Introduction
The question of the returnFootnote 1 of the cultural objects removed from Africa, America, Asia, and Oceania by former imperial powers during the colonial era (hereinafter “colonial objects”) is increasingly debated. This is one of the effects of the 2017 speech of French President Emmanuel Macron at the University of Ouagadougou in Burkina Faso where he pledged to facilitate the return of colonial objects to former French colonies in Africa.Footnote 2 President Macron’s declaration was followed by the publication of the Savoy-Sarr Report,Footnote 3 the restitution of a number of artifacts to Senegal and Benin by French museums,Footnote 4 and various initiatives by museums and State authorities across Europe.Footnote 5
All of this indicates that the colonial plunder left a far-reaching emotional scar on former subjugated peoples and their descendants that has not healed despite the passage of time. The reason is that the importance of cultural objects does not derive from their aesthetic value, historical origin, or uniqueness, which serves to differentiate them from ordinary, fungible, merchandise. Rather, the importance of cultural objects springs from the symbolic or spiritual values embodied in such objects – which are independent of aesthetic or monetary significance – given to them by the individuals, communities, and/or nations who created them, or for whom they were created, or whose identity and history they are connected with.Footnote 6 Put differently, the importance of cultural objects does not inhere in such things but is accorded to them by people for the reason that such things are recognized by them as part of their identity and history. The value of cultural objects therefore stems from the “relation” established by individuals, communities, and/or nations with them.Footnote 7
Crucially, this intrinsic link between cultural objects and human beings explains why the claims of individuals, communities, and nations for the return of colonial objects survive despite the passage of time. The perseverance of claimants also derives from the fact that colonial objects were taken away in connection with different forms of injustice, such as genocide, mass killings, slavery, and discrimination.Footnote 8
Notably, colonial invaders did not limit themselves to looting colonial objects, they also stole human remains, namely bodies or parts of the bodies of dead persons. These include skeletons; individual bones or fragments of bones; and soft tissues, including organs, skin, nails, and hair. The human remains of Indigenous peoplesFootnote 9 ended up in Western institutions – especially natural or medical history museums and universities – not only for public display but also for medical and other scientific research.Footnote 10
This article focuses on the human remains that were taken by the European invaders during colonialism and aims to examine the special problems that are connected to them. It starts by explaining how ancestral remains are perceived by the communities from which they originated (Section B) and why and how they were removed and spirited to Europe (Section C). Furthermore, it addresses the question of the return of human remains (Section D). Next, it critically discusses transitional justice to demonstrate that it can facilitate the return of human remains to claimant States and Indigenous peoples (Section E). The final section sets out the conclusions (Section F).
Human remains as a special category of cultural heritage
Indigenous peoples espouse a holistic conceptualization of cultural heritage that covers tangible and intangible elements. As such, the heritage of Indigenous peoples includes land, colonial objects, and human remains.Footnote 11 Therefore it should come as no surprise that various legal instruments contain definitions confirming that human remains constitute one of the categories of cultural objects. In this sense, the most authoritative source is the Declaration on the Rights of Indigenous Peoples adopted by the UN General Assembly in 2007 (hereinafter, the “2007 Declaration”).Footnote 12 This indicates that “Indigenous peoples have the right to … maintain, protect, and have access in privacy to their religious and cultural sites; the right to the use and control of their ceremonial objects; and the right to the repatriation of their human remains” (Article 12(1)). This provision is important in that it emphasizes that Indigenous peoples cannot enjoy their rights if they do not have access to the human remains of their ancestors.
Furthermore, it is worth mentioning the UNESCO-UNIDROIT Model Provisions on State Ownership of Undiscovered Cultural Objects of 2011.Footnote 13 This instrument is intended to assist domestic legislative bodies in establishing (or revising) a domestic legislative framework for heritage protection, which provides that the ownership of unexcavated, undiscovered antiquities is vested in the State. Notably, the Explanatory Report to the Model Provisions specifies that States are free to extend the definition of cultural property to include human remains. Another confirmation that Indigenous peoples’ cultural heritage encompasses ancestral human remains comes from the report on “Promotion and Protection of the Rights of Indigenous Peoples with respect to their Cultural Heritage” that the Expert Mechanism on the Rights of Indigenous Peoples presented to the UN Human Rights Council in 2015.Footnote 14 According to this report, “‘Indigenous peoples’ cultural heritage includes tangible and intangible manifestations of their ways of life, world views, achievements, and creativity …, including … ancestral human remains ….”Footnote 15 The Code of Ethics for Museums of the International Council of Museums (ICOM) is also worth mentioning. This instrument distinguishes human remains, which are called “culturally sensitive material,” from ordinary cultural objects and confirms that human remains can be acquired, studied, and exhibited by museums and similar collecting scientific institutions, provided they are treated securely and respectfully in a manner consistent with the interests and beliefs of the community from which they originate.Footnote 16 The UNESCO Convention on the Means of Prohibiting and Preventing the Illicit Import, Export, and Transfer of Ownership of Cultural Property of 1970 (“1970 Convention”)Footnote 17 is not decisive with respect to the question under consideration.Footnote 18 On the one hand, it provides a definition of “cultural property” that includes “specimen of anatomy.”Footnote 19 This category could be understood as encompassing human remains. However, the Operational Guidelines for the Implementation of the 1970 Convention affirm that human remains are not covered under this treaty. The reason is that most Indigenous peoples do not accept that human remains can be regarded as “cultural property.” Not only that, the concept of property and proprietary interests might be at odds with Indigenous peoples’ systems of beliefs.Footnote 20 There is also the fact that the preservation and exhibition of ancestral remains in remote institutions according to museological standards for the benefit of science or museum-goers might be irreconcilable with their spiritual and religious beliefs and customs.Footnote 21 Nevertheless, the Operational Guidelines for the implementation of the 1970 Convention encourage States Parties to establish legislation, where necessary, for the return of ancestral remains. Admittedly, this is aimed at respecting the wishes of Indigenous communities in accordance with principles set out in relevant international instruments such as the 2007 Declaration.Footnote 22
While acknowledging the sui generis nature of human remains, characterized by their quality of being spiritually “alive” and deeply connected with the collective soul of the community to which they belong,Footnote 23 this article will treat them as one of the categories of cultural heritage. The primary reason is that international cultural heritage law can facilitate the return of items residing in museums, universities, and national collections. As will be demonstrated, international cultural heritage law has become concerned with Indigenous peoples’ claims for the repatriation of such heritage.Footnote 24 That said, the present author adheres to the perspective of Indigenous repatriation practitioners, asserting that human remains are the ancestors of Indigenous peoples rather than mere objects destined for museums.
Against this background, it can be argued that the removal of ancestral remains during colonialism has brought about two types of heritage. On the one hand, there are the human remains exhibited (or stored) in the museums and universities of settler States and former imperial States. Accordingly, these ancestral remains are regarded as forming part of the tangible cultural heritage of those States. For instance, the return of toi moko (mummified heads of Māori peoples decorated with tattoos) held in French museums to New Zealand was opposed by the French Government on the grounds that they belonged to the national patrimony and were subject to the principle of inalienability – hence their deaccessioning was not possible.Footnote 25 Clearly, this tangible cultural heritage can be considered evidence of the appropriation of sacred and ceremonial objects belonging to Indigenous peoples during the colonial era by European invaders. The nefarious effects of this practice persist to this day despite the end of colonial occupation and the subsequent attainment of independence.Footnote 26 On the other hand, the removal of human remains (and their protracted absence) has given rise to an intangible heritage in former colonized States. This is made up of the memories and stories about the looting and heinous violence that led to it, which the surviving communities passed to their descendants, as well as the sorrow and anger perceived by the living that derives from the knowledge that such remains cannot be buried according to their beliefs and traditions. To most Indigenous peoples the storage of ancestors’ remains in drawers or showcases located thousands of miles from their burial place is the height of disrespect.Footnote 27
This double heritage – with the second being the negative of the first – reinforces the idea that injustice must be undone.Footnote 28 The repatriation of ancestral human remains is of utmost importance to address injustice as this allows the community to which they culturally belong to fulfill their obligations to the deceased. Many Indigenous peoples believe that spirits assume bodily form at the time of conception and continue to do so until they are returned to an ancestral spiritual realm after death by the performance of ceremonies dictated by their customs. The removal of the dead – which leaves the spirits in torment and affects the life of the living – is a wound that cannot be cured by the passage of time.Footnote 29 Noticeably, the religious and cultural rights of Indigenous communities to bury their dead in accordance with their customs and traditions have been recognized by domestic courts and international tribunals.Footnote 30
Colonialism, international law, and the loss of colonial objects and ancestral human remains
The occupation of the lands of Africa, America, Asia, and Oceania by European imperial States between the sixteenth and the twentieth centuries not only brought about the development of global trade but also the exploitation of such territories and their inhabitants.Footnote 31 Colonizers perpetrated all sorts of violence against non-European peoples, ranging from deprivation of rights (genocide, mass killings, summary executions, physical abuse, and land-taking); exploitation (slavery); identity-taking; and political, social, or cultural impositionFootnote 32 to racial discrimination.Footnote 33 Hanna Arendt and Aime Césaire have forcefully argued that the rise of fascism and totalitarianism in the twentieth century was the reproduction in Europe of the colonial evils that, hitherto, had only been applied against non-European peoples.Footnote 34
Furthermore, colonialism was about the extraction of cultural objects and human remains. In their quest to secure the bodily remains of Indigenous peoples, scientists pursued all avenues. Ancestral remains were taken from burial places, hospital morgues, execution sites, battlefields, massacre sites, and from where people had died of disease or famine without the consent of the relatives of the deceased or the community to which the deceased belonged. Moreover, it cannot be excluded that Indigenous peoples had been murdered to obtain bodies for scientific study.Footnote 35
A mix of motives explains the pillage of colonial objects and human remains, varying from greed and professional and personal gainFootnote 36 to the “salvage” paradigm; that is, the “racialized” construction of Indigenous peoples as inferior human beings, as opposed to European peoples and their immeasurably superior Christian and scientific legacy.Footnote 37 Notably, the taking of ancestral remains – which began in earnest in the eighteenth century but increased in the nineteenth with the rise of comparative anatomy – served European scientists’ interest in describing the – assumed – natural, racial inferiority of Indigenous peoples and, hence, the superiority of the European civilization.Footnote 38 By investigating bodily remains through seemingly impartial, objective craniometric, and other comparative metrical assessments, anatomists and anthropologists endorsed European self-perception of civilizational supremacy and Indigenous people’s evolutionary primitivity.Footnote 39 In turn, the demonstration of the inferiority of Indigenous peoples served as an intellectual resource to justify their enslavement and the expropriation of their lands and resources and to validate the obligation of metropolitan powers to facilitate the development of non-Europeans.Footnote 40
It follows that science was complicit in colonial mass injustice and exploitation.Footnote 41 The same is true of the law – including international law.Footnote 42
On the one hand, colonial injustice was created or justified by the law then in force.Footnote 43 First, the laws enacted by the settlers in the colonies served as an instrument of social transformation and coercion.Footnote 44 Indeed, the expansion of settlements was commonly accompanied by repressive laws applied to Indigenous peoples alone, ranging from exemplary executions to martial laws. These domestic laws and procedures facilitated dispossession in the face of Indigenous peoples’ resistance.Footnote 45 In particular, the exportation of Locke’s understanding of property by European and North American invaders through lawmaking was crucial for the colonial appropriation of territory and resources.Footnote 46 Second, the international law rules in force at the time of colonialism, which prohibited the removal of cultural property in the event of armed conflict and occupation and provided for its return, did not apply to non-European territories. This is not only due to the non-retroactivity of legal norms; in effect, such rules were only established in the nineteenth century. At the Congress of Vienna of 1815, the Allies decided after protracted debate that all the items looted during Napoleon’s campaigns of 1796 and 1797 had to be returned. The rule was established that national cultural property was not a trophy of war, and if they had a home they should be returned to it for the sake of the integrity of the cultural heritage of every nation. Subsequently, the rules regulating the wartime treatment of cultural property were codified in the Hague Conventions of 1899 and 1907.Footnote 47 Another reason for the differential treatment of non-European territories was that, once colonial rule was established, the subjugated territory became part of the territory of the colonial power. This means that the international law rules regulating the wartime treatment of cultural property could not apply to the conquered territory. More importantly, the rules under consideration did not apply to non-European territories because these were not deemed to fulfill the European standards of civilization and sovereignty. In other words, the tribes, chiefdoms, and kingdoms of Africa, America, Asia, and Oceania could not have rights and obligations under existing international law. It is for this reason that, for instance, in 1815, European States compelled France to return the loot of Napoleon to European countries but not to Egypt. Similarly, in the aftermath of the First World War, British politicians talked about liberty but they were not thinking about the non-Western people of their worldwide empire. This is demonstrated by the fact that Indian demands for self-determination were answered by the Amritsar massacre in 1919, in which the British army killed hundreds of unarmed demonstrators. In the same way, in 1945, when the Dutch State emerged from five years of brutal Nazi occupation, one of the first things the government did was to raise an army and send it to reoccupy their former colony of Indonesia. These examples indicate that the dominant legal discourse made invisible Indigenous entities (tribes, chiefdoms, kingdoms, etc.), their legal personality, and their rights (including their rights to cultural heritage)Footnote 48 – even if they had forms of self-government and rules organizing society.Footnote 49
On the other hand, contemporary international law does not apply to the injustices committed by the settlers. First, claims are barred by the non-retroactivity of legal norms and limitation statutes. Second, colonialism is not defined as a crime according to contemporary international criminal law. This is due to a lack of political will.Footnote 50
With respect to the issue of non-retroactivity, it is worth mentioning that former colonies have sought to adopt an international treaty providing for the return of colonial objects. The high point of demands for the restitution of colonial objects by newly independent States was in the 1960s. However, the principal international treaties in matters of return and restitution of cultural objects are not retroactive. These include the 1970 Convention and the 1995 Convention.Footnote 51 The efforts of former colonies to include a retroactive clause in these instruments failed due to the firm opposition of former colonizing powers. Needless to say, they were anxious to protect the collections in their museums.Footnote 52 However, neither UNESCO nor UNIDROIT ignored the fears of the States that the non-retroactive application of these conventions could be understood as an implicit approval of the spoliations that occurred during colonialism. Accordingly, both the 1970 Convention and the 1995 Convention allowed States Parties to conclude bilateral agreements on the return of the cultural objects that had been removed before these treaties entered into force.Footnote 53 Moreover, the 1995 Convention provides that the absence of a retroactivity provision does not mean that the illegal transactions that occurred prior to its entry into force are condoned.Footnote 54 Additionally, UNESCO established the Intergovernmental Committee for Promoting the Return of Cultural Property to its Countries of Origin or its Restitution in Case of Illicit Appropriation (ICPRCP) in 1978. The ICPRCP was entrusted with the mandate to assist UNESCO Member States in dealing with cases falling outside the scope of application of the 1970 Convention, notably the disputes concerning colonial objects. The ICPRCP’s initial objective was, therefore, to facilitate the reconstruction of the cultural heritage of former colonies through the repatriation of cultural materials from the museums of former colonial powers. However, to the knowledge of the present author, the ICPRCP has only been called on to solve a few cases – and none of them concerned human remains.
The return of ancestral human remains
Following decolonization, newly independent States, Indigenous peoples, and civil society organizations turned to the museums and universities of former metropolitan States to request the return of ancestral human remains.Footnote 55 In some cases, these institutions responded favorably to restitution demands. Examples include the return of toi moko to New Zealand,Footnote 56 the spoils of Sarah Baartman to South Africa,Footnote 57 the head of Kanak chief Atai to New Caledonia,Footnote 58 the head of King Badu Bonsu II to Ghana,Footnote 59 the skull of Chief Mkwawa to Tanzania,Footnote 60 and human remains formerly collected from burial sites to Tasmania and the Torres Strait Islands (Australia).Footnote 61 However, it must be stressed that in some cases favorable responses to return claims were given after decades of responding negatively, and some cases are still pending.Footnote 62 The main reason for this is that the realization of the right of Indigenous peoples to obtain the return of the remains of their ancestors is in practice complicated by the existence of the competing interests of States and private owners.
This fluctuating trend favoring the return of ancestral human remains to the care of their descendants can be rationalized based on the following reasons; restitution movements have emerged in numerous States while legal instruments have been enacted by States and international organizations.
The development of a bottom-up restitution movement
The restitution of human remains is increasingly favored because of the persistent pressure from Indigenous communities, grassroots groups, and researchers.Footnote 63 On the one hand, activists have made the general public aware that Indigenous peoples around the world have been dispossessed, marginalized, forcibly assimilated, and abused in a multitude of ways by European invaders, and that human remains have been acquired through illegal means. Moreover, not only have Indigenous peoples and their allies contested that the holding of human remains by museum institutions is a reminder of colonial wrongs but they have also claimed that the display of and research on such remains is at odds with their customs and religious beliefs.Footnote 64 On the other hand, campaigners have called on public institutions to acknowledge that their collections have been shaped by looting and racism and to address, expeditiously, respectfully, and sensitively the requests for the return of human remains. One of the results of this campaigning is the adoption of codes of ethics by museums and museum associations in the first decade of the twenty-first century. These codes provide specific guidelines for handling and disposing of human remains, with due respect for the beliefs of the communities of origin.
The development of national laws
The return of human remains is compelled by the national laws of the States that have acknowledged Indigenous peoples’ rights to ancestral remains. Given the limited space of this study, a comprehensive examination of all national laws is not feasible. This article, therefore, refers only to selected instances that prove useful in clarifying the basic aspects of the issue under discussion.
In Australia, Parliament passed the Aboriginal and Torres Strait Islander Heritage Protection Act in 1984, which makes it an offense for any person to possess, display, or have under control any Aboriginal skeletal remains. The Act also directs the Minister to either return ancestral remains to “an Aboriginal or Aboriginals entitled to [] and willing to accept, possession, custody or control of the remains in accordance with Aboriginal tradition,” or to “deal with the remains in accordance with any reasonable directions” of the Aboriginal individual or group.Footnote 65
New Zealand actively seeks the return of human remains taken from the country during its colonial period through the Protected Objects Act of 1975 (which was amended in 1993). The purpose of the Act is to provide for the return of, record the ownership of, and control the sales of ngä taonga tüturu. This term refers to items relating to Māori culture, history, or society, which includes ancestral human remains.Footnote 66
In the United States, the Native American Graves Protection and Repatriation Act (NAGPRA) of 1990 gives Indigenous groups ownership and control of cultural objects and human remains found on federal and tribal lands, provides for the investigation of the provenance and repatriation of cultural materials and human remainsFootnote 67 and facilitates consultation and mutual agreement among native groups, museums, and federal agencies. As such, NAGPRA favors dispute avoidance and dispute resolution. The basic premise of NAGPRA – which is not constrained by statutes of limitation – is the preeminence of the rights of Native American tribes to their cultural heritage over the interests of the scientific and museum communities.Footnote 68
In the United Kingdom,Footnote 69 Section 47 of the Human Tissue Act of 2004 enables nine identified museumsFootnote 70 to transfer human remains that they reasonably believe to be the remains of a person who died less than one thousand years ago, provided “it appears to them to be appropriate to do so for any reason.”Footnote 71 Therefore, repatriation decisions depend on what these few institutions believe appropriate. Yet museums in the United Kingdom are under the ethical obligation to facilitate the restitution of ancestral human remains. This duty derives from several sources, including the “Guidance for the Care of Human Remains in Museums” of 2004,Footnote 72 which was issued by the Department of Digital, Culture, Media and Sport to ensure the implementation of Section 47 of the Human Tissue Act.Footnote 73
In Argentina, the recognition of Indigenous peoples’ rights with respect to restitution and reburial of human remains has been on the government agenda since the 1980s. However, the first legal instrument on the restitution of human remains was only adopted in 2001 when Law 25,517 was enacted. This provides that museums must make available the human remains that are part of their collections to those Indigenous groups that claim them. This law was followed by regulatory Decree 701, which gives the National Institute of Indigenous Affairs the power to coordinate, articulate, and assist in the implementation of Law 25,517. Notably, it contains the requirements for groups to make a legitimate claim and the criteria to be followed by museums to deliver the remains.Footnote 74
Finally, it is worth mentioning the French law on the restitution of human remains, which was adopted by the French Parliament in 2023. This piece of legislation provides that human remains less than 500 years old that are held in French public collections can be returned to their countries of origin by a decision of the Prime Minister. Requests must be submitted by a foreign State and will be accepted if it is proved that restitution enables the fulfillment of the funerary customs of a living community (thereby excluding exhibitions). Decisions will be taken on the basis of a report submitted by a commission comprised of experts from France and concerned countries. Ostensibly, this law will greatly facilitate the restitution of human remains given that it establishes a new system that does not rely on the approval of special laws.Footnote 75
The development of a (weak) international legal framework
The international legal instruments that contain clauses on the right of Indigenous peoples to recover human remains include the 1970 Convention, the 1995 Convention, and the 2007 Declaration. Having already addressed the content and limits of the 1970 Convention and the 1995 Convention, this section will focus on the 2007 Declaration.
The 2007 Declaration contains the core of international Indigenous-specific human rights norms. In effect, this declaration was adopted out of the recognition that the (then) existing human rights regime was not fully responsive to the diverse cultural contexts of Indigenous peoples and that, hence, specific human rights standards were needed to promote universal respect for and observance of the collective human rights of Indigenous peoples.Footnote 76 Noticeably, the preamble of the 2007 Declaration affirms that “all doctrines, policies, and practices based on or advocating superiority of peoples or individuals on the basis of national origin or racial, religious, ethnic, or cultural differences are racist, scientifically false, legally invalid, morally condemnable and socially unjust,”Footnote 77 and that “[I]ndigenous peoples have suffered from historic injustices as a result of, inter alia, their colonization and dispossession of their lands, territories, and resources, thus preventing them from exercising, in particular, their right to development in accordance with their own needs and interests.”Footnote 78 Even more importantly, the 2007 Declaration contains guarantees concerning the rights of Indigenous peoples to self-determination, access, and/or repatriation of ceremonial objects and human remains. Article 11 provides that “States shall provide redress through effective mechanisms, which may include restitution, developed in conjunction with Indigenous peoples, with respect to their cultural, intellectual, religious and spiritual property taken without their free, prior and informed consent or in violation of their laws, traditions, and customs,” whereas Article 12 recognizes the right of Indigenous peoples to “the repatriation of their human remains.” As the main provision addressing Indigenous cultural heritage, Article 31 provides that “Indigenous peoples have the right to maintain, control, protect and develop their cultural heritage, traditional knowledge, and traditional cultural expressions, as well as the manifestations of their sciences, technologies, and cultures, including human and genetic resources, seeds, medicines, knowledge of the properties of fauna and flora, oral traditions, literature, designs, sports and traditional games, and visual and performing arts ….”
However, the protection of these prerogatives might be substantially impaired by the nature of the declaration, which is not a legally binding instrument under international law.Footnote 79 The UN General Assembly’s non-binding declarations have some normative value in certain circumstances. This is the case when they reflect the commitment of the international community of States to abide by certain principles. In this sense, it should be noted that the 2007 Declaration was adopted by a large majority of States: 143 voted in favor, 4 voted against, and 11 abstained. Moreover, it must be stressed that since its adoption, the four States that voted against it (Australia, Canada, New Zealand, and the United States) have changed their position and endorsed the Declaration, as have three of the States that initially abstained (Samoa, Colombia, and Ukraine).Footnote 80 UN General Assembly declarations have some normative value when they “provide evidence important for … the emergence of opinio juris.”Footnote 81 In this respect, the 2007 Declaration may be regarded as the development of international legal norms designed to eliminate human rights violations, discrimination, and marginalization, as well as the starting point for the “hardening” of non-binding provisions, or as evidence of an emerging new customary rule. This has been confirmed by two studies. The first was published at the end of the last century by Siegfried Wiessner. He closely examined State practice and opinio juris of the most affected States and concluded that customary international law including Indigenous peoples’ rights to cultural heritage was emerging.Footnote 82 Other scholars reviewed the evidence gathered by Professor Wiessner and largely concurred with the result.Footnote 83 The second study was published about a decade later by the experts of the Committee on the Rights of Indigenous Peoples of the International Law Association: Resolution 5/2012. These experts dealt with the meaning of the 2007 Declaration and carefully examined the relevant State practice and opinio juris. The Committee concluded that the 2007 Declaration as a whole “cannot yet be considered as a statement of existing customary international law” (para. 2). Nevertheless, it recognized that the declaration includes a number of culture-based Indigenous peoples’s rights that have become part and parcel of customary international law and therefore correspond to existing State obligations under customary international law (para. 2). The Committee further affirmed that the provisions which “do not yet correspond to customary international law nevertheless express the aspirations of the world’s Indigenous peoples, as well as that of States, in their move to improve existing standards for the safeguarding of Indigenous peoples’ human right[s]” (para. 3). Arguably, this is the case of Article 12, which codifies nearly two centuries of development in relation to the rights of Indigenous peoples.Footnote 84
The international community reaffirmed its support for the 2007 Declaration at various times after 2012. In 2014, at the World Conference on Indigenous Peoples, the General Assembly explicitly addressed the issue of repatriation.Footnote 85 In 2018, the UN Permanent Forum on Indigenous Issues encouraged States, Indigenous peoples, and other stakeholders to continue to engage in active dialogue aimed at achieving recognition of the rights of Indigenous peoples with regard to the repatriation of their human remains and sacred items.Footnote 86 Still, in 2018, UNESCO published its policy on engaging with Indigenous peoples, which addresses the right to repatriation of human remains and ceremonial objects.Footnote 87 In the same year, the European Parliament adopted a resolution calling on the European Union and its member States to express support for Indigenous peoples’ requests for repatriation.Footnote 88 Finally, in 2020, the Expert Mechanism on the Rights of Indigenous Peoples adopted a report examining good practices and lessons learned with respect to the repatriation of ceremonial objects, human remains, and intangible cultural heritage.Footnote 89 This report provided numerous examples of repatriation and pointed out that the restitution of cultural objects and human remains to ensure the realization of the rights of Indigenous peoples as set out in the 2007 Declaration, in that it advances recognition and respect for human dignity across cultures and societies, heals past injuries, promotes reconciliation, and allows the establishment of partnerships.
Transitional justice and the repatriation of Indigenous peoples’ human remains
Exploring the boundaries of transitional justice
Transitional justice has been defined as “the full range of processes and mechanisms associated with a society’s attempt to come to terms with a legacy of large[-]scale past abuses, in order to ensure accountability, serve justice and achieve reconciliation. These may include both judicial and non-judicial mechanisms, with differing levels of international involvement (or none at all) and individual prosecution, reparations, truth-seeking, institutional reform, vetting and dismissals, or a combination thereof.”Footnote 90 Another definition provides that transitional justice corresponds to “the ways countries emerging from periods of conflict and repression address large scale or systematic human rights violations so numerous and so serious that the normal justice system will not be able to provide an adequate response.”Footnote 91 These definitions indicate that transitional justice processes apply to societies that have been affected by protracted violence, serious human rights violations, and mass atrocities committed in the context of past armed conflictsFootnote 92 and dictatorial regimes. In these contexts, conventional retributive, criminal justice processes are not deemed adequate given the presence of many perpetrators (which might be entrenched in the apparatus of the State), broken institutions, exhausted resources, diminished security, and a distressed and divided population. Accordingly, in these contexts, transitional justice enables the stakeholders involved to: (i) acknowledge the occurrence of widespread and State-sanctioned crimes; (ii) ensure justice and accountability through the prosecution and punishment of perpetrators; (iii) prevent the repetition of similar widespread and systematic violations; (iv) fulfill the right to truth, that is, the right of the victims and society at large to know what had occurred under past conflicts or repressive rule; (v) provide reparation to the victims; and (vi) facilitate the reconciliation between victims and offenders. Transitional justice can achieve these goals not only with the participation of victims and perpetrators but also with (transitional justice) facilitators, members of foreign governments, international organizations, and non-governmental organizations.
It must be noted that transitional justice is premised on a “point of rupture”; that is, a drastic shift from violence and regime to democracy and freedom. This traditional understanding of transitional justice might seemingly hinder its application in contexts where such a “point of rupture” did not occur. This is the case in, for instance, States where Indigenous communities are still striving to recover representative colonial objects and the human remains of their ancestors. For them, the process of decolonization remains ongoing, as they continue to bear the enduring effects of misappropriations and the crimes associated with them.Footnote 93 It should not be surprising that commentators argue that transitional justice can be applied in these contexts. Consequently, transitional justice processes can be employed to facilitate the restitution of the human remains removed during the colonial era.Footnote 94 This means that the return of human remains enables the parties involved in such cases to achieve the objectives typically pursued through transitional justice, notably: (i) reparation, through the return of the disputed remains; (ii) truth, if the facts and circumstances surrounding the misappropriation and the crimes associated to it can be ascertained; and (iii) reconciliation, as restitution empowers the descendants of the victims of misappropriations to have a sense of closure.
Thus, transitional justice can contribute to the resolution of disputes involving ancestral human remains but only when its application beyond the habitual settings is accepted.
First, as hinted above, resorting to transitional justice requires that the parties involved in the disputes under consideration accept the argument that the States and the Indigenous peoples seeking to recover human remains are still in a phase of transition, even though colonial occupation ended decades ago. This is because ancestral remains are essential to the history, identity, well-being, and self-determination of formerly subjugated communities. The life of these groups is disrupted by the absence of ancestral remains and, accordingly, they will linger in a phase of transition until past injustices have been addressed and redressed, perpetuating injustice for present and future generations. It follows that the concept of transition should not be understood solely as a transition to a democratic regime but also as a transition to just relations following the resolution of the deep socio-cultural consequences of colonial injustices.
With respect to the latter point, it must be mentioned that in 1993, African leaders stated that “the damage sustained by African peoples is not a ‘thing of the past’ but is painfully manifest in the damaged lives of contemporary Africans.”Footnote 95 In the same vein, in 2001 the UN Conference on Racism recognized “the need to develop programs for the social and economic development of [developing countries]” in various areas, one of which is the “[r]estitution of art objects, historical artifacts, and documents to their countries of origin.”Footnote 96 Moreover, in 2014, the States of the Community of Latin American and Caribbean States recognized the enduring and nefarious legacy of genocide, slavery, and the plundering of cultural resources.Footnote 97 Finally, in 2020, the UN High Commissioner of Human Rights, Michelle Bachelet, criticized “the failure to acknowledge and confront the legacy of the slave trade and colonialism” in the Human Rights Council Urgent Debate on current racially inspired human rights violations. She combined this with a plea “to make amends for centuries of violence and discrimination, including through formal apologies, truth-telling processes, and reparations in various forms.”Footnote 98
Second, transitional justice should be construed as processes applying to macro-settings involving large groups of people who did not take part in the misappropriation of ancestral human remains. In effect, whereas it is not possible (owing to the length of time that has elapsed and the death of perpetrators, victims, and witnesses) to prosecute the colonialists that removed human remains (and committed the violent crimes associated with the misappropriations), it is possible to identify the descendants of the victims of the misappropriation, as well as the current holders of ancestral remains. The descendants of the victims (and the countries where they reside) should be treated as victims for the purposes of transitional justice as long as they can demonstrate the existence of a relationship with the community of the original victims and with the claimed human remains.
Identifying guiding principles for the return of ancestral human remains
Available practice demonstrates that discussions over the restitution of colonial objects in general and human remains in particular can go around in circles, feeding off each other like a Jungian ouroboros chasing its own tail. Yet, as demonstrated, many human remains have gone back to their country of origin in the past decades. However, in most cases, the goals of transitional justice have been achieved unwittingly by the parties without exploiting in full its flexibility and potentiality. In other words, the States and peoples involved in disputes over human remains lacked a conscious engagement with transitional justice. This should not be surprising considering that transitional justice has not been used until recently as a framework to consider the injustices that occurred during the colonial era.
Arguably, this state of affairs could change if, first, the nations and peoples seeking to recover ancestral human remains offer to holding institutions persuasive evidence that the claimed human remains were illegitimately removed from the place of origin – taken by force, by unequal treaty, theft, deception, or without compensation – and that the misappropriation disrupted their well-being. Second, they should demonstrate that there is a “cultural context” where the claimed human remains can meaningfully return, namely a collective group, be it a nation or a community within a nation, that can rebury the remains according to dignified and proper funerary rites. Provenance research is essential for these developments to see the light. Indeed, as a means to confront colonial amnesia, provenance research is the cultural heritage equivalent of public inquiry and access to truth in the context of transitional justice. The more past takings of cultural objects are grounded in wrong, the more compelling it becomes to ensure the resolution of return claims by warranting access to the history of objects.Footnote 99 Third, parties involved in the colonial era restitution claims under consideration should engage both transitional justice and cultural heritage experts. These specialists could facilitate a meaningful dialogue between the parties, addressing their respective interests and needs. Additionally, they could help identify solutions complementing the repatriation of human remains, such as the establishment of memorials and the issue of guarantees of non-repetition. Furthermore, transitional justice and cultural heritage experts could assist claimants in identifying guiding principles to be applied throughout the repatriation process. Some steps in this direction have been taken by UN experts.
Notably, in 2021, the Special Rapporteur on the promotion of truth, justice, reparation, and guarantees of non-recurrence, Fabián Salvioli, submitted a report analyzing the role of transitional justice measures in addressing the legacy of colonialism.Footnote 100 With this report, the Special Rapporteur argued that the design and application of transitional justice measures in the area of truth, justice, reparation, memorialization, and guarantees of non-recurrence should be adapted to address the gross violations of human rights and international humanitarian law committed in the colonial era, including the removal of cultural objects and human remains. Notably, the Special Rapporteur embarked on this examination because of the “lack of effective response to violations of human rights and international humanitarian law stemming from colonialism and the realization that those violations continue to have negative effects today.”Footnote 101 For the purposes of the present article, it is important to focus on one component of transitional justice addressed by the Special Rapporteur in his report, namely reparations. According to the Special Rapporteur, the reparation of the violations committed during colonialism poses a number of challenges, the principal one being the impossibility of fully restoring the preoccupation situation. Nevertheless, the Special Rapporteur maintained that the restitution of the plundered cultural heritage of Indigenous peoples – such as artifacts, archaeological objects, and human remains – is the only feasible form of reparation.Footnote 102 In particular, in his opinion, the restitution of human remains is crucial to restoring the broken relationship between the living and their ancestors. In this sense, the Special Rapporteur provided a number of relevant examples concerning the restitution of human remains to Indigenous peoples in Japan, Mexico, New Zealand, and Australia.Footnote 103 Moreover, the Special Rapporteur emphasized that it is not possible to remedy the violent past if the affected communities do not feel included and are not part of the negotiation process.Footnote 104
Hence, the aforementioned report can be considered as a template for identifying a number of guiding principles applicable to Indigenous peoples’ claims for the return of ancestral human remains.
The first is that ancestral human remains must be returned to the Indigenous communities to which they culturally belong. In 2008, James Nafziger wrote that, throughout the world, it is no longer a matter of whether or not to repatriate human remains and other sacred material to Indigenous cultures but rather of when and how.Footnote 105 This is confirmed by the ICOM Code of Ethics, which provides that “requests for removal from public display” and the return of “human remains or material of sacred significance from the originating communities must be addressed expeditiously with respect and sensitivity,”Footnote 106 and that “museums should be prepared to initiate dialogue for the return of cultural property to a country or people of origin. This should be undertaken impartially, based on scientific, professional and humanitarian principles as well as applicable local, national and international legislation, in preference to action at a governmental or political level.”Footnote 107 Returning ancestral remains to Indigenous peoples and ensuring their access to them is part of a process to offset generations of discrimination.Footnote 108 Restitution also makes the violent nature of the colonial project clear by evidencing the past desecration of burial sites and the removal of bodies and illustrating the impact of racial science.Footnote 109 At another level, restitution allows the reparation of the harm perpetrated at the time of the removal because it enables the living to reconnect with their ancestors and to treat or bury the ancestral remains according to their rituals and belief systems. This deeper understanding of restitution signals that repatriation and healing are closely interrelated.Footnote 110 As demonstrated, the descendants of the victims of imperial powers will feel a sense of injustice and distress stemming from the misappropriations and the atrocities that accompanied them until the requested human remains are returned. Repatriation ceremonies bear witness to the healing resulting from the restitution of human remains. These ceremonies frequently highlight the dignified and protracted efforts of Indigenous peoples in coping with the emotional scar associated with the gloomy collective memories and sorrow stemming from the removal of human remains (and the associated violence), the subsequent exhibition, scientific use, or storage of these remains in distant, inaccessible museums.Footnote 111
The second guiding principle is that the interests of scientists should not prevail over the interests of Indigenous communities in the repatriation of human remains. In case of conflict between the interests of science in keeping human remains for scientific study and the return of such remains in compliance with the religious and cultural rights of Indigenous peoples, preference should be accorded to the latter. This principle is grounded in the fact that caring for the dead outweighs the scientific benefit of retaining human remains. One cannot contest that the work of specialists is fundamental for studying and recording the information contained in tombs, artifacts, and archaeological sites, as well as human tissues. Scientific information is important to understand our common past and not simply the lives of the ancestors of the citizens of a specific country. However, the research on human remains has never been an inherent right, whereas the right of Indigenous peoples (and of people in general) to respect their ancestors and to bury the dead is well-established in law and jurisprudence.
The third guiding principle that can be drawn from the 2021 report of the Special Rapporteur on the promotion of truth, justice, reparation, and guarantees of non-recurrence relates to the participation of affected communities in the restitution process. At the dawn of transitional justice, the State, or more precisely the executive branch of the government, was regarded as the key decision-maker concerning transitional justice. Whereas civil society and international actors could offer critical input, the development of transitional justice policies was ultimately left to new political leadership. By contrast, contemporary transitional justice discourses perceive the State as only one of several actors with the ability to shape and implement transitional justice. Moreover, today, consultation and the involvement of victims and/or their descendants, local communities, and civil society are emerging as benchmarks for the legitimacy of transitional justice processes. Transitional justice solutions that rely overly on international “best practices” and a “top-down design” without the effective participation of the affected communities are, therefore, widely ostracized by experts. In respect of the restitution of Indigenous peoples’ ancestral human remains, the Expert Mechanism on the Rights of Indigenous Peoples indicated that States must consult and seek the prior informed consent of Indigenous peoples and their participation through their representative organizations. Further, States should enter into agreements on return that are consistent with the laws, customs, and traditions of Indigenous peoples. The Expert Mechanism encouraged UNESCO to facilitate these developments not only through capacity-building initiatives for Indigenous peoples but also through the establishment of an international committee made up of Indigenous peoples’ representatives as well as cultural and human rights experts.Footnote 112
Conclusions
Contemporary international law and international cultural heritage law do not apply to the injustices committed during the colonial era due to the non-retroactivity of legal norms. Thus, the passage of time is a significant obstacle to redress for colonial injustice. However, the heinous acts committed by colonialists in Africa, America, Asia, and Oceania should not be condoned or forgotten. Colonial injustice is not a distant wrong that passes away with time. Indeed, the lasting effects of past injustices should be recognized and addressed.Footnote 113 In particular, as this article has endeavored to demonstrate, the removal of ancestral human remains has left wounds in the victims of dispossession and their descendants that cannot be cured by the passage of time. This article argues that transitional justice – as a set of processes or mechanisms designed to promote justice, truth, reparation, and reconciliation – can strengthen the trend favoring the repatriation of ancestral human remains that were taken during colonialism. Moreover, transitional justice could empower States, Indigenous peoples, and civil society organizations to heal the far-reaching emotional scar represented by the intangible heritage made of the collective memories of the surviving communities and their descendants about the removal (and the absence) of the ancestral remains taken illegitimately by European invaders.
