model 1, $N = 15 \times 885$) and seven Bayesian probit models (model 2–8, $N = 885$) each with posterior means and 95 percent posterior intervals in parentheses

All models include covariates, varying intercepts and B-splines (${\rm df} = 3$).

To illustrate the difference between the inference from the partial m-probit and a reduced-form model, I aggregate the data to a dataset of conflict-years. In the aggregated dataset, the trade variable measures the total trade of all Council members with the conflict location. The estimates from a probit model appear in Table 2 in the row labeled model 2. As expected, the sign of the association is identical to model 1. Interestingly, the posterior probability for this association to be negative is only $0.89$—reflecting that the partial m-probit delivers more efficient estimates. Notice that the magnitude of the coefficient from model 2 provides no information about how trade between a Council member and the conflict location decreases a member's probability of supporting a UN operation. This information is only available from the partial m-probit estimate.

Typical studies on the UN Security CouncilFootnote ¹⁶ do not include covariates that measure the variation of a concept across all members but, rather, usually focus on the permanent five (the P5). To illustrate that this can lead to a misleading inference in the trade case, I estimate the effect of total trade of the P5 leaving out the contribution from the ten nonpermanent members (see row labeled model 3 in the Table 2) and include each P5 trade share separately (rows labeled models 4–8). As explained in Section 4.1, none of these estimates can be interpreted as estimates of the effect of trade on the respective members’ vote choices (or the heterogeneous effect of trade on members in general). Instead, the estimates from the models 3–8 can be interpreted as a version of the estimates in model 2 but contaminated by measurement error.

The results here are at odds with the recent analysis by Stojek and Tir (Reference Stojek and Tir2015). Using data from Fortna (Reference Fortna2008) and a logit model on UN peacekeeping deployment, they estimate a positive effect of the P5 total trade volume on the probability of deployment. While their unit of analysis is a ceasefire analysis, the positive effect they estimate is largely driven by conflicts in which permanent members are directly involved (e.g., the Northern Ireland conflict), while the data I use exclude all conflicts that occur in the territory of the permanent member states.