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Interpretation of high-harmonic fast-wave propagation in the scrape-off layer of NSTX-U as a geometrically bounded-waveguide mode

Published online by Cambridge University Press:  17 July 2026

Seung-Gyou Baek*
Affiliation:
MIT Plasma Science and Fusion Center, Cambridge, MA 02139, USA
Nicola Bertelli
Affiliation:
Princeton Plasma Physics Laboratory, Princeton, NJ 08540, USA
Ricardo Antonio De Levante Rodriguez
Affiliation:
MIT Plasma Science and Fusion Center, Cambridge, MA 02139, USA
Paul Thaddeus Bonoli
Affiliation:
MIT Plasma Science and Fusion Center, Cambridge, MA 02139, USA
Syun’ichi Shiraiwa
Affiliation:
Princeton Plasma Physics Laboratory, Princeton, NJ 08540, USA
*
Corresponding author: Seung-Gyou Baek, sgbaek@psfc.mit.edu

Abstract

This paper revisits the onset of high-harmonic fast-wave (HHFW) propagation in the scrape-off layer (SOL) plasma of the NSTX/NSTX-U spherical tokamak, motivated by past HHFW heating and current drive experiments and modelling. Previously, the fast-wave propagation in the SOL was correlated with the opening (suppression) of the fast-wave right-hand cutoff layer in front of the antenna. In this work, the SOL propagation is interpreted as a geometric waveguide mode guided by the SOL geometry, whose radial width can be comparable to the wave’s perpendicular wavelength in the HHFW regime. A two-dimensional circular model is first employed using full-wave solvers to characterise the poloidal eigenmode structures and to clarify their relationship to annulus resonance. By progressively adding a tokamak-like magnetic-field configuration, starting from a uniform axial field, the effects of magnetic-field gradients and pitch on the SOL waveguide mode are characterised. The poloidal mode numbers supported by the SOL plasma agree well with analytic estimates, indicating that an anisotropic plasma in a bounded geometry selectively supports and amplifies the resonant poloidal mode number. Additionally, two-dimensional axisymmetric NSTX-U simulations demonstrate that the SOL eigenmode features identified in the circular model persist in the experimentally relevant configurations. A control approach based on lengthening the wave perpendicular wavelength relative to the SOL width, including a higher magnetic (B)-field operation, is discussed. The analysis here shows the key role of a bounded geometry in interpreting HHFW eigenmode coupling and propagation in the NSTX-U SOL plasma.

Information

Type
Research Article
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Creative Common License - CCCreative Common License - BY
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Copyright
© The Author(s), 2026. Published by Cambridge University Press
Figure 0

Figure 1. The 2-D model circular geometry, which adopts NSTX parameters, consists of a circular core plasma with ne,core$n_{e,core}$ = 3×1019m−3$3\times 10^{19} \,\mathrm{m}^{-3}$ and the outer annular SOL region with ne,SOL$n_{e,SOL}$ = 3×1018m−3$3\times 10^{18}\,\mathrm{m}^{-3}$. The radius of the core plasma is 0.9 m, while the annular SOL has a width of 0.1 m, representing a nominal distance from the LCFS and antenna on NSTX. B0$B_0$ = 0.4 T. In this configuration, the antenna is located at r = 1.0 m on a finite azimuthal arc angle of α$\alpha$ = 72$^\circ$ for |θ|⩽36∘$|\theta | \leqslant 36^{\circ }$ on the right-hand-side (or the `low-field’ side) of the model geometry, indicated by the Jant$J_{ant}$ vectors. The wave Bz=B∥$B_z = B_\parallel$ profile is shown. In the annular SOL, a small region is introduced at the opposite side of the antenna (175∘⩽θ⩽185∘$175^{\circ } \leqslant \theta \leqslant 185^{\circ }$) with a high level of conduction loss (σ$\sigma$ = 1) as a sink region to prevent wave interferences between the two propagating SOL modes.

Figure 1

Figure 2. Azimuthal spectrum of a circular-arc-shaped antenna with an angular extent of α$\alpha$ = 72$^\circ$: J~θ(m)=sin⁡(mα/2)/(mπ)$\tilde {J}_\theta (m) = \sin (m\alpha /2)/(m\pi )$, where m is the azimuthal mode number. In the m→$m \rightarrow$ 0 limit, J~θ=α/(2π)$\tilde {J}_\theta = \alpha /(2\pi )$.

Figure 2

Figure 3. Poloidal spectrum of the wave $E_\theta$ along the circumference at r = 0.95 m in the middle of the annular SOL at different input k∥$k_\parallel$.

Figure 3

Figure 4. Comparison between the peak poloidal mode numbers obtained from numerical modelling (mpeak$m_{peak}$) and the analytic estimates (mestimated$m_{estimated}$) as a function of k∥=kz$k_{\parallel } = k_z$.

Figure 4

Figure 5. The HHFW dispersion that shows the wave k⊥$k_\perp$ as a function of density for a given k∥$k_\parallel$ at B$B$ = 0.4 T and f0$f_0$ = 30 MHz. Two horizontal lines represent the two perpendicular wavenumbers that provide half-wavelength (λ⊥/2$\lambda _\perp /2$ = 0.1 m) and quarter-wavelength (λ⊥/2$\lambda _\perp /2$ = 0.2 m) fits, respectively, for the SOL gap of 0.1 m at ne=3×1018m−1$n_e = 3\times 10^{18}\,\mathrm{m}^{-1}$. For the case considered here, k∥=7$k_\parallel = 7$ and 13 m−1$\mathrm{m}^{-1}$ meet the respective conditions.

Figure 5

Figure 6. The response of the wave tangential electric field ($E_\theta$) to the antenna current source: jθ=θ^exp(im0θ)$\boldsymbol{j}_\theta =\hat {\theta } \mathrm{exp}(im_0\theta )$, where θ^=−sinθx^+cosθy^$\hat {\theta }=-\mathrm{sin}\theta \,\hat {x}+\mathrm{cos}\theta \,\hat {y}$, for (a) m0$m_0$ = –34 and (b) m0$m_0$ = +34. The antenna azimuthal extent is indicated by a set of antenna current vectors. Here, kz$k_z$ = 3m−1$3\,\mathrm{m}^{-1}$.

Figure 6

Figure 7. Area-integrated axial Poynting flux Sz=(1/2)∫(ExHy∗−EyHx∗)dA$S_z = (1/2) \int (E_x H_y^* - E_y H_x^*){\rm d}A$ in both the core and annular SOL regions as a function of m0$m_0$ in the antenna current source. Here, kz$k_z$ = 3m−1$3\,\mathrm{m}^{-1}$ and B$B$ = 0.4 T.

Figure 7

Figure 8. Area integrated axial Poynting flux between the core and annular SOL regions as a function k∥$k_{\parallel }$, showing the dependence of antenna loading on k∥$k_\parallel$. The secondary x-axis shows the corresponding (λ⊥/2)/Δ$(\lambda _{\perp }/2)/\varDelta$.

Figure 8

Figure 9. The $E_\theta$ profile at different kz$k_z$: (a) 3 m−1$\mathrm{m}^{-1}$, (b) 7 m−1$\mathrm{m}^{-1}$, (c) 13 m−1$\mathrm{m}^{-1}$ and (d) 18 m−1$\mathrm{m}^{-1}$.

Figure 9

Figure 10. (a) Fractional SOL power to the total power (SOL + core) and (b) fractional annulus power outside the antenna extent to the total SOL power as a function of k∥$k_\parallel$.

Figure 10

Figure 11. Area-integrated axial Poynting flux Sz=(1/2)∫(ExHy∗−EyHx∗)dA$S_z = (1/2) \int (E_x H_y^* - E_y H_x^*){\rm d}A$ in both the core and annular SOL regions as a function of m0$m_0$ in the antenna current source: jθ=θ^exp(im0θ)$\boldsymbol{j}_\theta =\hat {\theta } \mathrm{exp}(im_0\theta )$, where θ^=−sinθx^+cosθy^$\hat {\theta }=-\mathrm{sin}\theta \hat {x}+\mathrm{cos}\theta \hat {y}$. Here, kz$k_z$ = 7m−1$7\,\mathrm{m}^{-1}$.

Figure 11

Figure 12. (a) Azimuthal amplitude spectrum of $E_\pm$ along the circular arc at r = 0.95 m for kz=7$k_z = 7$m−1$\mathrm{m}^{-1}$ within the antenna azimuthal extent.

Figure 12

Figure 13. Figure 13 long description.Control of the propagating SOL waveguide mode (a) by a reduction of the SOL width outside of the antenna extent and (b) by a reduction of the SOL width within the antenna extent from 10 to 5 cm. Here, kz$k_z$ = 3 m−1$\mathrm{m}^{-1}$. Other parameters are identical to those in figure 1.

Figure 13

Figure 14. Control of the propagating SOL waveguide mode by an increase of the background B-field from 0.4 to 0.8 T. Here, kz$k_z$ = 3 m−1$\mathrm{m}^{-1}$.Other parameters are identical to those in figure 1.

Figure 14

Figure 15. (a) Axial B-field profile as introduced in § 3. The vertical dashed line indicates that the geometric SOL half-wavelength condition for kz$k_z$ = 3 m−1$\mathrm{m}^{-1}$ is satisfied at B<$\lt$ 0.56 T (x>$\gt$ 0.26 m) only. (b) Corresponding wave Bz$B_z$ profile. The SOL transport mode is observed only up to x$\approx$ 0.26 m.

Figure 15

Figure 16. Azimuthal spectrum of the wave $E_\theta$ along the circumference at r = 0.95 m in the middle of the annular SOL for kz$k_z$ = 3 m−1$\mathrm{m}^{-1}$ in the presence of the spatially varying background magnetic field as shown in figure 15 (a). Here, kz$k_z$ = 3 m−1$\mathrm{m}^{-1}$.

Figure 16

Figure 17. Response of the wave tangential electric field ($E_\theta$) to the to the antenna current source: jθ=θ^exp(im0θ)$\boldsymbol{j}_\theta =\hat {\theta } \mathrm{exp}(im_0\theta )$ for (a) m0$m_0$ = –28 and (b) m0$m_0$ = +34, in the presence of the spatially varying background magnetic field. Here, kz$k_z$ = 3 m−1$\mathrm{m}^{-1}$. The antenna azimuthal extent is indicated by a set of antenna current vectors.

Figure 17

Figure 18. (a) Tangential and (b) radial components of Poynting flux for the m0$m_0$ = +34 case in figure 17(b).

Figure 18

Figure 19. Wave Bz$B_z$ profile in the presence of the background poloidal and 1/x-dependent axial B-field. Here, kz$k_z$ = 3 m−1$\mathrm{m}^{-1}$.

Figure 19

Figure 20. Area-integrated axial Poynting flux in both the core and annular SOL regions as a function of m0$m_0$ of the poloidal phase factor exp⁡(im0θ)$\exp (im_0\theta )$ that is multiplied to the antenna current function. Here, kz$k_z$ = 3 m−1$\mathrm{m}^{-1}$. Analytic estimates, mest$m_{est}$, from the generalised dispersion condition are indicated by the vertical dashed lines.

Figure 20

Figure 21. Analytic m-roots found as a function of $B_\theta$ for kz=3m−1$k_z = 3\,\mathrm{m}^{-1}$. Here, Bz$B_z$ = 0.4 T, ne=3×1018m−3$n_e=3\times 10^{18}\,\mathrm{m}^{-3}$, reff$r_{\textit{eff}}$ = 0.95 m and kr=π/Δ$k_r = \pi /\varDelta$, where Δ=0.1m$\varDelta = 0.1\,\mathrm{m}$. The real part of the roots are shown.

Figure 21

Figure 22. Response of the wave poloidal (tangential) electric field ($E_\theta$) to the antenna current source: jθ=θ^exp(im0θ)$\boldsymbol{j}_\theta =\hat {\theta }\,\mathrm{exp}(im_0\theta )$, where θ^=−sinθx^+cosθy^$\hat {\theta }=-\mathrm{sin}\theta \,\hat {x}+\mathrm{cos}\theta \,\hat {y}$, for (a) m0$m_0$ = –26 and (b) m0$m_0$ = +17, in the presence of both the axial and poloidal B-field. Here, kz$k_z$ = 3 m−1$\mathrm{m}^{-1}$. The antenna poloidal extent is indicated by a set of antenna current vectors.

Figure 22

Figure 23. Azimuthal Fourier transform of the tangential electric fields along the radius at r = 0.95 m in the middle of the annular SOL for the two cases applied at m0$m_0$ = –26 and +17, shown in figure 22. The azimuthal spectrum at m0$m_0$ = 0 is also shown. For an antenna azimuthal phase factor of m0=17$m_0 = 17$, the antenna spectrum continues to seed the m≈−26$m \approx -26$ component, and the annular SOL supports and sustains that mode.

Figure 23

Figure 24. (a) Wave Bz$B_z$ and (b) $E_\theta$ for kz$k_z$ = 7 m−1$\mathrm{m}^{-1}$ in the presence of the background poloidal and 1/x-dependent axial B-field.

Figure 24

Figure 25. Azimuthal Fourier transform of the tangential electric field along the radius at r = 0.95 m, taken at the midplane of the annular SOL, for kz$k_z$ = 7 m−1$\mathrm{m^{-1}}$ at the antenna azimuthal phase factor m0$m_0$ = 0, as shown in figure 24(b). Three analytic m-estimates from the generalised dispersion are indicated by the vertical dashed lines.

Figure 25

Figure 26. The HHFW wavefield with a plasma-shaped conforming wall boundary at three different background magnetic fields: (a) toroidal B-field only at 0.4 T, (b) 1/R toroidal-B variation and (c) 1/R toroidal-B variation and poloidal field (Bθ,max$B_{\theta ,max}$ = 0.1 T). The outer black curve is a PEC wall, and the inner blue curve is the LCFS. The antenna region at the outboard midplane is shown in cyan. Here, $N_\phi$ = 5, corresponding to kϕ=Nϕ/Rant≈3.24m−1$k_\phi = N_\phi /R_{ant} \approx 3.24\, \mathrm{m^{-1}}$ with Rant$R_{ant}$ = 1.54 m in the SOL.

Figure 26

Figure 27. The HHFW wavefield with a realistic wall boundary at three different background magnetic fields: (a) toroidal B only at 0.4 T, (b) 1/R toroidal-B variation and (c) 1/R toroidal-B variation and poloidal field (Bθ,max$B_{\theta ,max}$ = 0.1 T). The outer black curve is a PEC wall, and the inner blue curve is the LCFS. The antenna region at the outboard midplane is shown in cyan. Here, $N_\phi$ = 5, corresponding to kϕ=Nϕ/Rant≈3.24m−1$k_\phi = N_\phi /R_{ant} \approx 3.24\, \mathrm{m^{-1}}$ at the antenna Rant$R_{ant}$ = 1.54 m.

Figure 27

Figure 28. Comparison of the HHFW wave magnetic wavefield profile between (a) the NSTX magnetic-field strength B0$B_0$ = 0.5 T and (b) the NSTX-U magnetic-field strength B0$B_0$ = 1.0 T. In the core plasma region, an H-mode density profile with a steep density gradient at the pedestal is employed. Please see the text for the details.