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We exhibit a bridge between the theory of cellular categories, used in algebraic topology and homological algebra, and the model-theoretic notion of stable independence. Roughly speaking, we show that the combinatorial cellular categories (those where, in a precise sense, the cellular morphisms are generated by a set) are exactly those that give rise to stable independence notions. We give two applications: on the one hand, we show that the abstract elementary classes of roots of Ext studied by Baldwin–Eklof–Trlifaj are stable and tame. On the other hand, we give a simpler proof (in a special case) that combinatorial categories are closed under 2-limits, a theorem of Makkai and Rosický.
We investigate, in ZFC, the behavior of abstract elementary classes (AECs) categorical in many successive small cardinals. We prove for example that a universal $\mathbb {L}_{\omega _1, \omega }$ sentence categorical on an end segment of cardinals below $\beth _\omega $ must be categorical also everywhere above $\beth _\omega $. This is done without any additional model-theoretic hypotheses (such as amalgamation or arbitrarily large models) and generalizes to the much broader framework of tame AECs with weak amalgamation and coherent sequences.
Shelah has provided sufficient conditions for an ${\Bbb L}_{\omega _1 ,\omega } $-sentence ψ to have arbitrarily large models and for a Morley-like theorem to hold of ψ. These conditions involve structural and set-theoretic assumptions on all the ${\aleph _n}$’s. Using tools of Boney, Shelah, and the second author, we give assumptions on ${\aleph _0}$ and ${\aleph _1}$ which suffice when ψ is restricted to be universal:
Theorem.Assume${2^{{\aleph _0}}} < {2^{{\aleph _1}}}$. Let ψ be a universal ${\Bbb L}_{\omega _1 ,\omega } $-sentence.
(1)If ψ is categorical in${\aleph _0}$and$1 \leqslant {\Bbb L}\left( {\psi ,\aleph _1 } \right) < 2^{\aleph _1 } $, then ψ has arbitrarily large models and categoricity of ψ in some uncountable cardinal implies categoricity of ψ in all uncountable cardinals.
(2)If ψ is categorical in${\aleph _1}$, then ψ is categorical in all uncountable cardinals.
The theorem generalizes to the framework of ${\Bbb L}_{\omega _1 ,\omega } $-definable tame abstract elementary classes with primes.
In the context of abstract elementary classes (AECs) with a monster model, several possible definitions of superstability have appeared in the literature. Among them are no long splitting chains, uniqueness of limit models, and solvability. Under the assumption that the class is tame and stable, we show that (asymptotically) no long splitting chains implies solvability and uniqueness of limit models implies no long splitting chains. Using known implications, we can then conclude that all the previously-mentioned definitions (and more) are equivalent:
Corollary.LetKbe a tame AEC with a monster model. Assume thatKis stable in a proper class of cardinals. The following are equivalent:
(1)For all high-enough λ,Khas no long splitting chains.
(2)For all high-enough λ, there exists a good λ-frame on a skeleton ofKλ.
(3)For all high-enough λ,Khas a unique limit model of cardinality λ.
(4)For all high-enough λ,Khas a superlimit model of cardinality λ.
(5)For all high-enough λ, the union of any increasing chain of λ-saturated models is λ-saturated.
(6)There exists μ such that for all high-enough λ,Kis (λ,μ) -solvable.
This gives evidence that there is a clear notion of superstability in the framework of tame AECs with a monster model.
We study the problem of extending an abstract independence notion for types of singletons (what Shelah calls a good frame) to longer types. Working in the framework of tame abstract elementary classes, we show that good frames can always be extended to types of independent sequences. As an application, we show that tameness and a good frame imply Shelah’s notion of dimension is well-behaved, complementing previous work of Jarden and Sitton. We also improve a result of the first author on extending a frame to larger models.
We prove that any tame abstract elementary class categorical in a suitable cardinal has an eventually global good frame: a forking-like notion defined on all types of single elements. This gives the first known general construction of a good frame in ZFC. We show that we already obtain a well-behaved independence relation assuming only a superstability-like hypothesis instead of categoricity. These methods are applied to obtain an upward stability transfer theorem from categoricity and tameness, as well as new conditions for uniqueness of limit models.
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