7 Inspiration
Changing one’s perceptions of value typically takes a lifetime of mental work, of training the mind to think the right sort of thoughts. That is the picture we get from Augustine’s exhortations to practice the cognitive therapies. Yet there are two outstanding problems with that picture. One is a theoretical problem. In Augustine’s ethics, it is not clear how someone who is completely unmotivated to begin to practice those cognitive therapies could ever become morally and emotionally healthy. This, of course, will not necessarily be a “problem,” if Augustine is willing to say that such people simply can never improve. Yet he is not willing to say that, owing to empirical data which constitute the second, evidential problem. He thinks it is observable that some people undergo sudden perceptual shifts, which alter their loves and motivations, and, in consequence, their emotional reactions to events. Moral conversion, therefore, has both a theoretical and empirical role to play in Augustine’s ethics, and our inquiry would be incomplete without asking whether or how his account of it coheres with the Stoic-Platonic motivational theory we have seen in previous chapters.1
Here we will be resolving three kinds of questions about Augustine and his place in the history of philosophical psychology and theology. First, this topic of moral conversion brings us full circle to some remaining questions about Confessions book eight. In Chapter 1, I mentioned that among the differences between Augustine and Persius was that in the latter’s fifth Satire, avarice and the other dispositions which “whisper” mental language are dispositions which the subject already has; yet when Augustine perceives continence as attractive, he does not have a continent disposition. We have not yet explained this difference. Moreover, though we have considered the impression of continence and Augustine’s consent, we have not yet considered what happens in between these (Conf. 8.12.28). Second, there are unresolved questions in the literature about Augustine’s theory of grace and its development over time.2 But grace brings about moral progress, according to Augustine; and Augustine also thought that moral progress was dependent upon motivational shifts. So it is only now that we have a more thorough grasp of his theory of motivation that we are in a position to clarify the proper meanings of terms such as “internal” and “external” grace, the significance of a “psychology of delight” in Augustine’s account of grace, and the trajectory of Augustine’s changing accounts of grace. Third, our deeper understanding of Augustine can bring clarity to an inconclusive early modern debate about the relation between grace and free choice (the so-called “De Auxiliis” controversy), which was in part a debate about the correct interpretation of Augustine.3
7.1. A Problem: Habituation Determines Perception
It was an ancient commonplace that habit influences perception,4 and Augustine’s philosophical sources emphasized that this is the case for moral perception, where habits of vice render one practically incapable of seeing that the moral good is good for oneself. Seneca is likely the main source for Augustine’s descriptions of the phenomenon, though Cicero’s record of a Stoic theory of degrees of habituation, with corresponding degrees of perceptual determination, also plays an important theoretical role for him.
According to Seneca, deeply ingrained bad habit creates a disposition of soul whereby one erroneously estimates the importance of various things.5 Someone with a hedonistic lifestyle, for instance, will tend to perceive small inconveniences or difficulties as having great importance for his well-being, and thus easily become angered by them. We note the metaphor of the eyes being unaccustomed to the light, which will later be used by Augustine, and had earlier been used by Plato: 6
Someone whom a slight breeze has made shiver is weak and sickly; eyes that a white garment offends are not healthy … When pleasures have corrupted both mind (animus) and body, nothing seems bearable, not because things are hard, but because the person experiencing them is soft … Nothing, therefore, is more conducive to anger than luxury that is intemperate and incapable of forbearance.7
Cicero makes a similar point when he summarizes the Stoic view that tendencies toward particular emotions are deeply set and enduring opinions about the goodness or badness of some class of things.8 Upon beginning to give in to false opinions, one quickly enters a downward spiral. Each time it seems more appropriate to react the way one does. The possibility of seeing reality as it is decreases with each emotion. Such proclivities toward perturbations become progressively more settled as the perturbations continue to recur whenever one assents to the false propositions about value that are more and more frequently contained in her impressions.9 Thus there are different degrees of proclivities that admit of classification as either less severe diseases (morbi), more advanced sicknesses (aegrotationes), or habitual vices (vitiositates, habitus).10 What this implies for perception is that relatively shallow dispositions, such as sicknesses, influence or restrict one’s perceptions to some limited degree, while the most settled, oldest, and therefore “hardest” habits make the resulting impressions practically impossible for the subject to question; assent would always be given to such impressions, since they would seem to be manifestly true.
Augustine’s descriptions of the determination of perception focus on how motivating impressions, the more radical roots of behavior and of emotional patterns, are influenced through habituation. He concentrates not on the determination of perception in cases of particular passions, but on the more general problem of moral development and improvement. The virtues really are good for each individual. But poor habituation will prevent one from seeing the virtues hormetically. (One result of this will be false judgments about value in circumstances that provoke affective reactions; so morally bad passions will occur.) So how can the vicious person improve?
We see him raising the problem explicitly in the Replies to Simplicianus 1.2.21. The issue is that “people are variously moved when the same facts are shown or explained to them … the same thing spoken in one way has power to move and has no such power when spoken in another way, or may move one person and not another.”11 The problem is that our dispositions determine whether we will find something that is in principle hormetic for a human being – virtuous behavior – to be actually hormetic for us in particular, given our prior habituation. And since human motivation is in the first instance passive, being initiated by motivating impressions (we recall his account of motivating impressions from Chapter 2.1–4 and 2.7), we cannot bootstrap ourselves into being motivated.
Who has it in his power that his mind be touched by the kind of impression by which will may be moved … And who can welcome in his mind something which does not give him delight? Who has it in his power to ensure either that something that can delight him will turn up, or that he will be delighted when it turns up?12
The final query here isolates the difficulty. It is not so much that we will not come across the material possibility of being motivated to act correctly – that we will not encounter moral exemplars whom we might imitate, for example. Such exemplars are available in works of fiction, if not in real life. The problem instead is that we will not find them to be inspiring examples. We will not perceive it as being in our best interest to act as such people do. We will have merely epistemic impressions of their behavior, rather than motivating impressions characterized by supervenient delight. Consequently, we will not care to act like the exemplar.
In more poetic terms, he raises the same problem in the sermons. The metaphor of overly sensitive eyes, which we saw in Seneca, is pressed into service by Augustine.13 He also indicates that a “sick” person (recall Cicero and Seneca on bad dispositions) will be unable to experience the delight that is supervenient on motivation to get great goods, that is, virtues: “When iniquity beckons alluringly and iniquity is sweet, then truth is bitter.... Truth is much, much better and more delicious; but it’s to the strong and hearty that bread is tasty.”14 Sometimes he calls this an awareness of the sweetness of the Lord, because the criteria of good actions are contained in God’s mind:
How great, how immense is your sweetness, Lord! And if some godless fellow retorts, ‘What is this immense sweetness, then?’ I will answer, ‘How can I demonstrate this sweetness to you, who have lost your faculty of taste in the fever of sin?15
Poor habits, therefore, result in inaccurate impressions (visa), for Augustine as for Seneca and for Cicero before him.
7.2. Original Sin as a Determining Habit; The Plasticity of the Soul
The condition that Augustine calls “original sin,” he classifies according to the Ciceronian account of degrees of habituation. Each of these has a correlative degree of influence on perception, ranging from relatively light influence to determination. Original sin is a set of “the most ancient cupidities, and age-old evil habits (consuetudines),”16 meaning that it is the most ingrained and stable kind of disposition – not a proclivity that can be removed easily. The human soul became “vicious” with the Fall.17 This condition has the psychological depth and staying power of a habit that is literally thousands of years old. The problem of how to recover from the fallen condition is, therefore, simply a specific form of the problem of how to recover from bad habituation.
With this notion of innate tendencies to inaccurate perceptions, Augustine still does not consider himself far afield of ancient pagan accounts. While his belief that inaccurate moral perception was caused by the historical event described in Genesis is specific to his religious context, apart from this question of the particular cause, the general idea of a proneness to error (both intellectual and moral) is found in his pagan philosophical sources, as he himself emphasizes during the Pelagian debates, citing Cicero.18 Cicero emphasizes the commonness of bad habits and inaccurate impressions and judgments.19 Augustine also had in Seneca an ambiguous account of a virtually universal subjection to diseases of the mind, making humanity a “mass of wrongdoers” characterized by “universal vice,” which explains why only the fewest in every age turn out to be wise: the odds are against us.20 Plotinus, of course, actually spoke of a moral fall, an overestimation of temporal things, at the beginning of the soul’s embodied life.21
The extent to which Augustine endorses the claim that habits determine perception can be seen by the use he makes of two other related claims found in ancient philosophy. The first is psychological compatibilism, and the second is the claim that the soul is malleable.
We are speaking of compatibilism in the sense that Aristotle is a psychological compatibilist: our own freely formed moral habits determine us to perceive reality in a certain way, and to choose the kinds of actions we choose. For the Stoics, this habituation is voluntary because assent to false propositions about value is voluntary.22 Thus, the confusion that results from false judgments is the fault of him who assented to the falsehoods. The subsequent assents to falsehood that follow more easily after this, and involve one in the commission of vicious actions, are also the perceiver’s fault.
Augustine’s vivid lamentation in Confessions 8.7.18–8.9.20 that it was his own habitual actions that had forged the “chains” in which he now found himself, and which made him unable to assent to the impression of continence, explicitly endorses this position.23 We always retain the power of choice (liberum arbitrium), which is the power to give or refuse assent to the sentential content of the impression; but this power will inexorably be used by an addict to serve her habit.
Now the remarkable thing is that the problem of innate skewed perceptions (original sin) Augustine also handles with this kind of compatibilist responsibility. We expect to see him backing away from it, in order to avoid the rather obvious objection: how can people be held responsible for the perceptions they have as a result of psychological conditioning by others24 – especially when the others are removed by many generations? But he opts for an account of corporate responsibility and guilt for the fall: all of humanity participated in the original sin: “we were all one in Adam,” contained in him as in an archetype.25 So someone is guilty of the bad choices he makes as a result of his poor perception, because he is a member of a corporate body that was effectively represented by the person whose choice caused the corporate body to perceive things inaccurately.26 Whatever one may think of the merits of this position, it cannot be denied that it is a radical use of compatibilist responsibility (as defined earlier), and that Augustine held it.
Second, Augustine’s commitment to the claim that habits determine perception can be seen in his adoption and adaptation of the Stoic account of the soul as malleable. Stoic compatibilism is underwritten by the claim that the soul is material. It is because every assent to falsehood damages the soul by altering it physically that “roots of foolishness” remain after each self-inflicted wound (assent to falsehood). Although Augustine vigorously denies that the soul is corporeal, he wants the philosophical benefit which attends the Stoics’ materialism, namely, a way of speaking about its malleability. He therefore speaks of “quasi-matter” (quasi materies) in the soul, by which he means noncorporeal (nonthree-dimensional) stuff. This stuff is the subject of all the changeable qualities of the soul, and particularly of the soul’s ability to acquire, hold, and lose evaluative attitudes. He toys with using this quasi-material to explain inherited proneness to faulty perceptions, considering spiritual traducianism27 as a way of trying to explain how habits of soul can be passed down through generations. The proposal is that since each soul is a substance, each has both quasi-matter and form,28 and that the soul’s quasi-matter (that is, its habitual original sin, its set of erroneous attitudes and desires) is somehow passed on from parents to child. The higher intellect, or memoria, on the other hand, which is the form of the soul, is particular in each new person and created immediately by God. (This begs the question how attitudes and desires can be separated off from the parents’ minds – whose would they be while in transition from parent to child?) Later Augustine distances himself from this theory,29 speaking instead of physical generation as the vehicle of inheritance, though never developing a metaphysical account of how defective inherited corporeal matter can introduce erroneous habitual attitudes to the incorporeal soul.
Thus Augustine received and adapted a set of claims and discussions about the relation between perception and habituation. One may be guilty of determining one’s own perception in a defective manner. One is also warped in perception owing to inherited habits of perception.
7.3. A Solution: Divinely Given Motivating Impressions
7.3a. Motivating Impressions “Breathed Into” the Mind by God
Given that the condition of original sin is a determining habit, moral perception cannot be corrected merely by rehabituation. There is, primarily, a practical problem: because the innate habit is universal, all parenting and governing is dysfunctional, indeed morally corrupt and corrupting. So there is no way for children to be trained properly. In the second place, even if good parenting or governing were possible, the strength of the internal habit of the child is such that he will fail to assimilate the reasons why he should do the right kinds of deeds. Trying to educate such a child would be like taking someone whose habit of gambling is thousands of years old and attempting to make her fiscally prudent. Such a person, so long as she is kept under force or influenced by some powerful deterrent, might gamble little or not at all – and in this sense, habituation would be effective – but she would abstain from gambling for the wrong reasons, and likely turn to some other kind of high-risk, irresponsible behavior. So the habituation would have failed of its purpose as moral rehabituation.
By “moral” rehabituation, I allude to the fact that like Plato and Aristotle, Augustine thinks that there is a difference between “acting justly” in the sense of going through the motions out of fear of punishment, routine, social convention, or for a good reputation, and “acting justly” because one is just, which means not only knowing how particular actions conform to the definition of justice, but doing it for the sake of the fine (kalon/honestum), rather than for utility, pleasure, or avoidance of pain. “Just” acts done for any other reason than for the sake of the kalon are just acts by equivocation only. But original sin, as a set of dispositions in the soul, already determines us to view our own pleasure and utility as the goal of life. It is not that we are continually doing acts that are wrong in themselves, but that even our acts that appear good are really morally indifferent at best.30 So Augustine’s accusation against the Roman Stoics is an accusation against fallen humanity. He accuses the Stoics of doing the right deeds, but for the wrong reason, namely the desire to be successful, or superior to fate.31 They have fake virtue, because they do not act for the sake of, from the love of, God (who is the kalon, now given a neo-Platonic metaphysical status). The same general point applies to human beings generally, who because they are fallen, do not act for the sake of the morally fine. Hence Augustine’s amusing analogy of an athlete running very fast, but not running on the track.32
At the theoretical level, all this suggests a hopeless picture in which one’s own innate confusion about the proper goal of action, and the cumulative mistakes passed on through social customs and amplified through generations, are simply overwhelming. Meanwhile, at the empirical level, the existence of someone like Socrates, who was reputed to be morally superior to his own parents and the entire surrounding society, is problematic. How did he get to be the way he was?
The attempt to answer this latter question is not original to Augustine. Plato had said that if someone virtuous arose despite the lack of a virtuous republic – he was probably thinking of Socrates – this could only be explicable by divine fate (theia moira); 33 but he did not elaborate on how fate would protect such a person.
For his own part, Augustine makes an inference similar to Plato’s, and then utilizes the Stoic-Platonic epistemological model we saw in Chapter 2 to explain how divine help makes someone see virtuous action as an attractive goal. If morally exemplary people, or sudden moral conversions, are to be possible then God must “breathe” motivating impressions “into” the human mind as gifts (graces). Thus, in the Replies to Simplicianus, when he raises the question that we saw earlier:
who has it in his power that his mind be touched by the kind of impression by which will may be moved.... And who can welcome in his mind something which does not give him delight? Who has it in his power to ensure either that something that can delight him will turn up, or that he will be delighted when it turns up?
he answers as follows:
If those things delight us which serve our advancement towards God … that is inspired and bestowed by the grace of God.34
Here Augustine is commenting on scripture and talking about grace, but his description utilizes technical epistemological terms from Stoicism – the scriptural term “call” he glosses as “impression,” “obedience to the call” or “belief,” he renders “consent.”35 He also makes reference to the Platonic elements of love and psychic delight.36 As we saw in Chapter 2, he had supplemented the Stoic motivating impression with these two elements.37 Clearly, he is saying that the poorly habituated cannot be motivated to act well (recte vivere, bene operari) unless they receive from God the kind of impression which stimulates impulse (tale visum quo voluntas moveatur); and as we saw in Chapter 2, this is the motivating impression.
So, Augustine agrees with the standard ancient observation that habituation determines perception, and he thinks that exceptionally virtuous people like Socrates or Job exist, and that others – like himself – experience moral conversions. Moreover, he thinks that these exceptional cases of motivation to act well must, like all human motivation, occur via the synthetic Stoic-Platonic model of motivation to which he subscribed. So, he believes that this combination of facts yields an evidential and philosophical argument for the position that prevenient grace is necessary for moral improvement, and that this grace must be in the form of a motivating impression.
7.3b. Recognizing Augustine’s References to Graced “Suggestions”: Differences from Jerome, Pelagians, and Jansen
Augustine’s literary imagination, cultivated by Seneca and other Greco-Roman literature, also prompts him to describe this motivational conversion in poetic terms. He says that God heals the overly sensitive “eyes,” that is, the mind that has grown sickly through bad habits,38 analogously to the way that ancient playwrights describe the gods intervening to alter people’s visual perceptions.39 Or else, grace is rain coming down from the sky, the heavens dripping40 – a comparison probably remotely associated in Augustine’s imagination with Zeus showering down into the lap of Danae.41 But the metaphors are precise, in that they consistently refer to the same epistemological item: a motivating impression, a suggestio, given from God who is transcendent and hence “above.”
In a number of other texts, Augustine alludes mainly to the delight that supervenes on the motivating impression. This is because of scriptural texts that allude to sweetness, as in “God will grant sweetness.” But Augustinian grace is not merely delight, and it would be incorrect to say that Augustine thinks that a moral conversion is simply succumbing to pleasure.42 “Inspired sweetness” is a term of art for the inspired motivating impression. What he means is that grace is God’s action on the mind, whereby the intellect apprehends the beauty and goodness of virtue, and as a result formulates sayables, including an imperative, in the discursive reason. This is the motivating impression. The delight is the affective consequence of this impression, in the interior sense.43 But in shorthand, God inspires delight. “God therefore teaches sweetness by inspiring delight (Docet ergo Deus suavitatem inspirando delectationem) … [he] teaches that we may do what we ought to do, by inspiring sweetness (docet ut facienda faciamus, inspirando suavitatem).”44 “You have prepared in your own sweetness for the needy, O God.... in order that a good work may be done … from love.”45
Strikingly, Augustine’s confidence that there are such divinely given impressions makes him disagree with the likes of Jerome about the most fitting translation of psalms where “sweetness” is at issue. He repeatedly and self-consciously chooses the less standard “sweet” and “sweetness” for the chrēstos and chrēstotēs of the Septuagint psalms 67, 105, and 118, even while acknowledging that a number of copies have the translation “God is good” rather than “God is sweet.”46 Jerome rejects “sweet,” citing the Hebrew in support of “good” in a letter written to some monks.47 But Augustine has his own reason for selecting this translation:
These verses of this psalm … begin from this: You have made sweetness for your servant, Lord ... But what in Greek is chre¯stote¯ta our translators sometimes render ‘sweetness’(suavitatem), other times ‘goodness’ (bonitatem).... We ought to understand the word ‘sweetness,’ which the Greeks term chre¯stote¯ta, as referring to spiritual blessings; for on account of this our translators have wanted to call it ‘goodness.’ I think therefore that nothing else is meant by the words You have made sweetness for your servant except: ‘You have made me feel delight in that which is good (delectaret bonum).’ For when that which is good delights, it is a great gift of God.48
Clearly, he does not doubt that Jerome’s translation is saying something true when it asserts that God gives us good things. Yet he wants to focus on the manner in which someone becomes morally good, and so he reads it as a reference to motivating grace.
Similarly, Augustine’s disagreement with the Pelagians is not simply a theological argument about the proper interpretation of scripture, but a dispute about philosophical anthropology. Specifically, it is an argument about whether there are innate habits that interfere with our motivation to do good. Certainly, Augustine thinks that his position explains more scriptural passages than that of his adversaries; but as we have seen in Chapters 1, 4, and 5, it is Augustine’s understanding of human nature which often guides his interpretation of scripture.49 Hence the Pelagians are defined by him as people who deny the need for inspired motivating impressions (suggestiones breathed into the mind by God).50
7.3c. Back to Confessions 8.11.27
Now the fact that Augustine has just said that some motivating impressions are given by God does not in any way affect the conclusions we came to about the definition, function, and structure of motivating impressions, in Chapter 2. It would be an error to confuse the question of what something is, with that of whence it came. Indeed, we saw a large number of passages where Augustine uses the concept of the motivating impression without its having anything to do with grace, and that he is distinguished from his Christian peers by the comparative rarity with which he talks about otherworldly (e.g., demonic or divine) origins of “suggestions.”51 As he says, grace is like when God makes water flow from a rock:52 just as in that case it is still the natural substance of water that is flowing, so in a major motivational shift it is a human motivating impression that is being received, though it is being received from God.
In Chapter 2 we only addressed the question of what was going on in Confessions 8.11.27, and concluded that it described a motivating impression. So in fact we do need to ask about that passage: Granted that it describes Augustine’s experience of a suggestio of continence, what was its origin: natural or divine? The question arises because at that point in the narrative, Augustine says that he was strongly habituated to be incontinent.53 He had dismissed his cohabiting partner and become engaged to be married; but during his engagement – which was to be two years long owing to the young age of the girl – he had gotten a third woman to tide him over until his marriage. How was it possible for him to perceive sexual continence as a good for him and hence motivating, given his habit? He tells us that he had previously been unable to see continence as anything other than tortuous for himself,54 even though he had known about it. But suddenly he perceives this virtue as attractive, in an apprehension of the virtue’s kalon/honestum quality. Given his habituation, his sudden change in perception looks naturally inexplicable. Moreover, when he introduces the episode that provoked the impression (the story by Ponticianus), Augustine attributes what follows to the agency of God, saying, “Lord, my helper and redeemer, I will now tell the story … of how you delivered me from the chain of sexual desire.”55 It seems that this “deliverance” refers to the occurrence of the motivating impression itself, rather than merely the providential arrangement of circumstances so that he can hear Ponticianus’ story about the monks.56 For it is already a theme of Augustine’s in the Replies to Simplicianus (395/396) that two people can hear the same information, and one be moved but the other not moved.57 The Confessions were written just after this (397–400/401), and so it seems likely that the Confessions text is intended as an illustration of the claim about graced perception that is made in the Replies. Thus, the “appearance” of continence in paragraph 27 should be understood as one of these inspired motivating impressions. Confessions 8.11.26–27 describes Stoic-Platonic motivating impressions. But paragraph twenty-seven in particular is about an instance in which that kind of thing is given by God.
7.3d. Notes on “Justification”
“Justification,” a scriptural term that Augustine glosses as the conversion from being oriented toward sin to being oriented toward virtuous action, we now see is a hybrid notion, combining adapted classical insights about habit and perception with a Christian theodicy in which grace comes from Christ. The term means to be put into interior order, made to see that virtue is more valuable than all temporal things, and therefore to be in the right relation to God,58 who contains the criteria of all the virtues in his eternal mind. Grace is a necessary reorientation, the introduction of the correct goal (the kalon) into the mind, which makes virtue possible. It is an interior change in perception and motivation, thanks to God’s granting of a suggestio. And because the historical event which made this grace available was, in Augustine’s theodicy, the incarnation and redemption, becoming “justified” is also receiving a share of the holiness of Christ.59 Christ is the means to virtue, though not a mere instrument;60 converting grace “makes one into Christ,” taking on the perceptions, attitudes, desires, and sentiments of Christ, who is the incarnation of the eternal criteria of the virtues.61 (It is worth emphasizing this, because it means that trying to construct an Augustinian theology without this metaphysically grounded Christology will mean foregoing the claim that grace improves one morally; the latter is strictly dependent upon the former, per Augustine.)62
Because grace is thus understood as the transfer of perceptions and their underlying habitual attitudes from Christ into the one who receives grace, grace is symmetrical with and medicinal for the set of habitual attitudes inherited as “original sin.” Hence, Augustine’s claim that we are either “in Adam” or “in Christ.” This model also serves as his way of answering in advance, as it were, questions that will arise in later medieval accounts of grace, such as the question of how an infused virtue can be a habit. It is a habit of Christ’s, in which the one being justified participates.
Paradoxically, when Augustine makes Christ the source of authentic moral goodness, it allows him to explain the intentionality of pagans who actually do aim at the kalon for the sake of the kalon, even though they do not know that the kalon is the Christian God. At first it looks as though he simply misses this distinction, and assumes that ignorance of trinitarian metaphysics or of the Christian dispensation must entail a lack of right intention. But he does in fact see the problem and addresses it by asserting that non-Christians,63 when they act virtuously, do so because of the grace of Christ, whom they do not explicitly know:
... without faith, then, in the incarnation, death, and resurrection of Christ … the righteous of old could not have been set free from their sins and be justified so that they might be called righteous. This holds true for those righteous persons mentioned by sacred scripture as well as for those who were not mentioned there … not only among the children of Israel, but also outside this people, for instance, Job. For their hearts were cleansed by the same faith in the mediator, and love was poured into them by the Holy Spirit, who breathes where he wills... At that time the grace of the one mediator between God and human beings, the man Jesus Christ, existed in the people of God, but it was hidden as rain upon fleece … But now … it lies revealed in all the nations.64
This will, of course, make Augustine’s theory look rather circular: in order to establish that Christian grace is necessary for virtue, he points out that human society is generally corrupt and that non-Christians lack virtue; but when non-Christians do have virtue, he says it is owing to grace. Augustine’s response to this accusation of circularity presumably would be that his position is supported by empirical evidence in three areas. First, pagans who actually do act for the sake of the kalon are rare; the existence of such rarities does stand in need of some special explanation (namely grace). Second, the presence of grace in a society reduces wrongdoing,65 but it does not eradicate it. This suggests both that there is an inextricable interior moral problem with human beings, and that grace does indeed have a medicinal effect upon it. Third, the same phenomenon is observable in the lives of individuals: the justified are significantly morally better than they were before conversion; yet still they commit small sins daily.66
7.4. Personal Responsibility in “Inspired” Moral Conversion: Augustine, Bañez, and Molina
But how exactly is a moral conversion effected? We have seen that Augustine thinks conversion requires a divinely given motivating impression. But an impression is not the same as consent, and an actual change of one’s behavior requires consent. So, an impression does not a moral conversion or justification make.67 Accounting for this subsequent act of consent will involve us in the thorny question of the relation between human freedom and grace.
If Augustine held that in cases of conversion to a life of virtue, the impression is given by grace, but consent is given by the perceiver, then the role of human responsibility would be easily established. However, it is not clear from the texts we have been considering that he held this. The end of the Replies to Simplicianus goes on to say that in the transition from bad works to good works, a person receives from God the effective use of the imperative: “He [i.e., God] grants, he bestows that there is for us a command of impulse, earnest effort, the [doing of] works by burning love.”68 This looks like a claim that the consent itself, the ratification of the imperative in the suggestio, issuing in occurrent impulse to do good actions, is a gift of God. Moreover, in the late work, On the Predestination of the Saints, he explicitly says that before writing the Replies to Simplicianus, he believed that we can consent of ourselves, but that while writing the Replies, he ceased to hold that position.69 Furthermore, the “gift of consent” view has support in other statements of Augustine’s, such as his “command what you will, and grant what you command,” and “the grace of God cannot be in the power of a human being to frustrate” – statements made in the Confessions and Replies,70 which Augustine reiterated in the later Pelagian debates.
7.4a. One Grace or Two Graces in Conversion?
So, in the Confessions and the Replies to Simplicianus – which were written one after the other – consent is given by God. But there are in fact two different senses in which consent is “produced” by God. Our understanding of the epistemology which undergirds Augustine’s account now enables us to identify an important difference between the Confessions and the Replies to Simplicianus.
In the Confessions, consent is efficiently caused by God as a second grace, subsequent to the grace of impression which came in 8.11.27. We see this in the description of consent in 8.12.29. Augustine recounts that after receiving the impression of continence, he was helplessly unable to assent to the impression,71 but almost immediately after, in paragraph twenty-nine, his consent is effected when he reads words from the Bible that reiterate the sentential content of the impression of continence.72 This account seems to be saying symbolically that the act of consent was authored by God in and through Augustine’s power of consent. For Augustine believed scripture was God’s word, the human author being merely the secondary author. So the consent was given by the agency of God with Augustine exercising a secondary causality.73 This would not mean that Augustine was not the subject of his consent,74 but rather that because a human subject is an image of God, his decision, divinely given, to conform to the criteria of the virtues makes him more truly the kind of subject that he is meant to be.75
In contrast, at the end of the Replies to Simplicianus (1.2.21ff.), there are not clearly two graces. Augustine says that God gives the motivating impression and consent, but he gives no indication that there is a time lag or possibility of rejecting the impression in between these two. Instead, the text reads as if Augustine is implying that the graced impression is self-evidently true to the perceiver76 – Augustine probably had in mind the Stoic cataleptic impression77 – and that therefore, cognizing the impression makes recognizing its truth value, or assenting, unavoidable. As soon as one understands the sentential content of the perception, one assents. So consent is not done by God in the person’s power of free choice, as in the Confessions model; but still the impression makes one assent.
So, the single grace of a self-evident impression explains cases like that of Paul, who was “suddenly converted by a very powerful grace.”78 The account of two graces with the possibility of hesitation intervening, explains cases like that of Augustine in the Confessions. Augustine apparently thought that God gives grace in one way to some people, and in another way to others, for his own providential purposes.
7.4b. Grace and Freedom in a Related Early Modern Discussion
Now this is particularly interesting because it allows us to assess which side of a famous but inconclusive early modern debate between, primarily, Domingo Bañez and Luis de Molina, had the more accurate development of Augustine’s position – an unresolved question in the history of philosophical theology.79 Though some of the parties to this debate about the relation between justifying grace and human free choice wrote commentaries on Aquinas and referred to themselves as Thomists, the debate dealt with questions not explicitly addressed by Aquinas, and in any case, the prevailing assumption on both sides was that Aquinas and Augustine substantially agreed on the theory of grace. For these reasons, references to Augustine are not uncommon in the texts of the controversy.80
This so-called “De Auxiliis” controversy (c. 1582–1607) ranged over a number of topics, including the concurrence, providence, and knowledge of God. Our purpose here is not to compare Augustine to the early moderns on all of these issues, but to focus on the particular question of how grace is received by the human mind.
Augustine’s use of a Stoic epistemological framework (impression-consent) as the foundation for his account of conversion had set the terms for what became the accepted doctrine of grace in the west.81 His term “prevenient” grace, for instance, which became standard, was a reference to the fact that the impression must be given by God in order to initiate conversion. But by the time of the “De Auxiliis” controversy, the original epistemological context of this phrase was not necessarily familiar to the late scholastic theologians.
Both parties to the debate were committed to the claims that conversion is effected by grace, which must be prevenient, that is, coming before any movement toward God from the side of the human being. The prevenient grace was said to have a certain sufficiency in moving one toward consent. It was described by both sides in recognizably Augustinian terms, as “a divine inspiration,” or “a certain rapid illumination and exciting by God who is calling and inviting the soul to good … prior to the time at which he himself thought about adhering to God,” received merely passively (mere passive) by the human being before the exercise of human free choice in the matter.82 On the other hand, both parties were also committed to the claim that human consent, and therefore human responsibility, is a necessary ingredient in justification. Their attempts to reconcile these statements gave rise to two divergent psychological accounts.
Domingo Bañez, the first chair in theology at Salamanca and the representative for the Dominican party, which included such others as Herrera,83 explained the axis of the disagreement thus:
Around this turns the entire difficulty and controversy between the Preacher Fathers [Dominicans] and the Fathers of the Society [the Jesuits] … Whether the same prevenient grace, without another one added to it, suffices for the consent of free choice and the conversion to God; or whether another aid is added, by which the mind of man actually consents to God and is converted to him.84
The Jesuits, led by Molina but including others such as Bellarmine, held that the prevenient grace is the only one. They thought that God offers a calling which is custom-made to attract the recipient.85 God knows by “middle knowledge” how a person would react to every possible manner of calling, and he offers to some people a call perfectly suited to their interior dispositions and conditions. This “congruous” grace is “sufficient” for one’s consent. God, however, does not cause the consent by an intrinsically efficacious gift of consent. Consent is left up to the human being.86 The way that God acts on the soul in justifying grace is therefore by “moral causality,” that is, moral suasion or persuasiveness.87 In fact, Molina allows that people who receive the kind of “illumination” that Paul received actually do dissent, though rarely (raro).88 We might say that in this model, grace has its effectiveness analogously to the way that, for Locke, a substance “has” a secondary quality. An efficacious grace is a sufficient grace to which the recipient has reacted with consent.
The Dominicans took the position that an additional grace was needed after the prevenient grace, and that this second grace was intrinsically efficacious. As Bañez explains:
It is not said [by us Dominicans] that the [first] grace is sufficient because it is strong enough to be effective without the [subsequent] motion of the First Cause, but it is called sufficient for constituting man as it were in first actuality, by means of which he realizes that the good of the supernatural end is possible [for him to attain] by the grace of God, and [also] realizes the means to this end … but if he [subsequently] consents, he is converted with God as the author and by a special grace operating efficiently, consenting through his own free choice.89
This second grace, Bañez elaborates in another text, constitutes a person in second actuality.90 (This distinction has its roots in Aristotle’s example in On the Soul 2 (412a22–23) and Nicomachean Ethics 7.3 (1147a10–14), where the possession of knowledge is first actuality, the use of it second actuality.) The Dominicans also dubbed the second grace “physical premotion,” a rather obscure piece of terminology with a simple meaning: by “physical” they meant that efficient causality was being exercised directly on the soul by God (as opposed to the moral suasion of the Molinists), and by “premotion” they referred not to temporal priority, but indicated its origin in God, who is metaphysically prior, and who grounds the act as its cause.91
For Bañez, the ability to do otherwise than consent to the first grace is preserved by the possibility of “rebelling” in the brief time lag between the two graces. He says, for instance, that after (postquam) the prevenient calling, “We exercise our freedom. And this can happen in two ways. In one way, while that excitement that was completely prevenient still remains with him, he knowingly resists God who is calling and exciting him.”92 This person does not receive the second, efficacious grace of consent: “then the help of the grace of God is converted into anger, on account of the malice of the recipient.”93 Whoever does not rebel, however, exercises freedom by consent.94 What this means is that God rewards the soul with the second grace, the grace of consent. As we have already seen, the consent is given by God through direct efficient causality on the soul’s power of choice,95 and therefore the consenting person has freedom of alternate possibilities only in what Bañez calls the “divided” sense – that is, in the abstract, considered apart from the actual circumstances of God’s action on the soul.96
In contrast, as Bañez laments, the Molinists introduced a novel clause into the traditional definition:97 “free choice is that which, with all the requisite things in place for the doing of an action, can do and not-do, or do one thing in such a way that it could also do the opposite.”98 A person always has freedom of alternate possibilities in the composite circumstances. This is why a person can always dissent from congruous grace even while receiving it.99 The Molinist account is therefore rooted in the view that human free choice makes it impossible for grace to be efficacious per se. It is not merely that God does not efficiently cause consent, but in fact he could not, given the natural power of free choice.
7.4c. Comparing These Early Modern Accounts to Augustine
Given that we saw both a one-grace and a two-grace model in Augustine’s Replies to Simplicianus and Confessions, how are we to assess these early modern accounts, which similarly speak of one and two graces? First of all, it is now clear that part of the reason why the early modern debate was inconclusive, was that each side insisted on only one account of justifying grace, whereas Augustine himself had two accounts. But there is more to say than that.
Neither Bañez’s nor Molina’s account is the same as Augustine’s in different words; each has captured some of the elements in Augustine’s account – especially Bañez – though they both differ from it. Bañez’s use of the first actuality-second actuality distinction in a two-grace model comes close to the details of Augustine’s foundational epistemology. The Augustinian motivating impression provides the perceiver with information about an action, hence, it can rightly be compared to Aristotle’s “possession” of information (first actuality); and assent can be compared to a kind of “use” of those propositions (second actuality). Another point of intersection is Bañez’s statement that prevenient grace provides information about the means to attain one’s proper end. As we have seen,100 Augustine’s motivating impression of continence includes a reference to the means by which he can live this virtue. And because Augustine holds that virtue is constitutive of happiness, what is being perceived is the means to happiness, one’s proper end.
Moreover, Bañez’s understanding of why the second grace does not violate free choice is very similar to what we find in Augustine. According to Bañez’s conception, free choice is an instrumental power; its purpose is to choose the means by which the end desired may be achieved.101 For one can remain indifferent to various options (only) insofar as they are perceived to be means lacking a necessary connection to the end desired;102 once a necessary connection between means and end is discerned, indifference is lost, though one is “free” because of pursuing what one wants. A similar notion, though without the heavy Aristotelian emphasis on means-ends relations, is attested in Augustine’s corpus, as for instance in On Free Choice, where he stresses that liberum arbitrium is an “intermediate good” because it (like the power of thought) may be used well or badly, although its purpose is to be used for the sake of attaining the highest good.103 Given this understanding of free choice, it is possible to maintain that an efficacious grace of consent is a free act of the human being, because in it God is moving the creature in accord with its nature, toward its happiness.104 So, the grace of consent is merciful help, rather than the imposition of something radically unwanted, and does no damage or disrespect to the creature. As Augustine had put it in the Replies to Simplicianus, “free choice is most important; it exists, indeed, but of what value is it in those who are sold under sin?”105 Molina’s claim that free choice is always able to do otherwise, even when being acted upon by God, is foreign to the principles of classical psychology and normative eudaimonism that are foundational in Augustine.
On the other hand, there are two points of intersection with Augustine’s view that we find only in the Molinist line. One, of course, is that justification can be effected by a single grace; as we have seen, Augustine does think that in the case of people like Paul, there is only one (cataleptic) grace. Nevertheless, this similarity is only skin-deep owing to Molina’s insistence on autonomy. As we have seen, the grace is not self-evidently true to the perceiver in Molina’s world, because people actually do dissent from it.
As an interpretation of Augustine, the Molinist account looks textually defensible by means of a portion of the Replies to Simplicianus (1.2.12–13), though again this is only skin-deep. Here Augustine considers the possibility that the calling (impression) is efficacious of good will (si vocatio ista est effectrix bonae voluntatis) because it is adapted to the needs of the individual, a case of God calling someone congruently (congruenter). The human part would be to “follow” the calling (presumably, to consent). However, this passage is not Augustine’s final position on the matter within this work. The Replies are a written record of Augustine unravelling the problem of conversion, and proposing various models.106 He is figuring out what he thinks as he writes, and later in the same work it becomes clear that he thinks we do not have autonomy in following or not following the congruous call. With a tone of finality, Augustine makes the stronger claim noticed above, that in a conversion our actual will to perform actions is “granted” by God (1.2.21). Thus, though we “follow,” we cannot dissent, any more than we could to any other self-evident proposition.
The second main intersection of Molina with Augustine is Molina’s notion that God tailors grace to the individual. If this be taken as a general principle, and applied in a way that Molina himself does not apply it – namely, to mean that God will show a person the kalon quality of whichever virtue she particularly dislikes – then this allows us to retain an important piece of the Augustinian account that we see in the Confessions. In contrast, Bañez gives the impression that the grace of conversion in an adult is the same for everyone who receives it – being the introduction of a supernatural end. With this absence of particularity, something important drops out of the picture.
Finally, it should be noted that neither Bañez nor Molina retains Augustine’s dominant emphasis on grace as “medicinal” for moral conversion to natural virtues like temperance. There is implicit in Bañez’s approach – owing to his greater use of the Aristotelian-Thomistic teleology – the idea that grace corrects moral vices and bestows the cardinal virtues. But it is not the main focus of his attention. For Molina, too, the purpose of grace is the introduction of a supernatural end, and the ancient background of a need for rehabituation does not inform his account even implicitly; he does not treat the case of virtuous action as different from other kinds of nonevil free acts, for instance, but focuses on issues of necessity in God’s knowledge of free acts generally (being engaged with Ockhamist and Scotist discussions of these types of questions).107
7.4d. The Ability To Decide Otherwise in Augustine’s Two-Grace Account: Entertaining an Impression, Repenting, Invoking God
As we have seen, Augustine’s cataleptic grace model only allows for freedom in the normative sense during the receipt of grace, that is, liberty to attain true happiness, whereas the two-grace model allows a window in which to exercise freedom of alternate possibilities, in between impression and assent.
An interesting question therefore remains, which is: How does Augustine think that this freedom of alternate possibilities is exercised in the two-grace account? Our method of looking to the sermons for details of epistemology and moral psychology pays off yet again, in answering this intriguing question. For here we uncover material that moves us beyond Bañez’s model, in which the only two possible responses to the prevenient impression were (1) rejection of the impression, and (2) consent, given by God, to the impression. We can also explain the significance of Confessions 8.12.28, which we have not yet addressed.
The first thing to notice is that, unlike the subject of grace in Bañez’s model, Augustine in Confessions eight performs acts in between his receipt of the impression and the divinely efficiently caused consent. After God makes continence seem attractive by touching Augustine’s mind with a suggestio, Augustine does not reject or refuse to consider the impression, but says that he was “moving toward a decision,” telling himself inwardly, “let it be now, let it be now,” although he could not bring himself to actually consent.108 He compares his own present moral character to the attractiveness set forth in the impression of continence, and he sees his ugliness: “At that moment, the more ardent my affection for those [continent] young men of whom I was hearing … the more was the detestation and hatred I felt for myself in comparison with them.”109 Then, he repents of his past life, weeps, and calls on God to help him come to a decision: “‘How long, O Lord? How long, Lord, will you be angry to the uttermost? Do not be mindful of our old iniquities.’ For I felt my past to have a grip on me.”110
What exactly are these acts, and is this narrative in the Confessions representative of a general account of how freedom can be used positively in the two-grace model? Let us first ask a preparatory philosophical question: what is it that could happen in between an impression and assent, given Augustine’s epistemological theory?
It seems that it should be an “entertaining” of the suggestio. Augustine uses this notion of entertaining, when he speaks of temptations; it is a familiar notion to us, and a common experience. An idea occurs to us to do something, which seems attractive, yet we are not convinced it is right or in our true best interest. Nevertheless we dwell on the idea for a moment, and wish it were in our best interest to do it, because doing it appeals to us. Augustine describes this kind of mental act in the On the Trinity and the sermons: it is an act in which the mind “holds and fondly turns over” (tenens et volvens libenter) the content of an impression, without yet having consented to it.111 Notice that because entertaining is an act, it presupposes the consent to entertain, though not consent to the sentential content of the temptation itself. (Entertaining is affirming that it is fitting “to consider doing” the act proposed, rather than affirming that it is fitting “to do” the act.) It follows that entertaining a temptation can be morally evaluated: it is itself wrong, although less seriously wrong than consenting to do the act.112
Does Augustine think it is possible to similarly “entertain” a suggestio that comes from God? If he does, then his two-grace model will perhaps be comparable to other accounts on offer about the relation between grace and free choice, such as Stump’s “quiescence of the will” or “failing to refuse grace,”113 and Maritain’s “not nihilating a weak grace”;114 and it will be interesting to tease out the differences and similarities as we proceed.
Here we need to scout around in Augustine’s sermons for material that will help us answer this question. In fact we do find that in the context of justifying grace, he says that it is possible to “avidly taste” (gustare aviditate) the sweetness, as opposed to being “unwilling” (noli) to savor it.115 Other references also look like they refer to entertaining a suggestio from God: “Eagerly listening” (studio audire) to and “holding onto” (tenere) God’s interior prompting (excitatio) to do some action.116 Here we have something that looks like it corresponds to Augustine’s “moving toward a decision” in Confessions book eight.
Unlike the case of entertaining a temptation, however, Augustine links willingness to taste or listen to God’s suggestio with another concept, namely repentance. The idea seems to be that lingering on the suggestion allows space for a comparison of the proposed behavior to one’s own present kinds of behavior. But given that one is not yet virtuous, the beauty of the proposed behavior contrasts with the ugliness of one’s present failures, causing compunction. (This comparison, we have noticed, is an explicit part of the Confessions narrative.) So, God’s interior suggestion has as a natural consequence “confession”:
‘As I listen,’ he [the psalmist] says, ‘you will give me delight and gladness.’ [The psalmist is saying,] ‘I will find my joy in listening to you, not in speaking against you.’ You have sinned; why try to defend yourself? You want to do the talking; but let it be, listen, yield to the divine enunciations (cede divinis vocibus) … God is prepared to grant you forgiveness … he is prepared to give, so do not put up a barrier of defense, but open your whole self by confession (aperi sinum confessionis) … when we listen interiorly to him making some suggestion and teaching us (suggerentem et docentem intus audimus) … we are subject to our teacher.117
We are to yield by pausing and listening to the divine enunciations, by which God suggests something to us. In other words, when God inspires a motivating impression with its imperatival sayable content, we should entertain it. The use of the word “yield” here is interesting, for in the City of God and sermons he alludes to yielding “in order to” or literally “toward” consent to sin (cedere ad consentiendum), as if to indicate that consenting can be the result of yielding. Yielding means weakening one’s resistance to the temptation, and it makes consent more likely.118 Thus, yielding bears comparison to the “holding and fondly turning over” a temptation, described in the On the Trinity. It would appear here that motivating impressions given by grace, are also the kind of thing to which one could “yield” as preparatory to consent, and that such yielding to or pausing to consider (“listen to”) the content of the graced impression provokes repentance.
This again corresponds to the Confessions narrative, when, after receiving the suggestio of continence, and entertaining it, Augustine compares his own behavior to the impression of continence, feels revulsion for it, and cries over it, unhappy that it is displeasing to God.
But repentance is not a stand-alone item in Augustine’s sermons; he consistently links it with “invoking” God, which is calling on God in order to be filled by God.119 So, in response to grace “raining down,”120 so that one may “bring forth” good actions by love, one should “grow weak” (infirmari; compare “yield”), and the natural progression is then crying out for assistance, or calling on the Lord’s name:
The Lord will grant sweetness, and our earth shall produce its fruit.... Where would this fruit come from, unless the Lord gave sweetness? … You can see how our earth, that is to say our hearts, our souls, how our earth does not give its fruit, unless God sends rain on it. The earth was moved; it was moved to bring forth, to give birth.... the earth was moved, for indeed the heavens dripped from the face of God. It was moved by God, because it would not have been moved except by a voluntary121 rain.... So then, setting apart, O God, a voluntary rain for your inheritance, and it grew weak. One who brings forth also grows weak. The earth, you see, was moved in order to bring forth; and it would not bring forth, unless it first grew weak (nec pareret, nisi praecederet infirmitas). You [God], however, have perfected it. What does “grew weak” mean? Did not rely on itself. What does “grew weak” mean? Hoped for everything from you … Let it cry out, weak as it is, to the Lord, Convert us, God of our healings... it understood it could not be perfected by itself.122
Gracious is the Lord, and righteous, and merciful.... Gracious in the first place, because he has inclined his ear to me; and I knew not that the ear of God had approached my lips, until I was aroused (excitarer) … that I might call upon the Lord’s name: for who has called upon him, save him whom he first called? Hence therefore he is in the first place gracious.123
Here God first “excites” a person, which is presumably a reference to motivation, and the recipient then invokes God. The same idea is found when Augustine speaks of entertaining or “avidly tasting the sweetness”; that, he says, results in being “humbled” and crying out to the Lord, acknowledging one’s inability to act well without additional divine aid.124 And again, this corresponds to the Confessions when, after the impression of continence but before consent, Augustine’s repentance is accompanied by a crying out for mercy and help: “How long O Lord? Do not be angry ...”
I earlier used the term “receptivity” to describe entertaining and the confession of sin and invocation which follow from it, and this indicates the main difference between what Augustine describes, and the more recent accounts in Stump and Maritain. Stump’s quiescence of the will is passivity and a suspension of judgment; Maritain’s is similarly the mere absence of an act of rebellion. But Augustine does not think that doing nothing is possible: one must either allow the impression to remain, which is a kind of giving countenance to it (entertaining), or one must eject it from one’s mental field. And given that the impression is a motivating rather than a merely epistemic kind of impression, it will be difficult to explain how quiescence of desire can be an option. It is nevertheless true, of course, that in relation to consent, entertaining is a state of suspense;125 and in this it is like the model Stump proposes.
It is ironic that Bañez develops no account of these receptive acts, given that he at one point quotes a passage from a text by the pseudo-Augustinian On Predestination and Grace,126 which does give “lamenting” (ingemuere) for sin as the contrary of rebellion against the first grace of impression.127 “Lament” can easily be identified as a reference to repentance; and it is set in opposition to “fighting against” God, which is precisely how Augustine sets up the dichotomy in the sermons. The significance seems lost on Bañez, however, and this is understandable. The pseudo-Augustinian text makes no use of the concept after briefly mentioning it, and it is not to be expected that Bañez would have recognized it as representative of a general account unless he had made a thorough survey of Augustine’s writings, especially the commentaries on the psalms, and the other sermons, in conjunction with the Confessions and On the Trinity.128 He evidently did not have the opportunity to do this. Reading Bañez, one has the sense that he is working off of a (sizable) list of proof texts. He does not cite the portion of the Confessions, or sermons, which contain the impression-yielding model.129
Philosophically, there is something in Augustine’s model of preconsensual receptivity that should be attractive to those who want some freedom of alternate possibilities (in the composite circumstances) to be operative in conversion. An intrinsically efficacious grace of consent (a Bañez-style consent) is no longer an unprovoked compelling grace, given that invocation has occurred after the impression. Invocation is the acknowledgment that one needs more aid from God. So, God’s granting consent does not constitute God’s doing something that the person has not wanted (antecedently) to have done to him. For even if, in invocation, one does not foresee how one is to be brought to moral health – does not explicitly petition that consent be given as a grace – in these acts of self-abandonment one gives God a generalized permission to “save” one from one’s present condition.
7.4e. The Dialogue Model of Conversion and Its Theodical Interest
Famously, the next event in the Confessions is that Augustine hears a voice130 instructing him to read scripture, and his reading of it effects consent to the impression of continence. This is the grace of consent. So, it looks as though Confessions 8.11.27–8.12.29 represents a “dialogue” model of conversion. The giving and receiving of grace is apparently a conversation: God initiates contact, and subsequently grants consent or does not, depending upon the recipient’s reaction to the impression. This would make sense given Augustine’s ethical analysis of “entertaining,” for recall that Augustine thinks that entertaining is an act for which one is responsible; a “reward” in the form of an additional grace (consent) would therefore be fitting.
Indeed, the sermons indicate that repentance and invocation are followed by justification: “Christ has begun to dwell in the inner man through faith, and has begun when invoked to possess him who confessed.”131 Again: “The Lord will give sweetness, and our earth will give its fruit … It [the earth, i.e., soul] grew weak. Let it not, then, be so presumptuous as to rely on itself, let it cry out, weak as it is, to the Lord, Convert us, God of our healings. So it continues there: And it grew weak; you, however, have perfected it. Why have you perfected it? Because it grew weak itself, because it understood it couldn’t be perfected by itself.”132 We find the elements of the dialogue model also in the following sermon, where God “cries” to the soul inside the soul, enjoining the person to live well, and then there is compunction:
Out of heaven, therefore, the Lord looked down.... He himself indeed with his voice aroused him [a person dead in sin] from the tomb, he himself restored his life by crying to him.... This takes place in the heart of the penitent: when you hear a man is sorry for his sins, he has already come again to life … but the dead man himself cannot be aroused except by the Lord crying within him (intus clamante); for God does this within him....
Now Augustine elaborates on the possible answers one might give to the initial call. One can refuse to listen to it altogether:
‘O Jerusalem, Jerusalem,’ – he cries out and is not answered – ‘how often I would have liked to gather your children ...’ There is no answer: rain comes from above, and thorns are brought forth instead of fruit....
But the ideal “answer” of consent or justification133 is done by God in us:
What does it mean, ‘She has answered him’? She despises him not when he calls. What does it mean, ‘She has answered him’? He sent rain, she gave fruit. ‘She has answered him.’ But where? ‘In the path of his strength.’ Did she do so in herself? For what could there be in herself, or what voice could she find within and from herself (in se, de se), except the voice of sin only, the voice of iniquity? Consider her own words, what do you find but, as always, ‘I said, “Lord, be merciful to me: heal my soul, for I have sinned against you.”’ Moreover, if she is justified, she responds to him, not from her own merits, but from the work of his hands (ipsius).134
So again we have the conjunction of calling as a being stirring up interiorly by God, followed by repentance and crying out for mercy (invocation), with God granting the actual justification (consent).
More generally, the dialogue pattern matches the general principle, enunciated in the sermons, that God gives (additional) grace to those who humble themselves, and refuses it to those who do not.135 The principle applies also to those already converted but not yet completely perfect;136 apparently all moral progress is a conversion, of greater or lesser degree.
Recognizing the Confessions as a three-step model of (1) impression, (2) entertaining, repentance, invocation, and (3) consent, also brings a fresh perspective to some obscure passages of the anti-Pelagian texts. In the Against Julian, when Augustine insists that “grace came first and touched the heart so that it would ask God for the good that would make it truly happy,”137 this “asking” looks like the invocation of the Confessions and the sermons. Again, in Letter 157, we find:
By God’s calling [= impression] they understand to whom they must groan [= repentance] and call upon him in whom they rightly believe, saying, ‘Have mercy’ [= invocation] … When someone stretches out to him, therefore, and groans in that way, there will happen what follows: where sin abounded, grace was even more abundant [= consent] … as a result of which there comes about the fulfillment [= actions] of the [moral] law … We have said much about these questions in our other works and sermons in church.138
Other works seem to contain similar allusions to this model.139
The early modern problem of how to reconcile divine efficaciousness with human free choice thus seems a bit less intractable given Augustine’s dialogue model. In his dialogue model, Augustine’s prevenient grace is “sufficient” in the sense that it provides all that is needed for entertaining, repentance, and invocation to occur; and these acts, if performed, will be rewarded by God with an efficacious grace of consent. The Jesuits can assert that God initiates justification by a sufficient grace tailored to the individual, and the Dominicans can uphold their authentically Augustinian claim that the consent to this grace, effective of justification, is an intrinsically efficacious grace.
Philosophically, there is of course a theodical benefit to this model, which was first pointed out by Augustine himself at the time of Question 68 of his 83 Questions (dated to just before the Replies to Simplicianus and the commencement of the Confessions).140 Namely, the dialogue model mitigates, though it does not eradicate, the problem of apparent arbitrariness on the part of God in making some people, but not others, righteous.141 (Because all of the players in this drama – Augustine and the parties of the De Auxiliis debates – want to save the scriptural stipulation that “many are called, but few are chosen,”142 universal justification, which would also remove any arbitrary distinction among people by God, is not an option.) By building in voluntary acts of entertaining, repenting, and invoking, Augustine can give a somewhat more satisfying answer to the question, “Why does one person receive the second grace, whereas another is denied it?” Some people entertained the graced suggestio, repented, and invoked God, whereas others refused to entertain it.
That having been said, there will still be a mystery remaining in Augustine’s account of grace, even when receptivity is counted as a positive act. For instance, Augustine does not assert that the grace of impression is given to everyone. He even bypasses an opportunity to so interpret a scriptural passage that might seem to assert this very thing.143 Thus, God looks arbitrary in the giving of this first grace, or as Augustine would prefer to put it, if some people are given this first grace but others are not, that will be owing to the inscrutable (but just and right) judgment of God.144
Moreover, Augustine’s account leaves it unclear why some people entertain the first grace, a grace that is sufficient for one’s entertaining, repenting, and invoking God, but others do not. Here his account must fall back on his claim that creatures are prone to entropic lapses away from God even when they have enough going for them to make the right choice, because they are created from nothing, or because, as other than God, they are capable of distraction away from God to self-worship – even while “seeing” the beauty of God (in this case, seeing the beauty of virtues which have their criteria in God). These are the explanations he offers for the falls of the angels and the first parents, who had sufficient grace; and so his account of “failure to entertain a sufficient grace” will be symmetrical with his account of original sin, although there will remain a certain inexplicableness about the pull of evil.145
7.4f. The Plot Thickens: Repentance as Cooperated by God, with a Changing Account of “Cooperation” in 418
Just when we thought we had a “dialogue” model of justification wherein human receptive acts were performed without God’s direct causality, the plot thickens. In fact, Augustine wants to say that these receptive acts are cooperated by God, and he changes his mind about the way in which entertaining/repentance/invocation are possible because of God’s “cooperation.”
In one sense of “cooperation,” Augustine always held that a person entertains, repents, and invokes only because of God’s cooperation. This sense is found referenced in the anti-Pelagian works written between 411–418; and arguably the same account is being used in the Confessions. In this model, for God to “cooperate” with us, or as Augustine usually says in this period, to “help” us (adiuvare), is for God to call us, but our receptivity in reaction to it is our own contribution.146
However, in 418 Pelagius uses a short quote from Ambrose that speaks of God’s “cooperation” in our good acts. This prompts Augustine to appropriate the Ambrosian notion of cooperation, which is different.147 (Note that Burns was right that there is a shift for Augustine in 418, though this is a shift in the meaning of cooperation, and not in the notion of call or consent per se.)148 This kind of cooperation is metaphysical concurrence, and is reminiscent of Plotinus’ account of the immaterial divine World-Soul active in the cosmos, drawing all things back to the Good. The power of God cooperates everywhere with human efforts, so that no one can build anything without the Lord, no one can guard anything without the Lord, no one can begin anything without the Lord, says Ambrose.149 Prior to this, Augustine was accustomed to thinking of providence along the lines of Seneca’s On Providence, where the ethical purposes of providence are discussed sans the context of Stoic immanentist physics: God arranges events from the outside, as it were, and “looks on” at human action analogously to a set designer watching a drama, or the emperor watching gladiators in the amphitheater. In that context, graces were God’s extraordinarily reaching into the world to “touch” a person with an impression, or to “flip the switch,” as it were, of consent in them. Now, however, Augustine begins to describe cooperating grace as God’s concurrent power, saying that we need grace not only for the proposal of the idea to do good, or for the consent to justification, but also as a kind of energy supporting from the inside the actual performance of any good act (such as entertaining, repenting, invoking) – God interiorly maintains good volitions already in progress.150 Otherwise, someone will lose her right intention in the midst of entertaining or repenting, owing to the entropic tendency of creatures made from nothing to lapse from the good, and owing to the additional weight of original sin.
It seems to be in this new sense of “cooperation” that Augustine says in his Against Two Letters of the Pelagians (c. 420/1), for instance, that “opening to God” at the beginning of faith – recall that we have seen in the sermons that “opening” means repentance151 – requires God’s “cooperation”:
A human being prepares the heart, but does so only with the help of God who touches (tangit) the heart in such a way that the human being prepares the heart. But in the answer of the tongue, that is, in that which the divine tongue answers to the prepared heart, the human being does nothing, but all comes from God....152 For, although without the help of him without whom we can do nothing we cannot open our mouth, we do, nonetheless, open it by his help and our effort, but the Lord fills it without our doing anything.... In one of these [the opening] he [God] cooperates with the human being who does it (cooperatur homini facienti), but in the case of the other [the filling], he does it alone (solus facit [Deus]).153
“Touching the heart” should be read as the first grace of impression, given that “touch the mind” is how Augustine had referred to the inspired impression in the Replies to Simplicianus (viso attingitur mens). The mouth “being filled” should be read as a reference to consent, which is the completion of cognition, the closing in on certainty (compare animoamplectitur, Replies 1.2.21), given that he often glosses “mouth” as the interior organ of consent to propositional content of impressions. “Our opening” or “our preparing” should refer to the intervening entertaining, repenting, invoking, as already noted. These phrases can refer neither to the impression (that is by definition merely passively received), nor to the consent of justification itself (because he tells us God does it alone). So what we have here is a reference to the dialogue model. But we also have the clear stipulation that opening is done “with God cooperating” in the person’s doing, and not merely making it possible by fulfilling a preceding necessary condition. According to this model, then, when Augustine invoked God in the Milanese garden, that would have been “physically” done by God (to use Bañez’s later term) with Augustine – although it was not until twenty years after he had written the Confessions that he came to this understanding.
Augustine never develops this Ambrosian idea of cooperation into a full-blown account of metaphysical concurrence such as we find in later scholasticism, wherein all acts, even morally indifferent or evil acts, require God’s sustaining power. It does not cause him to revise his general theory of providence. This kind of cooperating grace is merely a “spurt” of concurrence – God remains continuously active in a person for as long as a morally good act continues, and then ceases to assist the act. But it is a change in Augustine’s thinking that will ultimately lead to other changes. And historically it is interesting to note that this new idea later becomes quite amplified, for instance, in Bañez’s account (mediated by Aquinas), where all grace is described as a specification of God’s constant efficient concurrence; the only difference between natural concurrence and grace is the end to which a person is being helped in each case (natural versus supernatural respectively).
On Augustine’s “spurt of concurrence” account of cooperation, the only difference between God’s cooperating with us, and God’s doing something alone “in” us, is the strength of the grace. A merely cooperating grace is a weak grace, but when God does something alone in us, it is an operating or strong grace. This weak grace Augustine will ultimately (after 425) find unsatisfactory as a description of the grace of Christ, as we shall see.
7.5. A Double Evolution in Augustine’s Thought: Internal versus External Grace
In addition to this expansion of the notion of “cooperation” in about 418 is a set of changes in Augustine’s thinking about whether grace is internal or external, a matter that has been debated in the secondary literature. Our newly acquired understanding of Augustine’s epistemology helps us to recognize these stages. Scholars have been asking whether Augustine has a linear development, or a constant position. No consensus has been reached because neither of these two interpretative options can explain all the texts. There is a development, but it circles back on itself.
Strange as it may seem, Augustine thought through the same set of questions twice, and went through the same shift in opinion twice. There is an evolution in his thought on the questions whether grace is internal or external, and how we respond, during the years 394–400. Then there is a hiatus from 400–411. Then the same evolution repeats itself during the years 411–420/421. That is why the change in position between two early texts like the 83 Questions and Replies to Simplicianus is comparable to that discernible between the later On the Spirit and the Letter and the Against Two Letters of the Pelagians. The reason for the repeated development was, apparently, that after thinking through the mechanics of justification early on, Augustine put aside detailed consideration of it for more than ten years (c. 400–411). During that time, he was concerned with many other matters – primarily, arguing against the Donatists and running his busy diocese. By the time he was provoked to defend grace against Pelagius beginning in 411, he remembered that he believed in prevenient grace,154 but no longer had present to mind all the details of his theorizing about how it initially works on the mind at the beginning of faith. He returned to consideration of that question not in a systematic way in one sitting in 411, but only as it became necessary with the progression of the anti-Pelagian debate.155 In this way, he rediscovered his own characteristically “Augustinian” position.
We can see this happening when we read the texts in chronological order. His earliest attempt, in 394, to explain what a divine “calling” is, was that it is preaching. This calling is merely “external,” meaning that God is not acting directly on the mind to give a motivating impression (suggestio), but is merely providentially arranging that a person hear a preacher proclaim texts that were written by divine inspiration.156 We consent and thereby bring ourselves into a state of faith after hearing. But Augustine immediately begins to see a problem with this view, namely that two people can hear the same preacher and one be moved to change his life, while another is not so moved. The preacher is functioning as the occasion of a suggestio for one listener, but a merely epistemic visum for the other.157 This causes Augustine to expand the notion of “call”: God urges on and calls “either interiorly or exteriorly.”158 Exteriorly means, again, a sensory impression such as hearing preaching or seeing a miracle; but “interiorly” he does not yet describe. Apparently he means that God will have to internally cause the suggestio if a person’s acquired dispositions do not allow her to naturally perceive the content preached as motivating. Subsequent to the call, Augustine says, we may repent, or will peace (anticipating the repentance/invocation of the Confessions and sermons). If we do so, we will be given a second mercy.159 In his next text, Replies to Simplicianus, Augustine realized for the first time160 that, given original sin, and given the text of 1 Corinthians 4:7 (“What do you have that you have not received?”), it is necessary to hold that everyone needs God to directly touch the mind with the suggestio; without that, preaching will always fail to be motivating. No one who is not yet justified has the dispositions necessary for experiencing preaching as a suggestio. Merely hearing preaching or viewing a miracle is being called ineffectively. Then, as described earlier, he elaborates two ways that the inspired suggestio may affect us. In the case of someone like Paul, this impression is experienced as self-evidently true, or cataleptic, and thus cannot be resisted. In the alternative case, there is a dialogue of conversion in which the inspired impression is not experienced as cataleptic, and needs to be followed by entertaining, repentance and invocation, after which there is a second grace (consent).
When Augustine later comes back to the question of converting grace, about ten years after finishing the Confessions and about twenty-five years after his own experience in the Milanese garden, he first makes only general claims that God “helps” us to see rightly; and he says that we contribute consent by ourselves.161 Then we begin to see a progression that mirrors his earlier trajectory. In On the Spirit and the Letter (412/13), he says that we come to faith because God calls “either (sive) externally or (sive) internally,” where exteriorly means preaching.162 This is a repetition of the 83 Questions #68 position. Again, the meaning is that given people’s diverse dispositions, hearing preaching can be motivating for one person but not for another, and that only in the latter case will God have to internally cause the suggestio.163 And he reiterates that we contribute consent by ourselves and can actually dissent from God’s call.164 Quickly, however (in 413/414), he again begins to make inspired sweetness necessary for virtuous action,165 and increasingly clearly to insist that preaching does not motivate without interior grace (by 416).166 Here he has progressed to part of the Replies to Simplicianus position, that part which insists upon the necessity of a graced impression. Once he refastens on this insistence that God’s direct action on the mind is necessary to make the (fallen) mind perceive righteousness hormetically, he repeats it consistently from then on.167 Furthermore, by at least the time of the Deeds of Pelagius (417), he has picked up the other part of the Replies to Simplicianus position and the Confessions position, namely that consent itself is given as a grace in the case of justification. He distances himself from the claim that consent is something we do of ourselves, distinguishing “being driven” from “being governed,” and asserting that grace does not merely govern, but “drives” us, so that we do hardly anything by ourselves.168 Faith is made “in” us.169 There is a replication of the single cataleptic grace model for Paul, such as was seen in the Replies to Simplicianus, in 420/421, when he says that Paul was “converted by a sudden and miraculous grace” from unwilling (aversus, reluctans) to motivated (excitatur).170 Statements that seem to reference the alternate Confessions dialogue model of impression-entertaining/repentance/invocation-consent are also found between 414/415–420/421.171
Why in his Retractations or the Predestination of the Saints172 did Augustine not refer to the fact that he had gone through this repeated evolution in his thought, doubling back on his own earlier development? This is indeed puzzling, but the strangeness of it cannot alter what the texts actually say. He was in his seventies when he completed the Retractations (427) and it was already several years since he had completed the repeated evolution. Maybe he forgot that he had ever forgotten his earlier positions of the Confessions and Replies to Simplicianus at all. Perhaps, too, he was being helped by an assistant to review his writings, and that person was not sensitive to these changes. Neither of these answers is entirely satisfying, so we must with others simply acknowledge the fact that he did not note all his changes of mind in his Retractations.173
Thus, with regard to the positions of interpreters, we can say first of all that both Bañez and Molina are mistaken insofar as they portray their positions as genetic developments from Augustine, because they assume that he has a monolithic account. Owing to this assumption, Bañez is forced to say that in works like On the Spirit and the Letter (412/413) Augustine is only talking about ability to dissent in the divided sense, which is overly subtle and conflicts with the plain sense of the text. For their part, the Molinists have to misleadingly generalize from the case of this work to Augustine’s overall “position.”174 With regard to the work of Burns, we can point out that the Replies to Simplicianus and Confessions do not give an account of environmental or external calling with human autonomy;175 Augustine is already using a model of internal grace there, though he will later forget about it and then return to it. Katayanagi is right about the Replies to Simplicianus describing an “internal” grace, but it is not true that On the Spirit and the Letter is the same as that position, and is representative of a consistent account.176 Claims made by other scholars can be sorted and assessed along similar lines.
7.6. Augustine’s Two Theodicies, Unequally Satisfying
There is a final change in Augustine’s thinking about grace, and it is not a return to anything he said previously. Augustine branches away from the Confessions model beginning with Grace and Free Choice (426) onward. He begins to insist that conversion is God’s “operating through us” (operari per) to the exclusion of cooperative grace, and the Pauline case alone is given as the paradigm.177
Why does Augustine drop the Confessions dialogue model of conversion beginning in 426? We can figure this out, although he does not tell us explicitly. It is part of a larger trend in his thought.
After Augustine starts to use what I have called the “spurts of concurrence” account178 to describe how God cooperates with our acts of entertaining, repentance and invocation (c. 418), he begins to worry that cooperating grace, defined as “weak” grace from which one can dissent, jeopardizes God’s omnipotence.179 He is concerned that if God assists someone in performing an action, with an efficient causality that in itself fails to produce the action, then God’s efficacy is impugned. At the same time, he comes to believe that the grace of Christ is an essentially powerful kind of grace (as opposed to the weak kind of grace given to Adam): a new, improved brand, as it were.180 And he thinks that it is the grace of Christ that is being given in conversion. These three beliefs cause him to conclude that if someone fails to entertain/repent/invoke, this must only be because God “abandons” (deserere) the person.181 For the same reasons, from 426 onward his talk of “cooperation” gives way to the idea that all grace, whether in justification or in the subsequent lifetime of continuous progress toward perfection, is simply God’s “operating through” (operari per) us, meaning that God makes one do an act infallibly, one cannot dissent from it in the composite circumstances.182
So Augustine has two basically different accounts of the relation between grace and freedom in conversion. One, the model of the Confessions, some sermons, and some anti-Pelagian works (between 414/415–420/421), allows for cooperating grace as well as operative grace in justification. The other, of 426 and following, does not.
The former of these is more satisfying in its implications for theodicy – specifically for defending God’s rationale in giving Adam only “weak grace” to begin with. For if cooperating grace has no importance in itself as fitting to free creatures, then God wasted his own time in not filling Adam with powerful grace. And surely if God is omnipotent, the incarnation was not necessary for the production of a new brand of powerful grace that it was impossible for God to grant before the incarnation. On the other hand, the late position (426 and following), which makes Paul the sole paradigm and all graces operative, even those related to “perseverance” or perfection in virtue, is certainly problematic for theodicy, even granting that operative grace is a greater mercy for the recipient than is cooperating grace. The fact that God could (operatively) convert anyone because he is omnipotent, is not particularly important. The fact that God “abandons” people by not doing that – instead merely granting them cooperating grace – is actually better from the point of view of God’s general rationale in creating and redeeming human beings as a class, although it is a loss for the individual who is not caused to repent.
A satisfying theodicy does not require us to reject the Pauline cataleptic grace entirely. It allows us to take the Replies to Simplicianus and the Confessions together, and says that freedom to dissent from or entertain grace is available in the composite circumstances in most cases of justification. God typically acts as he did in Augustine’s own case, making the grace of consent conditional upon receptive acts. The case of someone like Paul is relatively rare, and therefore the fact that grace is here irresistible in the composite circumstances is not problematic for Augustine’s account of the economy of grace in general. Augustine can say that God has a reason for dealing with people like Paul as he does: it is for the sake of the common good.183 God’s rationale in giving Adam only weak grace, and allowing a fall, are not jeopardized.
But what shall we do with Augustine’s misgivings about the weakness of “cooperative” grace in relation to God’s omnipotence? These are actually not well founded. The evidential argument he gives for his claim that the grace of Christ must be an essentially powerful kind of grace, and therefore that all graces coming from Christ must be operative, is invalid.184 His more substantive philosophical concern that cooperating grace is essentially injurious to God’s efficacy is also vulnerable. One might simply reject Augustine’s premise that if God efficiently participates “weakly” in an occurrent action – as a mere contributor rather than the driver – then God’s omnipotence is in jeopardy. If God wills to give a weak grace, it is weak because God has willed it to be weak. So the grace is efficacious in accomplishing what God wills it to accomplish. God’s omnipotence is not impugned. And God might have providential reasons for giving some graces that are not compelling, but merely suggestive or cooperating. Thus, Augustine has no reason deriving from philosophical theology to reject his dialogue model, wherein human justification depends upon some human receptive acts with which God merely cooperates.
1 See Ch. 2.4, 2.7a–b; Ch. 3.6.
2 On this question, see Sections 3, 4f, and 5 of this chapter. The presence of a psychology of delight in Augustine’s account of grace beginning in 396 was noted by Brown (1967) 154–155 (reprinted 2000); this view has recently been rejected by Harrison (Reference Harrison2006) 267ff. and passim. On internal and external grace, and the question of Augustine’s changing positions on these prior to and during the Pelagian controversy, see Cary (Reference Cary2008a) (Reference Cary2008b), cited and discussed below; Dodaro (Reference Dodaro2004) 84 n. 46 summarizes other secondary arguments beginning with the locus classicus, Burns (Reference Burns1980), who also had summarized earlier positions (see Burns [Reference Burns1980] 9–12).
3 On this debate, see recently Stump (Reference Stump2003), 389–404; cf. Stump (Reference Stump, Stump and Kretzmann2001)136–142. As is seen below, Augustine has a view that is similar to but significantly different from Stump’s “quiescence of the will” solution to the difficulty, which she develops from Aquinas.
4 Cf. Nussbaum on Epicureanism ([Reference Nussbaum1996] 165).
5 ep. 75.11.
6 The allegory of the cave alludes to “pain of the eyes” as part of the difficulty of trading false opinions for true beliefs; this pain results from a lifestyle of feasting and other pleasures, Plato rep. 541a.
7 ira 2.25.1–4, translation Kaster and Nussbaum adapted. Cf. ira 2.20.3.
8 Tusc. 4.25–26. Examples given include e.g.: the desire for glory, the love of women, misogyny.
9 See Tusc. 4.24–25.
10 Tusc. 4.23–24, 29.
11 1.2.14. Trans. Burleigh (Reference Burleigh and Burleigh1953) adapted; subsequent quotations of Simpl. also follow Burleigh.
12 Simpl. 1.2.21: “Quis habet in potestate tali viso attingi mentem suam, quo eius voluntas moveatur ...? Quis autem animo amplectitur aliquid quod eum non delectat? Aut quis habet in potestate, ut vel occurrat quod eum delectare possit, vel delectet cum occurrit?” Trans. Burleigh adapted.
13 en. Ps. 72.7: “How good is the God of Israel! But to whom? To those that are of a right heart. How does he seem to the perverse? He seems perverse.... Just as the sun appears mild to one having clear, sound, healthy, strong eyes, but against weak eyes seems to dart cruel spears … so also when you have begun to be perverse, God will seem perverse to you (tibi Deus perversus videbitur).” Cf. util. cred. 8.29.
14 s. 153.10 trans. Hill adapted. Cf. s. 48.5, s. 153.10, en. Ps. 32.3.
15 en. Ps. 30.3.4.6. He continues: “...You have no palate in your heart capable of tasting the good things I am telling you about, so what can I do for you? It is useless for me to say, Taste and see that the Lord is very sweet to one who is not capable of doing so.”
16 E.g., c. Iul. imp. 4.103, 5.64 on original sin being the same kind of thing as an acquired necessitating habit; en. Ps. 30.2.1.13: vetusissimae cupiditates, annosae malae consuetudines (citing the reference to fallen nature in Rom. 7); c. Iul. 6.18.55 comparing original sin to acquired habits like an addiction to wine; exp.Gal. 48 on consuetudo naturalis.
17 E.g., civ. 14.19: “hae, inquam, partes [animi] in paradiso ante peccatum vitiosae non erant”; see also Ch. 4.5.
18 Cf. e.g., c. Iul. 4.12.60, citing Cicero rep. 3.
19 Despite the fact that habituation toward accurate judgments is possible in theory: opposed to vitiositas is virtue, a disposition (affectio) of soul characterized by consistency of accurate judgment (Tusc. 4.31, 4.34).
20 ira 2.10.3–4, 2.10.6. Seneca means that human societies have been corrupted by bad customs, and that this is why from birth we make bad use of our mental powers (ira 2.10.3–4); but his rhetoric – the human race is subject to a darkness that fills the mind (mens) that is the love of erring, babes are destined to do wrong (ira 2.10.1–3, 2.13.1) – sometimes suggests an innate disposition.
21 A fall was caused by pride (tolma), a desire to rule something (namely, a corporeal body) rather than to be subject to the Divine Mind (via contemplation) 5.1.1, 4.8.4. Cf. Torchia (Reference Torchia1993) passim.
22 Cf. Bobzien (Reference Bobzien1998) 160 on Aristotle and Epictetus, although there is no evidence that Augustine read Epictetus, as she suggests (161).
23 Note that what I am speaking of here has more in common with what Stump calls “modified libertarianism” (rather than with the definition she assigns to “compatibilism”) in (2001) 125.
24 The objection is invited by Aristotle, who famously emphasized the importance of habit formation beginning in early childhood; cf. Plato, who stresses that by about age ten it will be too late to correct a poor parenting job (Rep. 501a, 540e–541a).
25 Comparisons are sometimes made with the Hebrew Bible’s notion that a people considered as a set can have a relation to God, or a moral quality such as fidelity; other times a comparison is made with Jung’s notion of a collective unconscious. Cf. the texts cited and discussion in Rist (Reference Rist1994), esp. 121–129. For other examples in Augustine of an “archetypal” person, cf. the usage of “man” in civ. 15.18 in reference to the society of humans who live by God’s standards, and his explanation of the use of the pronoun “your” in reference to Zachary (“your prayer”) in s. 291.3, where he asserts that as a priest, Zachary is the Jewish people in himself, since he represents them (pro populo sacrificabat).
26 So en. Ps. 102.6, addressing his congregation, he says “you” disobeyed in the garden, so now “you” are sick with bad tendencies in the soul. Cf. corrept. 6.9, 10.28 and c. Iul. imp. 4.103, 5.64.
27 Gn. lit. 7.6.9, 7.27.30. See also Frede (Reference Frede and Long2011) 163–164, though in his summary he misses this later option.
28 A position found in Plotinus, 5.9.2 ll. 18–23. For discussion of Augustine’s relation to Plotinus on body-soul dualism, see Byers (2012a) 176–180.
29 During the Pelagian controversy, when Julian alludes to this theory of his, Augustine says that his speculation on this question was done before the Pelagian debate, i.e., it should not be taken as an essential part of his argument about the existence of original sin and the need for grace (see c. ep. Pel. 3.10.26). That may be because by this time Augustine was aware that Jerome was a strict creationist.
30 Similarly, Frede (Reference Frede and Long2011) 167. The position that aiming at the wrong end or goal disqualifies an action from being good is clear as early as ep. Io. tr. 7.7 and is a frequent theme during the anti-Pelagian works. He says initially that they are “not good,” and then later that they are “sins” or “evil.”
31 E.g., civ. 19.1, 19.10, 19.25, 22.24.
32 en. Ps. 31.2.3–4; s. 169.18.
33 Rep. 492e. On this set of problems in Plato, see Rist (Reference Rist, Goulet-Cazé, Madec and O’Brien1992) 113, 114.
34 1.2.21. “Cum ergo nos ea delectant quibus proficiamus ad deum … inspiratur hoc et praebetur gratia Dei.” Trans. Burleigh adapted.
35 Cf. e.g., 1.2.12–13.
36 Simpl. 1.2.21. For “love,” see the beginning of the passage: “We are commanded [by scripture] to believe so that we may … become able to do good works by love. But … who has it in his power that his mind may be touched by the kind of impression by which will may be moved ...?”
37 Ch. 2.7a–b.
38 E.g., Cf. en. Ps. 84.1; pecc. mer. 2.5.5; nat. et gr. 48.56.
39 E.g., in Sophocles’ Ajax, Athena makes Ajax see cattle as men, so that he slaughters them believing that he is killing the Greek army. Of course, unlike the pagan myths, Augustine does not think that God makes people see things amiss.
40 E.g., en. Ps. 67.12, etc. These texts are discussed below.
41 Alluded to in conf. 1.16.26.
42 This was the reading of Jansen; see recently Ogliari (Reference Ogliari2003), 246.
43 Note that the causal priority here corresponds to the traditional distinction between gifts (Is. 11:1–2) and fruits (Gal. 5:22–23) of the Holy Spirit; joy is a fruit. Note also the later medieval agreement, e.g., Aquinas, ST IaIIae 112.5: “... Thirdly, things are known conjecturally by signs; and thus anyone may know he has grace, when he is conscious of delighting in God....”
44 en. Ps. 118.17.3.
45 en. Ps. 67.13: “Parasti in tua suavitate egenti Deus... ut opus fiat … amore.”
46 en. Ps. 105.2, 105.5: “[For Psalm 105, verse one] some copies read, For he is good (bonus), others For he is sweet (suavis), one Greek word, chre¯stos, having been differently translated (en. Ps. 105.2).... But for what is here written [in verse 4], in goodness (bonitate), other copies have, in sweetness (in suavitate), just as formerly for For he is good, others have For he is sweet. But it is the same word in Greek, thus it is also read elsewhere [in Psalm 67], The Lord will grant sweetness (suavitatem), which others have also rendered ‘goodness’ (bonitatem), others again ‘kindness’ (benignitatem)” (en. Ps. 105.5). Cf. en. Ps. 135.1: “Give thanks to the Lord, for he is good (Psalm 135) … the expression, ‘for he is good’, in the Greek is agathos; not as in the 105th Psalm, for there ‘He is good’, in Greek is chre¯stos. And so some have expounded that one, ‘for he is sweet.’”
47 Jerome ep. 106.67: “[Regarding] the One Hundred and Fifth [Psalm]: Give glory to the Lord, for he is good, for which you say that you have read in Greek, for he is chre¯stos, that is, sweet (suavis). It should be known that chre¯stos can be applied to both ‘a good thing’ (bonum) and ‘a sweet thing’ (suave). Moreover, it is written as follows in Hebrew: chi tob, which everyone unanimously translated quia bonus, from which it is clear that chre¯stos should be understood as ‘good’ (bonus).” My trans.
48 en. Ps. 118.17.1 regarding Ps. 118:65; translation adapted.
49 One example is Augustine’s exegetical maneuvering during the late stage of the anti-Pelagian debate. E.g., in c. Iul. 4.3.25 he argues that Romans 2:14 (“When the gentiles who have not the law, do the works of the law”) refers not to pagans acting well by natural law – apparently its plain sense – but to gentile Christians who have the law written on their hearts by grace.
50 spir. et litt. 34.60, ep. 145.8. The motivating impression is the central issue in his debate with Julian; see c. ep. Pel. on suggestiones, or sweetnesses inspired by God: 1.19.37, 2.5.10, 2.9.21, 2.10.22, 4.6.13.
51 Ch. 2.3c.
52 For this comparison, see en. Ps. 113.1.12.
53 On the strength of the habit, see conf. 6.11.20–22, 6.15.25–6.16.26, 8.5.10–11, 8.7.14, 8.10.24, 8.11.26.
54 “vita mea … poena videretur” (conf. 6.12.22), “putabam enim me miserum fore nimis” (conf. 6.11.20), and of Ambrose: “caelibatus tantum eius mihi laboriosus videbatur” (conf. 6.3.3).
55 conf. 8.6.13.
56 Frede (2011) calls grace God’s “setting things up,” where by “things” he apparently means circumstances. Augustine’s notion of grace is more than a providential arrangement of circumstances; cf. the distinction between Molina and Bañez in Section 4b of this chapter.
57 See Section 1 of this chapter on Simpl., and e.g., en. Ps. 84.15, citing Psalm 84:12, “From whence does that sweetness come to you, except from this, that God shall give sweetness, and our land shall give her increase? … Look, I have spoken the word of God to you, I have sown seed in your devout hearts … with devout attention you have received the seed; now cogitate the word you have heard, like those who break up the clods … [but] unless God rains upon it, what profits it that it is sown? … May the rain of God come and make to sprout what is sown there; and … may God give increase to the seeds I have sown, so that remarking afterwards your improved characters, I too may rejoice at your fruit.”
58 Similarly, Dodaro (Reference Dodaro2004) 4–5.
59 en. Ps. 34.1.14: “Christus iustificat impium”; cf. en. Ps. 105.5, “This is the Saviour himself, in whom sins are forgiven and souls healed, that they may be able to keep judgment, and do righteousness”; en. Ps. 34.1.12; en. Ps. 142.5; s. 169.16; ep. 140.21.52.
60 I.e., not a means to something other than himself. See en. Ps. 31.2.6; en. Ps. 101.1.1; en. Ps. 118.32.3.
61 E.g., “Let us be most grateful and give solemn thanks that we have not only been made Christians but Christ.” (“Christus facti sumus”, ep. Io. tr. 21.8); “It is by participation in him that happiness is found by all who are truly happy” (civ. 5.11); “The essence of religion is to be like the one whom you worship” (civ. 8.17). The participation is effected by Christ’s role as mediator between the divine and human, which is possible because of his dual natures (divine and human), civ. 21.15; cf. en. Ps. 26, 2.2: “He is like a spotless lamb who redeemed us by his own spilt blood, uniting us into one body with himself and making us his members, so that in him we too are Christ … all of us belong to Christ, but we are Christ too, because in some sense the whole Christ is [identical with both] head and body.”
Dobell (Reference Dobell2009) 75ff. claims that Augustine was a Photinian until the year 395. This claim conflicts with evidence that Augustine learned the doctrine of the Nicene Creed (likely through Victorinus’ anti-Arian neo-Platonic Trinitarian writings) and accepted it by the period 388–395 (for this evidence, see e.g., Barnes [1999] 32). Moreover, Dobell’s claims that Augustine was not “orthodox” in his writings prior to 395 are based on an anachronistic comparison with the formulation of the hypostatic union made at the Council of Chalcedon in 451, which is irrelevant to the question of Augustine’s Photinianism, because Chalcedon focused on a different question, namely, how both the human divine natures subsisted in Christ. Dobell cites quant. an. 34.78 (dated to 388), but the most natural way to take this is as a rejection by Augustine of his earlier Photinianism, i.e., as a clear stipulation that a mere man, even if supremely wise, is not to be worshiped (whereas Christ, who is to be worshiped, is not a mere man).
62 For those living after the time of Christ (cf. next note), this motivating impression that is divinely inspired is not only an impression by which will may be moved toward living well, but an impression by which will may be moved to explicit “faith,” where faith is defined as “believing in” Christ, which means believing that Christ is the only means to virtue. This is equivalent to forming a resolution to enter the Church, the repository of additional grace, through baptism. As mentioned to some extent in Ch. 2.7c, the reason why the decision to be baptized, the moral conversion, and belief in Christ are the same, is that the motivating impression which proposes the relevant virtue also shows one the means of acting in accord with the virtue. In this case of conversion, the means is Christ, who is indistinguishable from the Church, Augustine thinks (see e.g., ep. Io. tr. 5.6.2, 5.8.3). Thus although Cary (Reference Cary2008a) 64–65, (Reference Cary2008b) 169, 172 is right that Augustine’s conversion in book eight of Confessions is a decision to be baptized, it is not true that “believing in Christ” in the relevant sense is a stage in a person’s life distinct from and prior to grace or love in the heart, or from/prior to a decision to be baptized (enter the believing community). “Belief in” Christ (credere in, cf. Simpl. 1.2.14) has a technical meaning, which necessarily includes the practical (“living faith”) and as such is linked with love, that is: the motivation for virtuous actions as made possible through Christ, because one sees that Christ is divine and therefore has the power to make one virtuous (cf. ep. 157.6 and 8). This is distinguished from merely believing that the statements of the Christian creed are true, as abstract propositions. See e.g., the long explanation in Dolbeau’s s. 19.3 and 19.5; cf. s. 279.9; en. Ps. 77.8; ep. 140.30.73; civ. 20.6; spir. et litt. 32.55; ep. Io. tr. 10.1.2ff. This notion of “belief in Christ” is found already in Simpl., earlier than Confessions, pace Cary (Reference Cary2008b) 172 n. 67.
In relation to this point, the phrase in Simpl. 1.2.21, tale visum quo voluntas moveatur is in full, tale visum quo voluntas moveatur ad fidem. As can be seen from the context, “fides” here means adopting the lifestyle (conduct) integral to the Christian faith, and is therefore inseparable from love or motivation. “The faithful” (fideles) are said to be those “who do the will of God” (facientes voluntatem Dei) (1.2.15); the question Augustine is concerned with is how people come to “believe and live righteously” (credere et recte vivere) (1.2.15). The “will” that is being moved thus refers to both the impulse to say “yes” to the motivating impression, i.e., to consent or believe, since believing/consenting is an act (cf. spir. et litt. 31.54–32.55, ep. 186.11.38; cf. also Frede [2011] 159 on Stoic and Augustinian choice to believe); but this is the same as the will to do the actions proposed by the impression (be baptized and thereby embark on a life of authentic virtue), because consent to the impression is consent to its sentential content, which itself refers to the external action. (For this reason I would be disinclined to accept Frede’s [2011] 158 conceptual contrast between choosing to act and choosing to assent to a hormetic impression, merely on the grounds that bringing the action to completion is outside of one’s direct control; it seems to me that the former psychological distinction does not follow from the latter fact about the contingency of success). So the phrase does mean “the kind of impression by which will may be moved toward assent to belief in Christ” and “the kind of impression by which will may be moved toward acting virtuously.” But it does not mean merely “the kind of impression in which the propositions of the creed (the Faith) are presented to someone.”
63 This looks to be restricted to the time before Christ (since he holds that baptism – by sacrament or martyrdom – is necessary for all those living after the time of Christ, cf. Rist [Reference Rist1994] 170 n. 46); however, an occasional statement of his would require him to expand this principle to the c.e. In s. 112A.8 he allows that there are present-day Jews who have not yet begun to think about the Church but who “cherish the law of God in their minds, and live according to it without blame … having a good conscience.” This nunc forte aliquis iudeus, qui in mente habuit legem dei looks like the concept of “interior” or “spritual Jew” (in abscondito, spiritu) by which Augustine refers to moral righteousness, asserting that Christianity is an interior Judaism in ep. 196.2.9–10. If so, then he would have to extend the above principle to c.e. cases of authentic moral goodness in order to be consistent.
His claim that the grace of Christ could be communicated to people before the time of Christ is owing to his belief that Christ is only one person, but both eternal God and a human being; as such the efficacy of his redemptive act, which produced grace, is not limited by the temporal flow of time. See, e.g., s. 213.4, s. 214.7.
64 gr. et pecc. or. 2.24.28–25.29, citing Jn. 3:8. Trans. Teske (Reference Teske and Rotelle1997). Cf. nat. et gr. 44.51.
65 E.g., the lobbying of Christian bishops, including, prominently, Augustine, served to bring about a decrease in the use of corporal punishment in the Roman Empire (see Atkins and Dodaro [Reference Atkins and Dodaro2001] 260 n. 7) and Christians, including Augustine, used church funds to purchase the freedom of slaves (see, e.g., Possidius, Life of Augustine 24); note that both of these are important corrections to the false dichotomy between the real and the provisional in Nussbaum (Reference Nussbaum2001) 556. See also the data in Stark (Reference Stark1996) 95–128 on the improved condition of women within the Christian community in the Roman Empire – owing to the Christian ethic as compared to earlier Roman practices.
66 So Conf. 10.29.40–10.41.66.
67 So Simpl. 1.2.12.
68 Simpl. 1.2.21. “... quia ut sit nutus uoluntatis, ut sit industria studii, ut sint opera caritate feruentia, ille tribuit, ille largitur.” Trans. Burleigh adapted.
69 praed. sanct. 3.7.
70 conf. 10.29.40; Simpl. 1.2.13.
71 conf. 8.12.28.
72 On this consent, cf. Ch. 2.6.
73 On the double agency of scripture as God’s word spoken by Augustine (though not specifically in this context), see Boulding (Reference Boulding and Boulding1997) 25. For faith as both ours and given by God, see Burnaby (Reference Burnaby1938) 223; for rational assent in delectatio, see O’Daly (1989) 91–93.
74 The question is posed by Katayanagi (Reference Katayanagi and Bruning1990) 654. See further Section 5.
75 So, a faithful versus a tarnished image; cf. Io.ev. tr. 40.9, ep. Io. tr. 9.3.2.
76 He cites the example of Paul (1.2.22), also described in praed. sanct. 2.4.
77 A cataleptic impression or an impression able to grasp reality (phantasia katale¯ptike¯) is an impression that corresponds to reality and that represents its object with a clarity that does not accompany false impressions. See Cicero ac. 1.40–41, 2.19, 2.37–38, 2.57, 2.77–78. Cf. the discussion in LS I, 250–252.
78 Simpl. 1.2.22, also described in praed. sanct. 2.4.
79 The debate became the subject of a papal commission because the parties were members of religious orders; because it seemed intractably inconclusive, it was halted by order of Paul V in 1607.
80 The references to Augustine are more thick in the Dominican texts than in Molina. On the quantities of references to Augustine in Bañez and Herrera, see notes in Section 4d. In Molina, see e.g., Concordia IV 50.15, 52.26 and 29 (citing civ. 5.9 and 5.10 and lib. arb. 3.4 on God’s foreknowledge not being the (efficient) cause of sin).
81 The Second Council of Orange in 529, Canon 7, and the Council of Trent’s (1545–1563) Decree on Justification Session 6 Ch. 5 reiterated most of the main elements in Augustine’s epistemology of grace (calling/inspiration, sweetness (though this is left out of Trent), consent, and the possibility of rejecting grace), but without clearly ascribing a temporal sequence to the elements, or going into any detail about how they are related.
82 See Bañez, tr. vera legit. conc. II.2.7: repentina quaedam illuminatio et excitatio Dei vocantis et invitantis animam ad bonum; divinae inspirationes; auxilium omnino praeveniens usum nostrae libertatis. Translations of Bañez are my own. Cf. Molina on illumination, stirring, moving, calling: concordia IV 52.18, 53.1.8, 53.3.8, 53.4.14.
83 On Herrera, see notes in Ch. 7.4d.
84 tr. vera legit. conc. II.2.7: “Circa hoc versatur tota difficultas et controversia inter patres Praedicatores et patres Societatis … An illud idem auxilium praeveniens non alio adjuncto, sufficiat ad consensum liberi arbitrii et conversionem in Deum; an vero aliud auxilium accedat quo mens hominis actualiter consentiat Deo et convertatur in illum.”
85 So, e.g., Molina concordia IV 50.15, 52.18, 53.2.30; Bellarmine, contr. lib. arb. 6.14, “that is said to be ‘efficacious’ grace, by which God so calls man, as he sees to be congruent to him, so that he will not reject the calling (gratia efficax dicitur illa, qua Deus ita vocat hominem, ut videt congruere illi, ut vocationem non respuat).” Translations of Bellarmine are my own.
86 So Molina concordia IV 52.1.7–8, 53.2.30, 53.4.12, 53.4.14. Sometimes it can sound like Molina thinks that God cooperates with this act of consent by an additional cooperative actual grace (47.14, 53.3.8, 52.18), but what he means is that God cooperates with the human will by setting up circumstances which he knows will make a person accept the prevenient grace (e.g., 52.18: the way that God is a proximate cause of the conversion is by the determination of his own will, a determination by which he decided to place human beings in that order of things in which he placed them). Hence Bañez’s stipulation that God “intimately moves the will to consent” is a reaction against this description of an external “set-up” by God.
87 See e.g., Bellarmine, contr. lib. arb. 6.14.
88 concordia IV 53.4.14.
89 Bañez tr. vera legit. conc. II.4.1: “Non enim dicitur auxilium sufficiens quia valeat efficere sine motione primae causae, sed dicitur sufficiens ad constituendum hominem quasi in actu primo, quo mediante, proponitur sibi ut bonum possibile ex auxilio gratiae Dei finis supernaturalis et media ad illum finem.... Si autem consenserit, Deo auctore et speciali auxilio efficaciter operante convertitur, consentiens per liberum suum arbitrium.”
90 comm. IaIIae 109.8, para. 6: “... hoc vero constituit in actu secundo efficaciter; et dicitur auxilium efficax, cui nullus duro corde resistit.”
91 See e.g., Banez, comm. IaIIae 109.1, paragraph 2 (summarizing Cajetan). Note that the term praemotio physica is used for both natural aids (the normal operation of providence) and supernatural aids (grace ordered to a supernatural end). Thus, grace is qualified as a praemotio physica supernaturalis.
92 tr. vera legit. conc. II.2.7: “nostrum libertatem exercemus. Et hoc dupliciter potest contingere. Uno modo ita ut perseverante illa excitatione quae fuit omnino praeveniens, jam homo advertens et sciens prudens resistat Deo vocanti et excitanti.” Cf. tr. vera legit. conc. II.2.7: “And about these same [inspirations, i.e., prevenient graces] it is also said in Proverbs 1:24: ‘I have called and you have refused,’ that is, after you became aware of my calling, you also refused.”
93 Ibid.: “Et tunc gratia Dei convertitur in iram, ex malitia recipientis.”
94 Ibid.: “The other way in which man is accustomed to exercise his freedom is by consenting to God calling and exciting him.” (“Altero modo solet homo exercere suam libertatem consentiendo Deo vocanti et excitanti.”)
95 Hence the full summary of the position (a portion of which was quoted earlier) is: “... And this [the prevenient grace] is the beneficence of God, which excites man and incites him by a certain illumination of his intellect and by a certain sufficient inspiration of his will … but if he rejects it, it will be imputed to him as a guilt, which he can do from his own power, and without God being its author; but if he consents, he is converted with God as author and by a special grace operating efficiently. And thus God distinguishes him, by means of this efficacious grace, from another who is not converted, to whom he did not give efficacious grace” (tr. vera legit. conc. II.4.1.).
96 Freedom of alternate possibilties in the “composite sense” is lost with the “composition” of God’s action and the agent. On composite and divided, see e.g., Bañez, ap. c. conc. Mol. 1.12.2, Molina concordia IV 52.30. The “composite” sense means that, once certain circumstances are already established, other possibilities are ruled out. The example that was used in the De Auxiliis debates is that of sitting in a chair: for one who is sitting, it is necessary that he be not standing. However, it is not absolutely necessary (necessary in the divided sense, i.e., in the absence of this circumstance) that he be not standing: he could have decided to stand instead, in which case it would then be necessary in the composite sense that he was not sitting, etc. In this context of grace, the Dominicans said that once “all things requisite” had been placed by God (i.e., once God acts on the soul physically to make it consent), refusing consent was ruled out, although in other circumstances (e.g., in the case of someone who rejected God calling and exciting him) the circumstances of God’s effective action would not have been in place, and so, it was not absolutely necessary that a person consent even when it was compositely necessary.
97 ap. c. conc. Mol. 1.12.1: “Molina and his camp use a definition of free choice which was not found in Aristotle, nor in Saint Thomas, nor in the Master of the Sentences [i.e., Peter Lombard], but in Almainus and in certain other names of that sort [i.e., Scotists].”
98 ap. c. conc. Mol. 1.12.1: “Liberum arbitrium est, quod positis omnibus requisitis ad agendum, potest agere et non agere, aut ita agere unum ut contrarium etiam agere possit.” Emphasis added. Cf. Molina on freedom as freedom of indifference: e.g., concordia IV 47.7, 50.15, 51.18, 52.20, 53.2.30.
99 concordia IV 53.2.30–31; 53.4.14.
100 Ch. 2.7c.
101 tr. vera legit. conc. I.1.6.
102 tr. vera legit. conc. I.1.6.
103 lib. arb. 2.18.49–2.19.50.
104 See Bañez, comm. IaIIae 109.1, paragraph 2. Cf. Augustine, lib. arb. 3.3.7ff., s. 26.3; ep. 157.1.7, 2.10; ep. 194.2.3; gr. et lib. arb. 15.31; corrept. 1.2, 8.17–18, 11.32, 13.42.
105 Simpl. 1.2.21: “Liberum voluntatis arbitrium plurimum valet, immo vero est quidem, sed in venundatis sub peccato quid valet?”
106 So Wetzel (Reference Wetzel1992) 190–192 speaks of a “fruitful confusion” in the work.
107 See concordia IV 51.3. In concordia IV 50.11, 50.13 he says he sees that the problem of motivation to virtuous action differs from that of other kinds of free acts because of original sin in the soul, but does not take it up, arguing instead that Bañez’s account implies that the original fall could not be known by God.
108 conf. 8.11.25. In Augustine’s narrative, this order is interrupted for an excursus against the Manichees, and is rearranged to highlight the impression of continence. But extracting the excursus and putting aside for the moment the competing impression of incontinence, we have this psychological sequence. When put into correct epistemological order, the textual order would be: 8.6.14–15, 8.11.27, 8.11.25, 8.7.16–17, 8.8.19/8.12.28, 8.12.29.
109 conf. 8.16–19.
110 conf. 8.12.28. Cf. en. Ps. 84.7–8.
111 trin. 12.12.18. Cf. s. 57.11 and s. 77A.3.
112 Asserted by Augustine in trin. 12.12.18. Cf. s. 57.11, s. 77A.3 (in this sermon, he uses the words “conceiving”, “allowing ourselves to be lured”, “consenting”, “thinking it over” and “entering into temptation” for the act of entertaining, i.e., consenting to consider or dwell on it, and “bringing forth” for the act of consent, or resolution, to actually do the action).
113 Stump (Reference Stump, Stump and Kretzmann2001), 139–142 (suggesting that Augustine’s account would be more palatable had he adopted Aquinas’ notion of quiescence as described in ST IaIIae 9.1 and 10.2).
114 Maritain (Reference Maritain1942), 37.
115 en. Ps. 106.2: “Confess this, that he is sweet: if you have tasted, acknowledge. But one who refused (noluit) to taste, cannot confess; for how will he be able to say that that with which he has not familiarized himself, is sweet? But if you have tasted how sweet the Lord is, Confess to the Lord that he is sweet. If you have tasted with eagerness, break forth in confession” (citing Psalm 106:1). The context of Augustine’s remarks about avidly tasting the sweetness is ability to act well; he also mentions “heretics,” and so this looks to be toward the beginning of the anti-Pelagian debate. See, e.g., en. Ps. 106.5, .10, and .15.
116 Cf. s. 179.7–8, where God teaches interiorly and stirs one up to show approval of the preacher’s commendations of justice; in response, you can either listen avidly, holding on to the prompting, or can fail to hear, be inattentive. The general context is God as the source of righteousness, justice (cf. paragraph 5). The case under discussion here is not that of justifying grace but is analogous to it.
117 en. Ps. 50.13 (citing Psalm 50:10).
118 The context in these passages (civ. 1.25, 19.4, en. Ps. 34.1.14; s. 18D(= 306E).10, en. Ps. 118.26.2, en. Ps. 118.27.7, s. 18D(= 306E).1, s. 286.7) is that there is some powerful influence, such as inital or anticipated pleasure or pain. These kinds of conditions allow for a weakening of mental resistance not because the sentential content as such seems true, but because of the pain or pleasure. (In the case of yielding to God, the powerful influence seems to be awareness of God’s power or authority.)
Inwood (Reference Inwood1985), 75–77 suggests that the Stoics may have used the term “yield” (eixis) to designate the psychological act in animals that is analogous to human assent: following appearances, without having consented to them.
119 See en. Ps. 74.2–4. Cf. en. Ps. 137.11; s. 153.10; s. 254.2 and .4.
120 Cf. en. Ps. 67.12: “Grace itself is understood to be the voluntary rain.” (“Voluntary” Augustine takes to mean “freely given by God.”)
121 Augustine glosses this term to mean gratuitous, i.e., grace is not merited.
122 s. Dolbeau 19(= 130A).8–9, citing Psalm 84:13, Psalm 67:10, Psalm 67:9, Psalm 84:4: “Dominus dabit suavitatem, et terra nostra dabit fructum suum.... Unde iste fructus, nisi Dominus det suavitatem? … Videtis quia terra nostra, id est cor nostrum, anima nostra, terra nostra non dat fructum suum, nisi Deus pluat. Terra mota est. Mota est ad parturiendum et pariendum … terra mota est, etenim caeli destillauerunt a facie Dei. A deo mota est, nam non moueretur, nisi pluuiam uoluntariam ...Pluviam ergo voluntariam segregans Deus hereditati suae, et infirmata est. Infirmatur et quae parturit. Terra enim mota est ad parturiendum, nec pareret, nisi praecederet infirmitas. Tu vero perficisti eam. Quid est infirmata est? Non de se praesumpsit. Quid est infirmata est? De te totum sperauit.... clamet ad Dominum infirma: Conuerte nos, deus sanitatum nostrarum.... Intellexit se a se non posse perfici.” Cf. en. Ps. 67.13, .31.
123 en. Ps. 114.5. On Augustine’s words in my second lacuna (= “by those beautiful feet,” a reference to preaching), see below.
124 Taking en. Ps. 106.2, .5, .10, and .15 together, e.g.: “He hears, ‘Live well,’ … He tries; he cannot. He feels himself bound; he cries to the Lord.... When you have been pressed by your own evil, your heart will be brought low (humiliabitur) in labor, so that now with a humbled heart you may learn to cry out.... ‘Their heart’ therefore, ‘was brought low in labor, they became weak....”
125 So conf. 8.11.25 (suspendebat).
126 Bañez believes the text to be authored by Augustine. This author was evidently relying on Augustine’s div. qu. #68, or his exp. prop. Rm. On these texts of Augustine’s, see Section 5.
127 Praed. et Gratia 15.17: “Why else did [God] make their [Nebuchadnezzar’s and Pharao’s] ends different, except because one [person, namely Nebuchadnezzar], feeling the hand of God, in remembering his own iniquity, lamented (ingemuit), but the other [person, namely Pharao], fought against (pugnavit contra) the most merciful truth of God?” Cited in Tractatus II.3.5 and II.4.5; also printed in PL 45 col. 1665ff.
128 Strangely, the Dominican Herrera, who is in Bañez’s camp, actually does mention two sermons which contain the dialogue model of grace (en. Ps. 50, en. Ps. 67), but he apparently does not know or notice the significance of the particular paragraphs that contain this model. See, e.g., Petrus de Herrera’s comm. IaIIae, the introduction to Q. 109, 111.2 and 111.4.
129 E.g., tr. vera legit. conc. contains twenty-two references according to my count, none of which is to the Confessions and only one of which is to a sermon (s. 13); of fifty-four references to Augustine occurring in his comm. IaIIae 109.1, 110.2, 112.5, and 113.2, conf. 4.12 and conf. 9.13 are mentioned, and en. Ps. 35.
130 As has been much discussed, Courcelle followed the oldest manuscript, but not the MS with the most authority, in arguing that the voice was heard de divina domo (from the divine house, Courcelle argued this was a reference to Augustine’s own soul), rather than de vicina domo (from a nearby house). For my purposes, it does not much matter which it was; it operates as a motivating impression (with the imperatives, “Take and Read”) from God. Note that tolle, lege may have been a song sung by children in the field when picking crops (“take, pick” instead of “take, read”); see O’Donnell (Reference O’Donnell1992) commentary on 8.12.29 n. 11.
131 en. Ps. 74.4, emphasis added. Cf. en. Ps. 84.15; 142.11–1.
132 s. Dolbeau 19(= 130A).8–9.
133 Faith, yielding a life of good actions (see en. Ps. 101.2.6).
134 en. Ps. 101.2.3 and .6–7, citing Psalm 101:20, Matt. 23:37–8, Psalm 101:24. The final ipsius is a reference to Christus ipse. This is a complex patchwork of allusions, only some of which I have included in the quote: Lazarus represents the dead soul, the Lord calls him out of the tomb and draws him out of the tomb by his power (virtute); Jerusalem also represents the soul, and there are two Jerusalems – one does not respond, whereas the other does. He mentions also that confession can be done in the Church, because the Church has the power to loose sins (.3), but insists that the prompting to confess must be an interior calling from God. This indicates that he thinks of the interior repentance in response to the call as oriented toward the sacrament of baptism or, for post-baptismal lapses, confession to the bishop.
135 en. Ps. 145.2, s. 279.6; s. 270.6. Cf. en. Ps. 31.2.18, en. Ps. 33.2.23, en. Ps. 39.11, en. Ps. 56.7, en. Ps. 68.1.19, en. Ps. 103.4.12–13, en. Ps. 137.11, s. 136A.3.
136 E.g., this appears to be the context of en. Ps. 84.15. Cf. pec. mer. 2.19.33, s. 136A.2–3.
137 c. Iul. 4.8.41.
138 ep. 157.2.16 and 157.3.22. Trans. Teske (Reference Teske and Ramsey2004).
139 nat. et gr. 31.35, 32.36, 43.50; gest. Pel. 3.5, 3.7, gr. et pecc. or. 1.12.13–1.14.15. This may also be the reason why Augustine sometimes talks as if faith can be distinguished from the grace of love (e.g., ep. 145.3, ep. 186.3.7), but also implies in the same works that they are synonyms or inextricably linked (e.g., ep. 186.3.8, 186.3.10): the first grace of impression is called by him faith or the beginning of faith, or the beginning of believing rightly, the second grace of consent to the impression, in which one’s motivation is sealed and made effective, he refers to as love being “poured in.” That is, the suggestion or beginning of effective belief vs. the living belief/faith/justification itself. On justification as living faith, refer back to Ch. 7.3d notes.
140 Compiled at the beginning of Augustine’s episcopacy (in 395 or 396) (retr. 1.26.1).
141 div. qu. 68.4–5. At this time, (just prior to Simpl. and conf.) he described “calling” as either exterior sensory data, or a motivating impression caused by God’s direct action on the mind, though that does not affect my point here. On these changes in the use of “call,” see Section 5.
142 Matt 22:14.
143 Psalm 144:12: “God is sweet to all” (Suavis Dominus omnibus). Augustine interprets this as a reference to the beauty that is present everywhere in creation thanks to the action of God the creator (rather than reading it as a reference to grace, despite his usual usage of “sweetness” as a term of art for an inspired impression).
144 This is the “explanation” given for why God gives converting grace to some but not others in the one-grace model: God’s judgments are inscrutable (Simpl. 1.2.15).
145 MacDonald (Reference MacDonald and Matthews1998) 125–133 has a very interesting account, inspired by Augustine, of the primal sins of the angels and of the first humans as inattentiveness to information possessed, and a gradual moral Fall. Space does not permit me a full discussion of it; I just note here that this account will work better for humans than for angels, given Augustine’s high estimation of the nature and power of the angelic intellect.
146 See spir. et litt. (dated 412/413) 5.7 with 34.60: God gives the impression, but to assent or dissent is up to us; nat. et gr. (dated 415) 31.35: God’s mercy goes before us but we are to respond by “confessing” (repentance); cf. pecc. mer. (dated 411/412) 2.5.5, 2.5.6. I am using the phrase “receptivity,” a purposely broad term, because Augustine during this period actually thinks (by regression to his earlier position) that we can consent to justification by ourselves (a complication discussed in Section 5 of this chapter). Thus I intend “receptivity” to cover entertaining/repentance/invocation as well as consent.
147 This concept of “cooperation” is later taken up by Julian as well. He wants to say that we need grace (only) as cooperating with us in doing good actions that we have undertaken by our own free will, or which follow from faith, which we have acquired by ourselves. Augustine argues back that the beginning of faith is from God, that is, that God gives the impression; but he also adopts Julian’s and Ambrose’s idea of concurrence and incorporates it into his account.
148 See Burns (Reference Burns1980) 9, 50, 131.
149 See gr. et pecc. or. (dated 418) 1.44.48; c. ep. Pel. (dated c. 420/1) 4.11.30, both citing Ambrose’s Exposition on the Gospel of Luke, 2.84.
150 gr. et pecc. or. (dated 418) 1.3.4 (the human is so weak that one is always assisted by the aid of grace in impulse (voluntas) and in action (actio)), 1.6.7, 1.19.20, 1.25.26; ep. 194.4.16 (dated 418); c. ep. Pel. 2.10.22; gr. et lib. arb. 17.33ff.
151 Cf. en. Ps. 80.15: “open wide your mouth in confessing,” and en. Ps. 50.13, cited in Section 4d of this chapter.
152 c. ep. Pel. 2.9.19.
153 c. ep. Pel. 2.9.19–20, citing Proverbs 16:1 LXX (“It is up to a human being to prepare the heart, and the answer of the tongue comes from God”), Psalm 80:11 (“Open your mouth and I will fill it”), and John 15:5. Trans. Teske (Reference Teske and Rotelle1998). It is clear that for Augustine, to prepare the heart and open the mouth are two different ways of describing preconsensual receptive acts (c. ep. Pel. 2.9.10).
154 So ep. 140 (a.k.a. gr. t. nov.) 26.63, 30.71. This is the first treatise of the anti-Pelagian writings, written in 411 or 412.
155 Even as the debate began to progress, his attention was not undividedly focused on the finer points, since he was still administering his diocese, and working on City of God and On the Trinity.
156 See exp. prop. Rm. 60, commented on in praed. sanct. 3.7, retr. 1.22.
157 Refer back to Ch. 2.1.
158 div. qu. 68.5, compiled in 395/6.
159 His statement in retr. 1.26 reinforces what he has said here in div. qu. 68.5: the calling is first, then repentance, then mercy. God would not give the second mercy without repentance, but repentance would not happen without the call.
160 retr. 1.22.
161 ep. 140.6.18 and 140.35.8; pec. mer. 2.5.5–6. In ep. 140.37.85, we need only receive from God (providentially) an occasion on which someone admonishes us externally (that counts as prevenient grace at this point in his thinking), and the inner teacher (the natural innate ideas) will enable us to recognize the truth of what they say.
162 spir. et litt. 34.60. Cf. en. Ps. 102.16.
163 He says that both the external and the internal call can be weak or strong, both can be intrinsically persuasive impressions (suasiones visorum).
164 spir. et litt. 34.60; cf. 33.58.
165 ep. 145.7 (dated 413/414).
166 ep. 186.11.38, 2.5 (dated 416).
167 ep. 194.3.10 (dated 418); gr. et pecc. or. 1.10.11 with 1.13.14–14.15 (dated 418), corrept. 2.3–2.4, 7.12 (dated 426/427); praed. sanct. 8.15 (dated c. 427–430); cf. praed. sanct. 8.13 with gr. et pecc. or. 1.13.14; doct. chr. 4.15.32.
168 gest. Pelag. 3.5.
169 ep. 194.3.9 (dated 418).
170 c. ep. Pel. 1.19.37, cf. 1.18.36, 2.5.10.
171 See the texts cited in Section 4d. The dating of sermons by scholars is conjectural, but those quoted above as examples of the concepts of “entertaining” and repenting/confession seem to be clustered around the times of the Confessions and the anti-Pelagian writings: en. Ps. 106 estimated to 411–412 or 415 or later; en. Ps. 50 estimated to 411 or 413; en. Ps. 114 estimated to before/by 400; s. 130A(= Dolbeau 19) estimated to after 404 by Dolbeau, to 419 by Hill; en. Ps. 101.2 estimated to 395 or later. On the en. Ps. dating cited here, see Müller (Reference Müller and Mayer1996–2002) (reporting the views of Hombert, Zarb, etc.).
172 In praed. sanct. 3.7 he says that before Simpl. he had believed the calling was merely preaching, and that we can consent on our own to justification; but he does not avert to the fact that he also held these positions during the early anti-Pelagian years.
173 So, e.g., Burns (Reference Burns1980) 8.
174 Cf. Burns (Reference Burns1980) 126, 11–12 noting the more recent errors of Leon-Dufour and TeSelle, who do the same thing. On difficulties about the consistency of spir. et litt., cf. Burnaby (Reference Burnaby1938) 229.
175 See Burns (Reference Burns1980) 9, 50, 131.
176 Katayanagi (Reference Katayanagi and Bruning1990) 649–650, 654–655.
177 gr. et lib. arb. 14.28, 16.32, 17.33, 20.41, 21.42; praed. sanct. 2.4, 16.32, 16.33–17.34, 20.41. Note that in gr. et lib. arb. Augustine does sometimes speak of cooperation, but it is when he is speaking of the process of perfection after conversion/justification, when the soul has already been significantly healed by the grace of conversion. Conversion itself is done by God (17.33).
178 See Section 4f.
179 For evidence that omnipotence is uppermost in his mind, see, e.g., gr. et lib. arb. 14.29; corrept. 8.17, 14.45.
180 corrept. 11.31–12.35.
181 E.g., gr. et lib. arb. 6.13, corrept. 9.24, corrept. 12.38. Cf. c. Iul. 4.3.28, persev. 9.22.
182 E.g., corrept. 12.38; praed. sanct. 11.22.
183 He could say, for instance, that someone with a special leadership mission, who needs to be made immediately available for a role in which she must stand out as an example of the mercy and power of God, might receive this kind of grace. This species of argument is one he uses to explain why God does not save everyone: those whom God leaves in sin, he leaves as examples of fallen humanity, so that those he predestines can learn by comparison that their own moral goodness is owing to the mercy of God (see, e.g., c. Iul. 4.8.45).
184 He says that the endurance of the martyrs is evidence of this new, improved brand of grace (corrept. 12.35); but it does not follow from the case of the martyrs that all graces post-Christ need be of exactly the same kind or strength.