1 Introduction
We consider the modified Korteweg–de Vries (in short, mKdV) equation:
where
$\mathbb{T}$ is the one-dimensional torus,
$\unicode[STIX]{x1D6FE}>0$ is the damping parameter and
$f\in {\dot{H}}^{1}(\mathbb{T})$ is the external forcing term which does not depend on
$t$. In equation (1.1), “
$+$” and “
$-$” represent the focussing and defocussing cases, respectively. We consider the inhomogeneous Sobolev spaces
$H^{s}=\{f\,|\sum _{k\in \mathbb{Z}}\langle k\rangle ^{2s}|\hat{f}(k)|^{2}<\infty \}$ where
$\langle \cdot \rangle =(1+|\cdot |)$ and the homogeneous Sobolev spaces
${\dot{H}}^{s}=\{f\in H^{s}|\hat{f}(0)=0\}$. The mKdV equation models the propagation of nonlinear water waves in the shallow water approximation. We only consider the focussing case as the defocussing case can be handled with the same argument. Also, considering inhomogeneous Sobolev norm is very important as for homogeneous Sobolev norm, the crucial nonlinear estimate (Proposition 3.1 below) does not hold uniformly in the scaling parameter (see Appendix for a counterexample). From the arguments in [Reference Ghidaglia10], [Reference Ghidaglia8] and [Reference Ghidaglia9], the existence of global attractor for equations (1.1)–(1.2) in
$H^{s}$ directly follows for
$s\geqslant 1$. In the present paper, we prove the existence of global attractor below the energy space, in
${\dot{H}}^{s}(\mathbb{T})$ for
$1>s>11/12$.
Miura [Reference Miura17] and [Reference Miura18] studied the properties of solutions to the Korteweg–de Vries (KdV) equation and its generalization. Miura [Reference Miura17] established the Miura transformation between the solutions of mKdV and KdV. Indeed, if
$u$ satisfies equation (1.1) with “
$+$” sign, then the function defined by
satisfies the KdV equation, where
$i=\sqrt{-1}$. Colliander, Keel, Staffilani, Takaoka and Tao [Reference Colliander, Keel, Staffilani, Takaoka and Tao4] presented the
$I$-method and proved the existence of global solution for mKdV in the Sobolev space
$H^{s}(\mathbb{T})$ for
$s\geqslant 1/2$ by using the Miura transformation. However, the Miura transformation does not work well for the weakly damped and forced mKdV. In fact, if we consider the mKdV and KdV equations with the damping and forcing term and apply the Miura transformation, we get
It is clear from (1.3) that the Miura transformation does not transform the solution of mKdV equation to the solution of KdV equation. For this reason, the results of damped and forced KdV cannot be directly converted to those of damped and forced mKdV by the Miura transform unlike the case without damping and forcing terms.
The study of global attractor is important as it characterizes the global behavior of all solutions see [Reference Guo and Li13], [Reference Chen, Tian and Deng2], [Reference Goubet11], [Reference Lu and Wang16], [Reference Haraux14] [Reference Goubet and Molinet12], [Reference Miyaji and Tsutsumi19] and [Reference Wang, Li, Zhang and Tang24] for some of the equations. The asymptotic behavior of solutions below the energy space has not been known, though the global well-posedness below the energy space is already proved for the Cauchy problem of (1.1)–(1.2). To study the asymptotic behavior of the solution of mKdV equation below energy space, we need to study the global attractor below energy space. In [Reference Nakanishi, Takaoka and Tsutsumi20] and [Reference Takaoka and Tsutsumi21], the authors have studied about the well-posedness of mKdV equations. Chen, Tian and Deng [Reference Chen, Tian and Deng3] used Sobolev inequalities and a priori estimates on
$u_{x},u_{xx}$ derived by the energy method to show the existence of global attractor in
$H^{2}$. Dlotko, Kania and Yang [Reference Dlotko, Kania and Yang7] considered generalized KdV equation and showed the existence of global attractor in
$H^{1}$. It is instructive to look at known results on KdV, since KdV has been more extensively studied than mKdV. Tsugawa [Reference Tsugawa23] proved the existence of global attractor for KdV equation in
${\dot{H}}^{s}$ for
$0>s>-3/8$ by using the
$I$-method. Later, Yang [Reference Yang25] closely investigated Tsugawa’s argument to bring down the lower bound from
$s>-3/8$ to
$s\geqslant -1/2$.
Though mKdV has many common properties with KdV, there is a big difference between KdV and mKdV in the structure of resonance. For KdV, we consider the homogeneous Sobolev spaces instead of the inhomogeneous one, which eliminates the resonant frequencies in quadratic nonlinearity (see Bourgain [Reference Bourgain1]). On the other hand, for the homogeneous mKdV equation, to eliminate the resonant frequencies in cubic nonlinearity, we need to consider the reduced equation (or the renormalized equation)
Without damping and forcing terms, the
$L^{2}$ norm of the solution is conserved. So, the transformation from the original mKdV equation to the reduced mKdV equation is just the translation with constant velocity. But this is not the case with damped and forced mKdV. The resonant structure of cubic nonlinearity is quite different from that of quadratic nonlinearity. Therefore, in the mKdV case, we need to directly handle the resonant trilinear estimate as well as the nonresonant trilinear estimate. In this respect, it seems difficult to employ the modified energy similar to that used in [Reference Tsugawa23], [Reference Yang25], [Reference Colliander, Keel, Staffilani, Takaoka and Tao6]. Especially, the scaling argument is one of the main ingredient of the
$I$-method. So we also need to pay attention to the dependence of estimates on the scaling parameter
$\unicode[STIX]{x1D706}$. Hence, the following questions naturally arise: how should we treat the nonlinearity of mKdV equation with the damping and forcing terms? When we cannot use Miura transformation, how should we treat mKdV equation? To deal with such issues, we apply the
$I$-method directly to the reduced equation (1.5)–(1.6) below in the present paper and prove the following result:
Theorem 1.1. Assume
$11/12<s<1$ and
$u_{0}\in {\dot{H}}^{s}$. Let
$S(t)$ be the semigroup generated by the solution of mKdV (1.1). Then, there exist two operators
$L_{1}(t)$ and
$L_{2}(t)$ such that
$$\begin{eqnarray}\displaystyle & & \displaystyle S(t)u_{0}=L_{1}(t)u_{0}+L_{2}(t)u_{0},\nonumber\\ \displaystyle & & \displaystyle \sup _{t>T_{1}}\Vert L_{1}(t)u_{0}\Vert _{H^{1}}<K,\nonumber\\ \displaystyle & & \displaystyle \Vert L_{2}(t)u_{0}\Vert _{H^{s}}<K\exp \left(-{\textstyle \frac{1}{2}}\unicode[STIX]{x1D6FE}(t-T_{1})\right),\quad \forall t>T_{1},\nonumber\end{eqnarray}$$ where
$K=K(\Vert f\Vert _{H^{1}},\unicode[STIX]{x1D6FE})$ and
$T_{1}=T_{1}(\Vert f\Vert _{H^{1}},\Vert u_{0}\Vert _{H^{s}},\unicode[STIX]{x1D6FE})$ are positive constants.
In Theorem 1.1, the map
$L_{1}$ is uniformly compact and
$L_{2}$ uniformly converges to 0 in
$H^{s}$. Therefore, from [Reference Temam22, Theorem 1.1.1], we get the existence of global attractor. 0
Corollary 1.2. Let
$11/12<s<1$. Then, the semigroup
$S(t)$ possesses a global attractor in
${\dot{H}}^{s}(\mathbb{T})$.
For the proof of Theorem 1.1, we consider the following equation:
where
If we put
$q(x,t)=u(x+\int _{0}^{t}\Vert u(\unicode[STIX]{x1D70F})\Vert _{L^{2}}^{2}\,d\unicode[STIX]{x1D70F},t)$, then
$q$ satisfies equations (1.5)–(1.6).
We divide this article into six sections. In Section 2, we describe the preliminaries required for the present paper. Section 3 describes the proof of trilinear estimate by using the Strichartz estimate for mKdV equation proved by Bourgain [Reference Bourgain1]. Section 4 contains a priori estimates. We describe the proof of Theorem 1.1 in Section 5. Finally in Section 6, some multilinear estimates are proved.
2 Preliminaries
In this section, we present the notations and definitions which are used throughout this article.
2.1 Notations
In this subsection, we list the notations which we use throughout this paper.
$C,c$ are the various time independent constants which depend on
$s$ unless specified.
$a+$ and
$a-$ represent
$a+\unicode[STIX]{x1D716}$ and
$a-\unicode[STIX]{x1D716}$, respectively for arbitrary small
$\unicode[STIX]{x1D716}>0$.
$A\lesssim B$ denotes the estimate of the form
$A\leqslant CB$. Similarly,
$A\sim B$ denotes
$A\lesssim B$ and
$B\gtrsim A$.
Define
$(dk)_{\unicode[STIX]{x1D706}}$ to be normalized counting measure on
$\mathbb{Z}/\unicode[STIX]{x1D706}$:
Let
$\hat{f}(k)$ and
$\tilde{f}(k,\unicode[STIX]{x1D70F})$ denotes the Fourier transform of
$f(x,t)$ in
$x$ and in
$x$ and
$t$, respectively. We define the Sobolev space
$H^{s}([0,\unicode[STIX]{x1D706}])$ with the norm
where
$\langle \cdot \rangle =(1+|\cdot |)$. For details see [Reference Colliander, Keel, Staffilani, Takaoka and Tao4], [Reference Tsugawa23]. We define the space
$X^{s,b}$ equipped with the norm
We often study the KdV and mKdV equation in
$X^{s,1/2}$ space but it hardly controls the norm
$L_{t}^{\infty }H_{x}^{s}$, see [Reference Bourgain1], [Reference Colliander, Keel, Staffilani, Takaoka and Tao4], [Reference Tsugawa23]. To ensure the continuity of the solution, we define a slightly smaller space with the norm
$Z^{s}$ space is defined via the norm
For the time interval
$[t_{1},t_{2}]$, we define the restricted spaces
$X_{([0,\unicode[STIX]{x1D706}]\times [t_{1},t_{2}])}^{s,b}$ and
$Y_{([0,\unicode[STIX]{x1D706}]\times [t_{1},t_{2}])}^{s}$ equipped with the norms
$$\begin{eqnarray}\displaystyle \Vert u\Vert _{X_{([0,\unicode[STIX]{x1D706}]\times [t_{1},t_{2}])}^{s,b}} & = & \displaystyle \inf \{\Vert U\Vert _{X^{s,b}}:U|_{([0,\unicode[STIX]{x1D706}]\times [t_{1},t_{2}])}=u\},\nonumber\\ \displaystyle \Vert u\Vert _{Y_{([0,\unicode[STIX]{x1D706}]\times [t_{1},t_{2}])}^{s}} & = & \displaystyle \inf \{\Vert U\Vert _{Y^{s}}:U|_{([0,\unicode[STIX]{x1D706}]\times [t_{1},t_{2}])}=u\}.\nonumber\end{eqnarray}$$We state the mean value theorem as follows:
Lemma 2.1. If
$a$ is controlled by
$b$ and
$|k_{1}|\ll |k_{2}|$, then
For details see [Reference Colliander, Keel, Staffilani, Takaoka and Tao4, Section 4].
2.2 Rescaling
In this subsection, we rescale the mKdV equation. We can rewrite equations (1.5)–(1.6) in
$\unicode[STIX]{x1D706}$-rescaled form as follows:
where
for initial time
$t_{0}$. If
$u$ is the solution of the equations (1.5)–(1.6), then
$v(x,t)=\unicode[STIX]{x1D706}^{-1}u(\unicode[STIX]{x1D706}^{-1}x,\unicode[STIX]{x1D706}^{-3}t)$ is the solution of the equations (2.1)–(2.2).
Rescaling is helpful in proving the local in time result as well as a priori estimate.
2.3 I-Operator
We define an operator
$I$ which plays an important role for the
$I$-method. Let
$\unicode[STIX]{x1D719}:\mathbb{R}\rightarrow \mathbb{R}$ be a smooth monotone
$\mathbb{R}$-valued function defined as:
Then, we define
$m(k)=\unicode[STIX]{x1D719}(k/N)$, so that
where we fix
$N$ to be a large cut-off. We define the operator
$I$ as:
We can rescale the operator
$I$ as follows:
where
$m^{\prime }(k/\unicode[STIX]{x1D706})=m(k)$. Let
$N^{\prime }=N/\unicode[STIX]{x1D706}$. Then
We use the rescaled
$I$-operator for proving the local results for mKdV equation in time. Moreover, for proving a priori estimate, we also use the same operator.
2.4 Strichartz estimate
Strichartz estimate plays an important role for the proof of the trilinear estimate. Bourgain, in [Reference Bourgain1], proved the
$L^{4}$ Strichartz estimate for mKdV equation. In the present article, we use the same estimate. We list the following result:
Proposition 2.2. Let
$b>1/3$. Then, we have
Corollary 2.3. We have
Proof. It is a consequence of Proposition 2.2, the embedding
$X^{0,1/2+}{\hookrightarrow}L_{t}^{\infty }L_{x}^{2}$ and interpolation.◻
2.5 Local well-posedness
In this subsection, we state the local result in time which can be proved by using the contraction mapping. Let
$\unicode[STIX]{x1D702}(t)\in C_{0}^{\infty }$ be a cut-off function such that:
Let
We assume the following well known lemmas:
Lemma 2.4. For any
$s\in \mathbb{R}$
Lemma 2.5. Let
$F\in Z^{s}.$ Then
For the proof of Lemmas 2.4 and 2.5 see [Reference Colliander, Keel, Staffilani, Takaoka and Tao4].
Proposition 2.6. Let
$1/2\leqslant s<1$. Then the IVP (2.1)–(2.2) is locally well-posed for the initial data
$v_{t_{0}}$ satisfying
$I^{\prime }v_{t_{0}}\in {\dot{H}}^{1}(\mathbb{T})$ and
$g\in {\dot{H}}^{1}(\mathbb{T})$. In particular, there exists a unique solution on the time interval
$[t_{0},t_{0}+\unicode[STIX]{x1D6FF}]$ with the lifespan
$\unicode[STIX]{x1D6FF}\sim (\Vert I^{\prime }v_{t_{0}}\Vert _{H^{1}}+\unicode[STIX]{x1D706}^{-3}\Vert g\Vert _{H^{1}}+\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3})^{-\unicode[STIX]{x1D6FC}}$ for some
$\unicode[STIX]{x1D6FC}>0$ and the solution satisfies
$$\begin{eqnarray}\displaystyle \Vert I^{\prime }v\Vert _{Y^{1}([0,\unicode[STIX]{x1D706}]\times [t_{0},t_{0}+\unicode[STIX]{x1D6FF}])} & {\lesssim} & \displaystyle \Vert I^{\prime }v_{t_{0}}\Vert _{H^{1}}+\unicode[STIX]{x1D706}^{-3}\Vert I^{\prime }g\Vert _{H^{1}},\nonumber\\ \displaystyle \sup _{t_{0}\leqslant t\leqslant t_{0}+\unicode[STIX]{x1D6FF}}^{}\Vert I^{\prime }v(t)\Vert _{H^{1}} & {\lesssim} & \displaystyle \Vert I^{\prime }v_{t_{0}}\Vert _{H^{1}}+\unicode[STIX]{x1D706}^{-3}\Vert I^{\prime }g\Vert _{H^{1}}.\nonumber\end{eqnarray}$$Remark 2.7. Note that
$$\begin{eqnarray}\displaystyle g(x,t) & = & \displaystyle \unicode[STIX]{x1D706}^{-1}F(\unicode[STIX]{x1D706}^{-1}x,\unicode[STIX]{x1D706}^{-3}t)\nonumber\\ \displaystyle & = & \displaystyle \unicode[STIX]{x1D706}^{-1}f\left(\unicode[STIX]{x1D706}^{-1}x+\frac{1}{2\unicode[STIX]{x1D70B}\unicode[STIX]{x1D706}}\int _{0}^{\unicode[STIX]{x1D706}^{-3}t}\Vert u(\unicode[STIX]{x1D70F})\Vert _{L^{2}}^{2}\,d\unicode[STIX]{x1D70F}\right).\nonumber\end{eqnarray}$$Proof. The proof of Proposition 2.6 follows along the same lines as for KdV equation given in [Reference Tsugawa23] with the help of trilinear estimate given in Proposition 3.8. The only difference arises in the estimate of
$g$ as it depends on unknown
$u$. To deal with this issue, we define a new metric. Indeed, let
and define the metric
for
$I^{\prime }v=w$. As
$X^{0,1/2}$ is reflexive, the ball
$B$ is complete with respect to the metric
$d$: for details see [Reference Kato15, 9.14 and Lemma 7.3]. Therefore, it is enough to show
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert N(v,w)-N(v^{\prime },w^{\prime })\Vert _{Y^{0}}\lesssim \Vert \unicode[STIX]{x1D702}(t)(P(v,w)-P(v^{\prime },w^{\prime }))\Vert _{Z^{0}}\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}+(\Vert I^{\prime }v_{0}\Vert _{H^{1}}+\unicode[STIX]{x1D706}^{-3}\Vert I^{\prime }g\Vert _{H^{1}})^{2}+\unicode[STIX]{x1D706}^{-3}\Vert I^{\prime }g\Vert _{H^{1}})\nonumber\\ \displaystyle & & \displaystyle (\Vert w-w^{\prime }\Vert _{X^{0,1/2}}+\Vert v-v^{\prime }\Vert _{X^{0,1/2}}),\nonumber\end{eqnarray}$$where
with
As the metric consists of both
$w$ and
$v$ terms, we consider the pair of equations as:
The estimate of
$v$ in
$H^{s}$ follows from that of
$w$ in
$H^{1}$ because
$\Vert v\Vert _{H^{s}}\lesssim \Vert w\Vert _{H^{1}}$. Therefore, we do not need to assume extra condition on ball for the variable “
$v$”. Let
At first, we consider the external forcing term for equation (2.3) as:
$$\begin{eqnarray}\displaystyle \Vert I^{\prime }g-I^{\prime }g^{\prime }\Vert _{X^{0,-1/2}} & {\lesssim} & \displaystyle \Vert I^{\prime }g-I^{\prime }g^{\prime }\Vert _{L^{2}}\nonumber\\ \displaystyle & = & \displaystyle \left\Vert \unicode[STIX]{x1D706}^{-1}I^{\prime }f\left(\unicode[STIX]{x1D706}^{-1}x+\int _{0}^{\unicode[STIX]{x1D706}^{-3}t}\Vert \unicode[STIX]{x1D706}v(\unicode[STIX]{x1D706}\cdot ,\unicode[STIX]{x1D706}^{3}\unicode[STIX]{x1D70F})\Vert _{L^{2}}^{2}\,d\unicode[STIX]{x1D70F}\right)\right.\nonumber\\ \displaystyle & & \displaystyle -\left.\unicode[STIX]{x1D706}^{-1}I^{\prime }f\left(\unicode[STIX]{x1D706}^{-1}x+\int _{0}^{\unicode[STIX]{x1D706}^{-3}t}\Vert \unicode[STIX]{x1D706}v^{\prime }(\unicode[STIX]{x1D706}\cdot ,\unicode[STIX]{x1D706}^{3}\unicode[STIX]{x1D70F})\Vert _{L^{2}}^{2}\,d\unicode[STIX]{x1D70F}\right)\right\Vert _{L^{2}}\nonumber\\ \displaystyle & {\lesssim} & \displaystyle \left\Vert \unicode[STIX]{x1D706}^{-1}\int _{0}^{1}\frac{d}{d\unicode[STIX]{x1D703}}I^{\prime }f(\unicode[STIX]{x1D706}^{-1}x+\unicode[STIX]{x1D703}\unicode[STIX]{x1D6FC}(t)+(1-\unicode[STIX]{x1D703})\unicode[STIX]{x1D6FD}(t))\,d\unicode[STIX]{x1D703}\right\Vert _{L^{2}}\nonumber\end{eqnarray}$$where
Now from mean value theorem, we get
Similarly for Equation (2.4), we get
The nonlinear term can be estimated similarly to Proposition 3.8 below (see Remark 3.7 and the argument in Section 6). Hence, we can use the contraction principle. This shows that the solution
$I^{\prime }v\in X^{1,1/2}.$ We need to show that the solution belongs to
$Y^{1}$. But from Proposition 3.8, the nonlinear term of the integral equation belongs to
$Y^{1}$. In the same way, we can verify other two terms of integral equation by using Schwarz inequality. Therefore, the solution
$I^{\prime }v\in Y^{1}$.◻
3 Trilinear estimate
Define an operator
$J$ such that
$$\begin{eqnarray}\displaystyle & & \displaystyle \qquad {\hat{J}}[u,v,w]\nonumber\\ \displaystyle & & \displaystyle \qquad \quad =i\frac{k}{3}\mathop{\sum }_{\substack{ k_{1}+k_{2}+k_{3}=k \\ (k_{1}+k_{2})(k_{2}+k_{3})(k_{3}+k_{1})\neq 0}}\hat{u} (k_{1})\hat{v}(k_{2}){\hat{w}}(k_{3})-ik\hat{u} (k)\hat{v}(k){\hat{w}}(-k).\end{eqnarray}$$ We establish the following trilinear estimate for
$J$:
Proposition 3.1. Let
$s\geqslant 1/2$ and
$u$,
$v$,
$w\in X^{s,1/2}$ are
$\unicode[STIX]{x1D706}$-periodic in
$x$ variable. Then, we have
Remark 3.2. We note that if
$u$ is real valued, then
yields the nonlinearity of mKdV. The first term and the second term of (3.1) can be estimated in
$H^{s}$ for
$s\geqslant 1/4$ and
$s\geqslant 1/2$, respectively. So, the bound
$s=1/2$ comes from the second term. Therefore, the nonlinearity of mKdV equation can be controlled if we prove Proposition 3.1. Simple computations yield
$$\begin{eqnarray}\displaystyle {\mathcal{F}}_{x}\left[\left(u^{2}-\frac{1}{2\unicode[STIX]{x1D70B}\unicode[STIX]{x1D706}}\Vert u\Vert _{L^{2}}^{2}\right)\unicode[STIX]{x2202}_{x}u\right] & = & \displaystyle i\mathop{\sum }_{\substack{ k_{1}+k_{2}+k_{3}=k \\ (k_{1}+k_{2})\neq 0}}\hat{u} (k_{1})\hat{u} (k_{2})k_{3}\hat{u} (k_{3})\nonumber\\ \displaystyle & = & \displaystyle i\bigg\{\!\mathop{\sum }_{\substack{ k_{1}+k_{2}+k_{3}=k \\ (k_{1}+k_{2})(k_{2}+k_{3})(k_{3}+k_{1})\neq 0}}\hat{u} (k_{1})\hat{u} (k_{2})k_{3}\hat{u} (k_{3})\nonumber\\ \displaystyle & & \displaystyle +\,\mathop{\sum }_{\substack{ k_{1}+k_{2}+k_{3}=k \\ (k_{1}+k_{2})(k_{3}+k_{1})\neq 0 \\ (k_{2}+k_{3})=0}}\hat{u} (k_{1})\hat{u} (-k_{3})k_{3}\hat{u} (k_{3})\nonumber\\ \displaystyle & & \displaystyle +\,\mathop{\sum }_{\substack{ k_{1}+k_{2}+k_{3}=k \\ (k_{1}+k_{2})(k_{2}+k_{3})\neq 0 \\ (k_{3}+k_{1})=0}}\hat{u} (-k_{3})\hat{u} (k_{2})k_{3}\hat{u} (k_{3})\nonumber\\ \displaystyle & & \displaystyle +\,\mathop{\sum }_{\substack{ k_{1}+k_{2}+k_{3}=k \\ (k_{1}+k_{2})\neq 0 \\ (k_{2}+k_{3})=(k_{3}+k_{1})=0}}k_{3}\hat{u} (k_{1})\hat{u} (-k_{3})^{2}\bigg\}\nonumber\\ \displaystyle & = & \displaystyle i\frac{k}{3}\bigg\{\!\mathop{\sum }_{\substack{ k_{1}+k_{2}+k_{3}=k \\ (k_{1}+k_{2})\neq 0}}\hat{u} (k_{1})\hat{u} (k_{2})\hat{u} (k_{3})\bigg\}\nonumber\\ \displaystyle & & \displaystyle -\,ik|\hat{u} (k)|^{2}\hat{u} (k).\nonumber\end{eqnarray}$$Remark 3.3. If
$u$ is a complex-valued function, then we have only to consider
instead of the left hand side of the above equality. It yields the nonlinearity of the complex mKdV. This expression can be used to separate the resonant and nonresonant frequencies for complex mKdV equation which is helpful in the proof of trilinear estimate.
Proof of Proposition 3.1.
We first consider the trilinear estimate corresponding to nonresonant frequencies. We claim that
$$\begin{eqnarray}\left\Vert i\frac{k}{3}\int _{\substack{ k_{1}+k_{2}+k_{3}=k \\ (k_{1}+k_{2})(k_{2}+k_{3})(k_{3}+k_{1})\neq 0}}\hat{u} _{1}(k_{1})\hat{u} _{2}(k_{2})\hat{u} _{3}(k_{3})\right\Vert _{X^{s,-1/2}}\lesssim \mathop{\prod }_{i=1}^{3}\Vert u_{i}\Vert _{X^{s,1/2}}.\end{eqnarray}$$From duality, it is enough to show
$$\begin{eqnarray}\displaystyle & & \displaystyle \qquad \left|\int _{\substack{ k_{1}+k_{2}+k_{3}+k_{4}=0 \\ (k_{1}+k_{2})(k_{2}+k_{3})(k_{3}+k_{1})\neq 0}}\langle k_{4}\rangle \int _{\mathop{\sum }_{i=1}^{4}\unicode[STIX]{x1D70F}_{i}=0}\mathop{\prod }_{i=1}^{4}\tilde{u} _{i}(k_{i},\unicode[STIX]{x1D70F}_{i})(dk_{i})_{\unicode[STIX]{x1D706}}\,d\unicode[STIX]{x1D70F}_{i}\right|\nonumber\\ \displaystyle & & \displaystyle \qquad \quad \lesssim \mathop{\prod }_{i=1}^{3}\Vert u_{i}\Vert _{X^{s,1/2}}\Vert u_{4}\Vert _{X^{-s,1/2}}.\end{eqnarray}$$ Consider LHS of (3.4) and let the region of the first integration to be “
$\ast$” and region of the second integration is denoted by “
$\ast \ast$”. Define
$\unicode[STIX]{x1D70E}_{i}=\unicode[STIX]{x1D70F}_{i}-4\unicode[STIX]{x1D70B}k_{i}^{3}$ for
$1\leqslant i\leqslant 4$. We divide this estimate into the following four cases:
(1)
$|\unicode[STIX]{x1D70E}_{4}|=\max \{|\unicode[STIX]{x1D70E}_{i}|~\text{for}~1\leqslant i\leqslant 4\}$.(2)
$|\unicode[STIX]{x1D70E}_{3}|=\max \{|\unicode[STIX]{x1D70E}_{i}|~\text{for}~1\leqslant i\leqslant 4\}$.(3)
$|\unicode[STIX]{x1D70E}_{2}|=\max \{|\unicode[STIX]{x1D70E}_{i}|~\text{for}~1\leqslant i\leqslant 4\}$.(4)
$|\unicode[STIX]{x1D70E}_{1}|=\max \{|\unicode[STIX]{x1D70E}_{i}|~\text{for}~1\leqslant i\leqslant 4\}$.
From symmetry, we can assume that
$|k_{1}|\geqslant |k_{2}|\geqslant |k_{3}|$. We only consider Case 1 and Case 2, because the other cases can be treated in a similar way.
For Case 1, we multiply and divide LHS of (3.4) by
$\langle k_{4}\rangle ^{s}\langle \unicode[STIX]{x1D70E}_{4}\rangle ^{-1/2}$ to get
As we know,
$k_{1}+k_{2}+k_{3}+k_{4}=0$ and
$\unicode[STIX]{x1D70F}_{1}+\unicode[STIX]{x1D70F}_{2}+\unicode[STIX]{x1D70F}_{3}+\unicode[STIX]{x1D70F}_{4}=0$, from simple calculations, we have
We can again subdivide Case 1 into three cases:
(1a)
$|k_{1}|\sim |k_{2}|\sim |k_{3}|$.(1b)
$|k_{1}|\gg |k_{2}|\gtrsim |k_{3}|$.(1c)
$|k_{1}|\sim |k_{2}|\gg |k_{3}|$.
Case 1a. We do not use duality and show the estimate (3.2) directly by the following lemma:
Lemma 3.4. For
$s\geqslant 1/2,$ we have
where
and
${\mathcal{F}}_{x}$ denotes the Fourier transform in
$x$ variable.
Proof. We only show (3.7) for
$s=1/2$. We have
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert \unicode[STIX]{x2202}_{x}M(u,u,u)\Vert _{X^{1/2,-1/2}}\nonumber\\ \displaystyle & & \displaystyle \quad \sim \left(\int _{k}\langle k\rangle ^{3}\left(\int _{-\infty }^{\infty }\langle \unicode[STIX]{x1D70E}\rangle ^{-1}|{\mathcal{F}}_{x,t}[M(u,u,u)]|^{2}\,d\unicode[STIX]{x1D70F}\right)(dk)_{\unicode[STIX]{x1D706}}\right)^{1/2}\nonumber\\ \displaystyle & & \displaystyle \quad \sim \Vert (\langle k\rangle ^{1/2}|\tilde{u} |)^{3}\langle \unicode[STIX]{x1D70E}\rangle ^{-1/2}\Vert _{L^{2}(\unicode[STIX]{x1D706}\mathbb{T}\times \mathbb{R})},\nonumber\end{eqnarray}$$ where
${\mathcal{F}}_{x,t}$ is the Fourier transform in both
$x$ and
$t$ variables. Let
$\tilde{v}(k,\unicode[STIX]{x1D70F})=\langle k\rangle ^{1/2}|\tilde{u} (k,\unicode[STIX]{x1D70F})|$. From Strichartz’s estimate (Proposition 2.2) and its dual, we get
$$\begin{eqnarray}\displaystyle \hspace{57.0pt}\Vert (\langle k\rangle ^{1/2}|\tilde{u} |)^{3}\langle \unicode[STIX]{x1D70E}\rangle ^{-1/2}\Vert _{L^{2}(\unicode[STIX]{x1D706}\mathbb{T}\times \mathbb{R})} & {\lesssim} & \displaystyle \Vert v^{3}\Vert _{X^{0,-1/2}}\nonumber\\ \displaystyle & {\lesssim} & \displaystyle \Vert v^{3}\Vert _{L^{4/3}(\unicode[STIX]{x1D706}\mathbb{T}\times \mathbb{R})}\nonumber\\ \displaystyle & {\lesssim} & \displaystyle \Vert v\Vert _{L^{4}(\unicode[STIX]{x1D706}\mathbb{T}\times \mathbb{R})}^{3}\nonumber\\ \displaystyle & {\lesssim} & \displaystyle \Vert u\Vert _{_{X^{1/2,1/2}}}^{3}.\hspace{66.0pt}\square\nonumber\end{eqnarray}$$ Case 1b. We may assume that the size of the Fourier support of
$u_{j}$ satisfies
$$\begin{eqnarray}\displaystyle |k_{1}| & {\sim} & \displaystyle |k_{4}|\gg |k_{2}|,|k_{3}|,\nonumber\\ \displaystyle |\unicode[STIX]{x1D70E}_{4}| & {\gtrsim} & \displaystyle |k_{2}+k_{3}|\,|k_{3}+k_{4}|\,|k_{4}+k_{2}|,\nonumber\\ \displaystyle \frac{1}{\unicode[STIX]{x1D706}} & {\leqslant} & \displaystyle |k_{2}+k_{3}|.\nonumber\end{eqnarray}$$ We prove the following estimate of the quadrilinear functional on
$\mathbb{R}\times \unicode[STIX]{x1D706}\mathbb{T}$ with parameter
$\unicode[STIX]{x1D706}\geqslant 1$.
Lemma 3.5. Under the above conditions, we have
$$\begin{eqnarray}\displaystyle & & \displaystyle \left|\int _{\ast }\int _{\ast \ast }\langle k_{4}\rangle ^{1+s}\langle \unicode[STIX]{x1D70E}_{4}\rangle ^{-1/2}\tilde{u} _{1}\tilde{u} _{2}\tilde{u} _{3}(\langle k_{4}\rangle ^{-s}\langle \unicode[STIX]{x1D70E}_{4}\rangle ^{1/2}\tilde{u} _{4})\right|\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert u_{1}\Vert _{X^{s,1/2}}\Vert u_{2}\Vert _{X^{0,1/2}}\Vert u_{3}\Vert _{X^{0,1/2}}\Vert u_{4}\Vert _{X^{-s,1/2}}.\end{eqnarray}$$Proof. We first note that
From the Plancherel theorem, inequality (3.9) and the Sobolev embedding, the left side of (3.8) can be bounded as follows:
$$\begin{eqnarray}\displaystyle & & \displaystyle \left|\int _{\ast }\int _{\ast \ast }\langle k_{4}\rangle ^{1+s}\langle \unicode[STIX]{x1D70E}_{4}\rangle ^{-1/2}\tilde{u} _{1}\tilde{u} _{2}\tilde{u} _{3}(\langle k_{4}\rangle ^{-s}\langle \unicode[STIX]{x1D70E}_{4}\rangle ^{1/2}\tilde{u} _{4})\right|\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \int _{\ast }\int _{\ast \ast }\langle k_{1}\rangle ^{s}|\tilde{u} _{1}(k_{1})|(|k_{2}+k_{3}|^{-1/2}|\tilde{u} _{2}(k_{2})|\,|\tilde{u} _{3}(k_{3})|)\nonumber\\ \displaystyle & & \displaystyle \qquad \times \,|\unicode[STIX]{x1D70E}_{4}|^{1/2}|k_{4}|^{-s}|\tilde{u} _{4}(k_{4})|\,d\unicode[STIX]{x1D70F}\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert D_{x}^{s}v_{1}\Vert _{L^{4}(\mathbb{R}\times \unicode[STIX]{x1D706}\mathbb{T})}\Vert D_{x}^{-1/2}(v_{2}v_{3})\Vert _{L^{4}(\mathbb{R}\times \unicode[STIX]{x1D706}\mathbb{T})}\Vert v_{4}\Vert _{X^{-s,1/2}}\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert v_{1}\Vert _{X^{s,1/3+}}\Vert (v_{2}v_{3})\Vert _{L^{4}(\mathbb{R};L^{4/3}(\unicode[STIX]{x1D706}\mathbb{T}))}\Vert v_{4}\Vert _{X^{-s,1/2}},\end{eqnarray}$$ where
$\tilde{v_{j}}=|\tilde{u_{j}}|$. Furthermore, by Hölder’s inequality and Corollary 2.3, we have
$$\begin{eqnarray}\displaystyle \hspace{48.0pt} & & \displaystyle \left|\int _{\ast }\int _{\ast \ast }\langle k_{4}\rangle ^{1+s}\langle \unicode[STIX]{x1D70E}_{4}\rangle ^{-1/2}\tilde{u} _{1}\tilde{u} _{2}\tilde{u} _{3}(\langle k_{4}\rangle ^{-s}\langle \unicode[STIX]{x1D70E}_{4}\rangle ^{1/2}\tilde{u} _{4})\right|\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert v_{1}\Vert _{X^{s,1/3+}}\Vert v_{2}\Vert _{X^{0,5/12+}}\Vert v_{3}\Vert _{X^{0,5/12+}}\Vert v_{4}\Vert _{X^{-s,1/2}}.\hspace{33.60004pt}\square\nonumber\end{eqnarray}$$Case 1c. Inequality (3.9) becomes
Therefore, we can estimate Case 1c similarly to Case 1b.
Case 2. For this case, we divide the same subcases as in Case 1.
Case 2a. By the duality argument, Case 2a is in fact similar to Case 1a.
Case 2b. For this case, we wish to estimate
We also have
Therefore,
$$\begin{eqnarray}\displaystyle & & \displaystyle \left|\int _{\ast }\int _{\ast \ast }\langle k_{4}\rangle ^{1+s}\langle \unicode[STIX]{x1D70E}_{3}\rangle ^{-1/2}\tilde{u} _{1}\tilde{u} _{2}(\langle \unicode[STIX]{x1D70E}_{3}\rangle ^{1/2}\tilde{u} _{3})(\langle k_{4}\rangle ^{-s}\tilde{u} _{4})\right|\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \iint _{\mathbb{R}\times \unicode[STIX]{x1D706}\mathbb{T}}(D_{x}^{s}v_{1})\cdot D_{x}^{-1/2}[v_{2}(\unicode[STIX]{x1D6EC}^{1/2}v_{3})]\cdot (D_{x}^{-s}v_{4})\,dt\,\text{d}x,\nonumber\end{eqnarray}$$ where
${\mathcal{F}}_{t,x}(\unicode[STIX]{x1D6EC}^{1/2}v_{3}):=\langle \unicode[STIX]{x1D70E}_{3}\rangle ^{1/2}|\tilde{u} _{3}|$. From Hölder’s inequality, Sobolev embedding in
$x$, Proposition 2.2 and Corollary 2.3, we have
$$\begin{eqnarray}\displaystyle & & \displaystyle \iint _{\mathbb{R}\times \unicode[STIX]{x1D706}\mathbb{T}}(D_{x}^{s}v_{1})\cdot D_{x}^{-1/2}[v_{2}(\unicode[STIX]{x1D6EC}^{1/2}v_{3})]\cdot (D_{x}^{-s}v_{4})\,dt\,dx\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert v_{1}\Vert _{X^{s,1/3+}}\Vert D_{x}^{-1/2}[v_{2}(\unicode[STIX]{x1D6EC}^{1/2}v_{3})]\Vert _{L_{t}^{8/5}L_{x}^{8/3}}\Vert (D_{x}^{-s}v_{4})\Vert _{L_{t}^{8}L_{x}^{8/3}}\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert v_{1}\Vert _{X^{s,1/3+}}\Vert v_{2}\Vert _{L_{t}^{8}L_{x}^{8/3}}\Vert (\unicode[STIX]{x1D6EC}^{1/2}v_{3})\Vert _{L_{t,x}^{2}}\Vert v_{4}\Vert _{X^{-s,1/2}}\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert v_{1}\Vert _{X^{s,1/3+}}\Vert v_{2}\Vert _{X^{0,5/12+}}\Vert v_{3}\Vert _{X^{0,1/2}}\Vert v_{4}\Vert _{X^{-s,1/2}}.\nonumber\end{eqnarray}$$Case 2c. This case can be handled similarly to Case 1b or Case 1c.
For the resonant part (the second term of operator
$J$ (3.1)), the proof is similar to Lemma 3.4 with
$M$ defined in the formula (3.7) changes to the following:
Remark 3.6. The argument in Cases 1b, 1c, 2b, 2c in above proof actually shows the following estimate. For
$s\geqslant 0$, it holds that
$$\begin{eqnarray}\mathop{\left\Vert {\mathcal{F}}^{-1}\left[k\int _{\unicode[STIX]{x1D6FA}_{k}}\mathop{\prod }_{j=1}^{3}\hat{u} _{j}(k_{j},t)(dk_{j})_{\unicode[STIX]{x1D706}}\right]\right\Vert }\nolimits_{X^{s,-1/2}}\lesssim \Vert u_{1}\Vert _{X^{s,1/2}}\Vert u_{2}\Vert _{X^{0,1/2}}\Vert u_{3}\Vert _{X^{0,1/2}},\end{eqnarray}$$where
$$\begin{eqnarray}\unicode[STIX]{x1D6FA}_{k}:=\left\{\begin{array}{@{}lr@{}} & k_{1}+k_{2}+k_{3}=k\\ (k_{1},k_{2},k_{3})\in (\mathbb{Z}/\unicode[STIX]{x1D706})^{3}: & (k_{1}+k_{2})(k_{2}+k_{3})(k_{3}+k_{1})\neq 0\\ & |k_{1}|\geqslant |k_{2}|\geqslant |k_{3}|,|k_{1}|\gg |k_{3}|\end{array}\right\}.\end{eqnarray}$$Remark 3.7. We can verify the estimate:
$$\begin{eqnarray}\displaystyle \Vert J[u,v,w]\Vert _{X^{0,-1/2}} & {\lesssim} & \displaystyle \min (\Vert u\Vert _{X^{s,1/2}}\Vert v\Vert _{X^{s,1/2}}\Vert w\Vert _{X^{0,1/2}},\nonumber\\ \displaystyle & & \displaystyle \Vert u\Vert _{X^{s,1/2}}\Vert v\Vert _{X^{0,1/2}}\Vert w\Vert _{X^{s,1/2}},\nonumber\\ \displaystyle & & \displaystyle \Vert u\Vert _{X^{0,1/2}}\Vert v\Vert _{X^{s,1/2}}\Vert w\Vert _{X^{s,1/2}} ),\end{eqnarray}$$ for
$s\geqslant 1/2$, or equivalently
$$\begin{eqnarray}\displaystyle & & \displaystyle \max (\Vert D_{x}^{-s}J[D_{x}^{s}u,v,w]\Vert _{X^{s,-1/2}},\nonumber\\ \displaystyle & & \displaystyle \quad \Vert D_{x}^{-s}J[u,D_{x}^{s}v,w]\Vert _{X^{s,-1/2}},\nonumber\\ \displaystyle & & \displaystyle \quad \Vert D_{x}^{-s}J[u,v,D_{x}^{s}w]\Vert _{X^{s,-1/2}} )\lesssim \Vert u\Vert _{X^{s,1/2}}\Vert v\Vert _{X^{s,1/2}}\Vert w\Vert _{X^{s,1/2}},\nonumber\end{eqnarray}$$holds from Proposition 3.1.
Now, we prove the trilinear estimate corresponding to the function space
$Z^{s}$:
Proposition 3.8. For
$s\geqslant 1/2$ and
$u$,
$v$,
$w\in X^{s,1/2}$, we have
Proof. From Proposition 3.1, it is enough to show
Similar to Proposition 3.1, we also divide this problem into the following four cases.
(1)
$|\unicode[STIX]{x1D70E}|=\max \{|\unicode[STIX]{x1D70E}|,|\unicode[STIX]{x1D70E}_{i}|~\text{for}~1\leqslant i\leqslant 3\}$.(2)
$|\unicode[STIX]{x1D70E}_{1}|=\max \{|\unicode[STIX]{x1D70E}|,|\unicode[STIX]{x1D70E}_{i}|~\text{for}~1\leqslant i\leqslant 3\}$.(3)
$|\unicode[STIX]{x1D70E}_{2}|=\max \{|\unicode[STIX]{x1D70E}|,|\unicode[STIX]{x1D70E}_{i}|~\text{for}~1\leqslant i\leqslant 3\}$.(4)
$|\unicode[STIX]{x1D70E}_{3}|=\max \{|\unicode[STIX]{x1D70E}|,|\unicode[STIX]{x1D70E}_{i}|~\text{for}~1\leqslant i\leqslant 3\}$.
Case 1 is the worst one. Indeed, otherwise we have by Schwarz’s inequality,
$$\begin{eqnarray}\displaystyle & & \displaystyle \!\!\!\left\Vert \langle k\rangle ^{s}\langle k\rangle \langle \unicode[STIX]{x1D70E}\rangle ^{-1}\mathop{\sum }_{k}\hat{u} _{1}\hat{u} _{2}\hat{u} _{3}\right\Vert _{L_{(dk)_{\unicode[STIX]{x1D706}}}^{2}L_{\unicode[STIX]{x1D70F}}^{1}}\nonumber\\ \displaystyle & & \displaystyle \!\!\!\!\quad \lesssim \left\Vert \left(\int _{-\infty }^{\infty }\frac{1}{\langle \unicode[STIX]{x1D70E}\rangle ^{2(1/2+\unicode[STIX]{x1D716})}}\,d\unicode[STIX]{x1D70F}\!\right)^{\!1/2}\!\left(\int _{-\infty }^{\infty }\frac{\langle k\rangle ^{2s}\langle k\rangle ^{2}}{\langle \unicode[STIX]{x1D70E}\rangle ^{2(1/2-\unicode[STIX]{x1D716})}}\left|\mathop{\sum }_{k}\hat{u} _{1}\hat{u} _{2}\hat{u} _{3}\right|^{2}d\unicode[STIX]{x1D70F}\!\right)^{\!1/2}\right\Vert _{L_{(dk)_{\unicode[STIX]{x1D706}}}^{2}}\!\!.\nonumber\\ \displaystyle & & \displaystyle \!\!\!\!\quad \lesssim C\left\Vert \frac{\langle k\rangle \langle k\rangle ^{s}}{\langle \unicode[STIX]{x1D70E}\rangle ^{(1/2-\unicode[STIX]{x1D716})}}\mathop{\sum }_{k}\hat{u} _{1}\hat{u} _{2}\hat{u} _{3}\right\Vert _{L_{(dk)_{\unicode[STIX]{x1D706}}}^{2}L_{\unicode[STIX]{x1D70F}}^{2}}\nonumber\end{eqnarray}$$ and hence it reduces to the same proof as in Proposition 3.1. Therefore, we only have to prove Case 1. From symmetry, assume that
$|k_{1}|\geqslant |k_{2}|\geqslant |k_{3}|$. We divide Case 1 into further three cases as follows:
(1a)
$|k_{1}|\sim |k_{2}|\sim |k_{3}|$.(1b)
$|k_{1}|\gg |k_{2}|\gtrsim |k_{3}|$.(1c)
$|k_{1}|\sim |k_{2}|\gg |k_{3}|$.
Case 1a. By the Schwarz’s inequality, we have
$$\begin{eqnarray}\displaystyle & & \displaystyle \int _{-\infty }^{\infty }\langle \unicode[STIX]{x1D70E}\rangle ^{-1}|{\mathcal{F}}_{t,x}[M(u,u,u)]|\,d\unicode[STIX]{x1D70F}\nonumber\\ \displaystyle & & \displaystyle \quad \leqslant \left(\int _{-\infty }^{\infty }\langle \unicode[STIX]{x1D70E}\rangle ^{-1-\unicode[STIX]{x1D716}}\,d\unicode[STIX]{x1D70F}\right)^{1/2}\left(\int _{-\infty }^{\infty }\langle \unicode[STIX]{x1D70E}\rangle ^{-1+\unicode[STIX]{x1D716}}|{\mathcal{F}}_{t,x}[M(u,u,u)]|^{2}\,d\unicode[STIX]{x1D70F}\right)^{1/2},\nonumber\end{eqnarray}$$ where
$M$ is defined in (3.7). This case is reduced to Lemma 3.4.
Case 1b. In this case, we can clearly see that
$|\unicode[STIX]{x1D70E}|\gtrsim |k_{2}+k_{3}|\,|k|^{2}$. This implies that
Remark 3.9. Note that above argument works only when
$|k_{1}|\gtrsim 1$. However, the low frequency case (
$|k_{j}|\ll 1$ for all
$j$) is very easy for this problem and we can omit it.
Thus, it suffices to estimate
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert (\langle k_{1}\rangle ^{s}\langle \unicode[STIX]{x1D70E}_{1}\rangle ^{-1/10}\tilde{u} _{1})\nonumber\\ \displaystyle & & \displaystyle \quad \ast \,[\langle k^{\prime }\rangle ^{-2/5}|k^{\prime }|^{-7/10}1_{k^{\prime }\neq 0}\{(\langle \unicode[STIX]{x1D70E}_{2}\rangle ^{-1/10}\tilde{u} _{2})\ast (\langle \unicode[STIX]{x1D70E}_{3}\rangle ^{-1/10}\tilde{u} _{3})\}]\Vert _{L_{(dk)_{\unicode[STIX]{x1D706}}}^{2}L_{\unicode[STIX]{x1D70F}}^{1}},\nonumber\end{eqnarray}$$ where
$\ast$ means convolution in
$\unicode[STIX]{x1D70F},k$. Since,
$\langle k^{\prime }\rangle ^{-2/5}|k^{\prime }|^{-7/10}1_{k^{\prime }\neq 0}$ is integrable with respect to
$(dk^{\prime })_{\unicode[STIX]{x1D706}}$ and bound is uniform in
$\unicode[STIX]{x1D706}$, we apply Young’s inequality in
$\unicode[STIX]{x1D70F},k$ and Hölder’s inequality in
$k$ to estimate it by
which is dominated by
$\Vert u_{1}\Vert _{X^{s,1/2}}\Vert u_{2}\Vert _{X^{0,1/2}}\Vert u_{3}\Vert _{X^{0,1/2}}$.
Case 1c. This case is analogous. The only difference is that in this case we have
$|\unicode[STIX]{x1D70E}|\gtrsim |k_{1}+k_{2}|\,|k_{1}|^{2}$, and thus
$u_{1},u_{2}$ play the role of
$u_{2},u_{3}$ in Case 1b.
The estimate for the resonant term follows in the same way as Case 1a. ◻
Remark 3.10. The following estimate has been shown by Remark 3.6 and the argument in Cases 1b, 1c of the above proof: for any
$s\geqslant 0$, we have
$$\begin{eqnarray}\mathop{\left\Vert {\mathcal{F}}^{-1}\left[k\int _{\unicode[STIX]{x1D6FA}_{k}}\mathop{\prod }_{j=1}^{3}\hat{u} _{j}(k_{j},t)(dk_{j})_{\unicode[STIX]{x1D706}}\right]\right\Vert }\nolimits_{Z^{s}}\lesssim \Vert u_{1}\Vert _{X^{s,1/2}}\Vert u_{2}\Vert _{X^{0,1/2}}\Vert u_{3}\Vert _{X^{0,1/2}},\end{eqnarray}$$ where
$\unicode[STIX]{x1D6FA}_{k}$ is given in Remark 3.6.
4 A priori estimate
In this section, we show a priori estimate of the solution to the mKdV equation which are needed for the proof of Theorem 1.1. The energy for the mKdV equation is given as:
For the operator
$I^{\prime }$, we have
From equations (2.1)–(2.2), we obtain
$$\begin{eqnarray}\displaystyle \frac{d(E(I^{\prime }v))}{dt} & = & \displaystyle \left[\int (-2\unicode[STIX]{x2202}_{x}^{2}I^{\prime }v-4(I^{\prime }v)^{3})(-\unicode[STIX]{x2202}_{x}^{3}I^{\prime }v-2\unicode[STIX]{x2202}_{x}I^{\prime }v^{3})\right]\nonumber\\ \displaystyle & & \displaystyle +\left[\int (-2\unicode[STIX]{x2202}_{x}^{2}I^{\prime }v-4(I^{\prime }v)^{3})(\unicode[STIX]{x1D706}^{-3}I^{\prime }g-\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}I^{\prime }v)\right].\end{eqnarray}$$We establish the following lemma:
Lemma 4.1. Let
$v$ be the solution of IVP (2.1)–(2.2) for
$t\in [0,T^{\prime }]$. Then, we have
and
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert I^{\prime }v(T^{\prime })\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\nonumber\\ \displaystyle & & \displaystyle \quad \leqslant C_{1}\biggl(\Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{L_{T^{\prime }}^{\infty }{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\nonumber\\ \displaystyle & & \displaystyle \qquad +\,\Vert v(0)\Vert _{L^{2}}^{6}+\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert g\Vert _{L^{2}}^{6}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\biggr)+\left|\int _{0}^{T^{\prime }}M(t)\,dt\right|,\end{eqnarray}$$where
Proof. From (4.1), we have
$$\begin{eqnarray}\displaystyle & & \displaystyle \frac{d}{dt}(\Vert v(t)\Vert _{L^{2}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t))\nonumber\\ \displaystyle & & \displaystyle \quad =\left(-\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}\Vert v(t)\Vert _{L^{2}}^{2}+2\unicode[STIX]{x1D706}^{-3}\int _{\unicode[STIX]{x1D706}\mathbb{T}}v(t)g(t)\,dx\right)\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t)\nonumber\\ \displaystyle & & \displaystyle \quad \leqslant \frac{\unicode[STIX]{x1D706}^{-3}}{\unicode[STIX]{x1D6FE}}\Vert g\Vert _{L^{2}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t).\nonumber\end{eqnarray}$$ Integrating over
$[0,T^{\prime }]$ and from the definition of operator
$I$, we get (4.3).
From equation (4.2), we get
$$\begin{eqnarray}\displaystyle & & \displaystyle \frac{d}{dt}(E(I^{\prime }v(t))\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t))\nonumber\\ \displaystyle & & \displaystyle \quad =\frac{d}{dt}E(I^{\prime }v(t))\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t)+\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}E(I^{\prime }v(t))\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t)\nonumber\\ \displaystyle & & \displaystyle \quad =\left[\int (-2\unicode[STIX]{x2202}_{x}^{2}I^{\prime }v-4(I^{\prime }v)^{3})(-\unicode[STIX]{x2202}_{x}^{3}I^{\prime }v-\unicode[STIX]{x2202}_{x}I^{\prime }v^{3})\right]\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t)\nonumber\\ \displaystyle & & \displaystyle \qquad +\left[\int (-2\unicode[STIX]{x2202}_{x}^{2}I^{\prime }v-4(I^{\prime }v)^{3})(\unicode[STIX]{x1D706}^{-3}I^{\prime }g-\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}I^{\prime }v)\right]\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t)\nonumber\\ \displaystyle & & \displaystyle \qquad +\,\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t)\int (\unicode[STIX]{x2202}_{x}I^{\prime }v)^{2}-(I^{\prime }v)^{4}\nonumber\\ \displaystyle & & \displaystyle \quad =M(t)+\biggl[\int -2\unicode[STIX]{x1D706}^{-3}\unicode[STIX]{x2202}_{x}^{2}I^{\prime }vI^{\prime }g-4\unicode[STIX]{x1D706}^{-3}(I^{\prime }v)^{3}I^{\prime }g\nonumber\\ \displaystyle & & \displaystyle \qquad -\,\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}(\unicode[STIX]{x2202}_{x}I^{\prime }v)^{2}+3(I^{\prime }v)^{4}\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}\biggr]\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t).\nonumber\end{eqnarray}$$ Put the value of
$E$, integrate over
$[0,T^{\prime }]$, take absolute value on both side and from Gagliardo–Nirenberg inequality, we get
$$\begin{eqnarray}\displaystyle & & \displaystyle \left(\Vert I^{\prime }v(T^{\prime })\Vert _{{\dot{H}}^{1}}^{2}-\Vert I^{\prime }v(T^{\prime })\Vert _{L^{4}}^{4}\right)\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\nonumber\\ \displaystyle & & \displaystyle \quad =\Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}-\Vert I^{\prime }v(0)\Vert _{L^{4}}^{4}+\int _{0}^{T^{\prime }}M(t^{\prime })dt^{\prime }+\int _{0}^{T^{\prime }}\biggl[\int -2\unicode[STIX]{x1D706}^{-3}\unicode[STIX]{x2202}_{x}^{2}I^{\prime }vI^{\prime }g\nonumber\\ \displaystyle & & \displaystyle \qquad -\,4\unicode[STIX]{x1D706}^{-3}(I^{\prime }v)^{3}I^{\prime }g-\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}(\unicode[STIX]{x2202}_{x}I^{\prime }v)^{2}+3(I^{\prime }v)^{4}\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}\biggr]\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t^{\prime })\,dt^{\prime }\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}+\left|\int _{0}^{T^{\prime }}M(t^{\prime })\,dt^{\prime }\right|+\unicode[STIX]{x1D706}^{-3}\int _{0}^{T^{\prime }}[\Vert I^{\prime }g\Vert _{{\dot{H}}^{1}}\Vert I^{\prime }v(t^{\prime })\Vert _{{\dot{H}}^{1}}\nonumber\\ \displaystyle & & \displaystyle \qquad +\,\Vert I^{\prime }v(t^{\prime })\Vert _{{\dot{H}}^{1}}\Vert I^{\prime }v(t^{\prime })\Vert _{L^{2}}^{2}\Vert I^{\prime }g\Vert _{L^{2}}-\unicode[STIX]{x1D6FE}\Vert I^{\prime }v(t^{\prime })\Vert _{{\dot{H}}^{1}}^{2}\nonumber\\ \displaystyle & & \displaystyle \qquad +\,\unicode[STIX]{x1D6FE}\Vert I^{\prime }v(t^{\prime })\Vert _{{\dot{H}}^{1}}\Vert I^{\prime }v(t^{\prime })\Vert _{L^{2}}^{3}]\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t^{\prime })\,dt^{\prime }.\nonumber\end{eqnarray}$$From Young’s inequality, we have
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert I^{\prime }v(T^{\prime })\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\lesssim \Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\nonumber\\ \displaystyle & & \displaystyle \quad +\left|\int _{0}^{T^{\prime }}M(t^{\prime })\,dt^{\prime }\right|+\Vert I^{\prime }v(T^{\prime })\Vert _{L^{2}}^{6}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\nonumber\\ \displaystyle & & \displaystyle \quad +\int _{0}^{T^{\prime }}\left(\Vert I^{\prime }v(t^{\prime })\Vert _{L^{2}}^{6}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }v(t^{\prime })\Vert _{L^{2}}^{4}\Vert I^{\prime }g\Vert _{L^{2}}^{2}\right)\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t^{\prime })\,dt^{\prime }.\nonumber\end{eqnarray}$$From inequality (4.3) we get
$$\begin{eqnarray}\displaystyle & & \displaystyle \left(\Vert I^{\prime }v(t^{\prime })\Vert _{L^{2}}^{6}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }v(t^{\prime })\Vert _{L^{2}}^{4}\Vert I^{\prime }g\Vert _{L^{2}}^{2}\right)\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert v(0)\Vert _{L^{2}}^{6}\exp (-3\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t^{\prime })+\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert I^{\prime }g\Vert _{L^{2}}^{6},\nonumber\end{eqnarray}$$and hence we obtain inequality (4.4).◻
Remark 4.2. For mKdV equation, we just consider a half of damping term to get
$\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })$. Recall that for KdV equation [Reference Tsugawa23, Lemma 3.6]
$\exp (2\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })$ appeared.
We need to state the following Leibniz rule type lemma:
Lemma 4.3. For
$b\geqslant 0$, we have
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert f(t)g(x,t)\Vert _{X^{s,b}}\lesssim \Vert \hat{f}\Vert _{L^{1}}\Vert g\Vert _{X^{s,b}}+\Vert f\Vert _{H_{t}^{b}}\Vert \langle k\rangle ^{s}\tilde{g}\Vert _{L_{(dk)_{\unicode[STIX]{x1D706}}}^{2}L_{d\unicode[STIX]{x1D70F}}^{1}}.\nonumber\\ \displaystyle & & \displaystyle \Vert \langle k\rangle ^{s}{\mathcal{F}}_{t,x}[f(t)g(x,t)]\Vert _{L_{(dk)_{\unicode[STIX]{x1D706}}}^{2}L_{\unicode[STIX]{x1D70F}}^{1}}\lesssim \Vert \hat{f}\Vert _{L^{1}}\Vert \langle k\rangle ^{s}\tilde{g}\Vert _{L_{(dk)_{\unicode[STIX]{x1D706}}}^{2}L_{\unicode[STIX]{x1D70F}}^{1}}.\nonumber\end{eqnarray}$$Proof. We prove first statement and the proof for second statement is almost the same as that for
$X^{s,0}$. Assume that
$\unicode[STIX]{x1D70F}=\unicode[STIX]{x1D70F}_{1}+\unicode[STIX]{x1D70F}_{2}$. Then
Hence
$$\begin{eqnarray}\displaystyle & & \displaystyle \langle \unicode[STIX]{x1D70F}-k^{3}\rangle ^{b}\langle k\rangle ^{s}{\mathcal{F}}[f(t)g(x,t)]=\langle \unicode[STIX]{x1D70F}-k^{3}\rangle ^{b}\langle k\rangle ^{s}\int _{\unicode[STIX]{x1D70F}_{1}}\hat{f}(\unicode[STIX]{x1D70F}_{1})\tilde{g}(k,\unicode[STIX]{x1D70F}-\unicode[STIX]{x1D70F}_{1})\,d\unicode[STIX]{x1D70F}_{1}\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \langle k\rangle ^{s}\int _{\unicode[STIX]{x1D70F}_{1}}\langle \unicode[STIX]{x1D70F}_{1}\rangle ^{b}|\hat{f}(\unicode[STIX]{x1D70F}_{1})\tilde{g}(k,\unicode[STIX]{x1D70F}-\unicode[STIX]{x1D70F}_{1})|+\langle \unicode[STIX]{x1D70F}-\unicode[STIX]{x1D70F}_{1}-k^{3}\rangle ^{b}|\hat{f}(\unicode[STIX]{x1D70F}_{1})\tilde{g}(k,\unicode[STIX]{x1D70F}-\unicode[STIX]{x1D70F}_{1})|\,d\unicode[STIX]{x1D70F}_{1}.\nonumber\end{eqnarray}$$ After taking
$L^{2}$ norm, we get
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert \langle \unicode[STIX]{x1D70F}-k^{3}\rangle ^{b}\langle k\rangle ^{s}{\mathcal{F}}[f(t)g(x,t)]\Vert _{L_{k,\unicode[STIX]{x1D70F}}^{2}}\nonumber\\ \displaystyle & & \displaystyle \quad \leqslant \Vert \langle k\rangle ^{s}(\langle \unicode[STIX]{x1D70F}_{1}\rangle ^{b}\hat{f})\ast \tilde{g}\Vert _{L_{t,k}^{2}}+\Vert \langle k\rangle ^{s}\hat{f}\ast (\langle \unicode[STIX]{x1D70F}-k^{3}\rangle ^{b}\tilde{g})\Vert _{L_{t,k}^{2}}.\nonumber\end{eqnarray}$$ From Young’s inequality in
$\unicode[STIX]{x1D70F}$, we obtain
$$\begin{eqnarray}\displaystyle \hspace{66.0pt} & & \displaystyle \Vert \langle k\rangle ^{s}(\langle \unicode[STIX]{x1D70F}_{1}\rangle ^{b}\hat{f})\ast \tilde{g}\Vert _{L_{\unicode[STIX]{x1D70F}}^{2}}+\Vert \langle k\rangle ^{s}\hat{f}\ast (\langle \unicode[STIX]{x1D70F}-k^{3}\rangle ^{b}\tilde{g})\Vert _{L_{\unicode[STIX]{x1D70F}}^{2}}\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \Vert \hat{f}\Vert _{L^{1}}\Vert g\Vert _{X^{s,b}}+\Vert f\Vert _{H_{t}^{b}}\Vert \langle k\rangle ^{s}\tilde{g}\Vert _{L_{(dk)_{\unicode[STIX]{x1D706}}}^{2}L_{d\unicode[STIX]{x1D70F}}^{1}}.\hspace{51.60004pt}\square\nonumber\end{eqnarray}$$Similarly to [Reference Tsugawa23, Proposition 3.1], we finally have the following proposition:
Proposition 4.4. Let
$1/2\leqslant s<1$. Let
$T>0$ is given,
$\unicode[STIX]{x1D716}>0$ be sufficiently small and
$u$ be a solution of IVP (1.5)–(1.6) on
$[0,T]$. Assume that
$N^{(1/2)(1-\unicode[STIX]{x1D716})}\geqslant \unicode[STIX]{x1D6FE},N^{\unicode[STIX]{x1D716}}\geqslant C_{2}T$ and
$$\begin{eqnarray}\displaystyle \left(\Vert u(0)\Vert _{L^{2}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert f\Vert _{L^{2}}^{2}\exp (\unicode[STIX]{x1D6FE}T)\right) & {\leqslant} & \displaystyle N^{(1/6)(1-\unicode[STIX]{x1D716})}\nonumber\\ \displaystyle \left(\Vert Iu(0)\Vert _{{\dot{H}}^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert If\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}T)\right) & {\leqslant} & \displaystyle N^{(1/6)(1-\unicode[STIX]{x1D716})}.\nonumber\end{eqnarray}$$Then, we have
$$\begin{eqnarray}\displaystyle \Vert Iu(T)\Vert _{L^{2}}^{2}\exp (\unicode[STIX]{x1D6FE}T) & {\leqslant} & \displaystyle C_{1}\biggl(\Vert u(0)\Vert _{L^{2}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert f\Vert _{L^{2}}^{2}\exp (\unicode[STIX]{x1D6FE}T)\biggr),\nonumber\\ \displaystyle \Vert Iu(T)\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}T) & {\leqslant} & \displaystyle C_{1}\biggl(\Vert Iu(0)\Vert _{{\dot{H}}^{1}}^{2}+\Vert u(0)\Vert _{L^{2}}^{6}+\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert f\Vert _{L^{2}}^{6}\exp (\unicode[STIX]{x1D6FE}T)\nonumber\\ \displaystyle & & \displaystyle +\,\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert If\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}T)\biggr)\nonumber\\ \displaystyle & & \displaystyle +\,\biggl(\Vert Iu(0)\Vert _{H^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert If\Vert _{H^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}T)\biggr),\nonumber\end{eqnarray}$$ where
$C_{1}$ is the constant given in Lemma 4.1 and is independent of
$N$ and
$T$.
Remark 4.5. Without loss of generality, we can replace
$f$ with
$F$ as
$F$ is just a translation of
$f$.
We can rescale Proposition 4.4 by taking
$\unicode[STIX]{x1D706}=N^{(1/6)(1-\unicode[STIX]{x1D716})}$,
$N^{\prime }=N/\unicode[STIX]{x1D706}$,
$T^{\prime }=\unicode[STIX]{x1D706}^{3}T$. Also, we note that
$\Vert I^{\prime }v\Vert _{{\dot{H}}^{1}}^{2}=\unicode[STIX]{x1D706}^{-3}\Vert Iu\Vert _{{\dot{H}}^{1}}^{2}$,
$\Vert I^{\prime }g\Vert _{{\dot{H}}^{1}}^{2}=\unicode[STIX]{x1D706}^{-3}\Vert If\Vert _{{\dot{H}}^{1}}^{2}$. We rewrite Proposition 4.4 as follows:
Proposition 4.6. Let
$1/2\leqslant s<1$,
$T^{\prime }>0$ is given and let
$v$ be a solution of IVP (2.1)–(2.2) on
$[0,T^{\prime }]$. Assume that
$\unicode[STIX]{x1D706}^{3}\geqslant \unicode[STIX]{x1D6FE}$ and that for suitable
$C_{2}>0$,
$N^{\prime }\geqslant C_{2}T^{\prime }\unicode[STIX]{x1D706}^{2}$ and
$$\begin{eqnarray}\displaystyle \left(\Vert v(0)\Vert _{L^{2}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert g\Vert _{L^{2}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\right) & {\leqslant} & \displaystyle 1\nonumber\\ \displaystyle \left(\Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\right) & {\leqslant} & \displaystyle 1.\nonumber\end{eqnarray}$$Then, we have
$$\begin{eqnarray}\displaystyle \Vert I^{\prime }v(T^{\prime })\Vert _{L^{2}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime }) & {\leqslant} & \displaystyle C_{1}\left(\!\Vert v(0)\Vert _{L^{2}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert g\Vert _{L^{2}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\!\right)\nonumber\\ \displaystyle \Vert I^{\prime }v(T^{\prime })\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime }) & {\leqslant} & \displaystyle C_{1}\left(\!\Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\right.\nonumber\\ \displaystyle & & \displaystyle +\left.\Vert v(0)\Vert _{L^{2}}^{6}+\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert g\Vert _{L_{T^{\prime }}^{\infty }L^{2}}^{6}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\!\right)\nonumber\\ \displaystyle & & \displaystyle +\,\unicode[STIX]{x1D706}^{-2}\left(\!\Vert I^{\prime }v(0)\Vert _{H^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{H^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\!\right)\!.\nonumber\end{eqnarray}$$Remark 4.7. If we consider the homogeneous Sobolev space, the trilinear and multilinear estimates may not hold (for counterexample, see Appendix). Therefore, we consider the inhomogeneous Sobolev space with the rescaling estimate
$\Vert I^{\prime }v\Vert _{H^{1}}^{2}\lesssim \unicode[STIX]{x1D706}^{-1}\Vert Iu\Vert _{H^{1}}^{2}.$ Note that we cannot rescale Proposition 4.4 into Proposition 4.6 with the order of rescaling factor as
$\unicode[STIX]{x1D706}^{-3}$ like the KdV equation.
Proof of Proposition 4.6.
Take
$\unicode[STIX]{x1D6FF}>0$ and
$j\in \mathbb{N}$ such that
$\unicode[STIX]{x1D6FF}j=T^{\prime }$ where
$\unicode[STIX]{x1D6FF}\sim (\Vert I^{\prime }v(0)\Vert _{H^{1}}+\Vert g\Vert _{H^{1}}+\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3})^{-\unicode[STIX]{x1D6FC}}$,
$\unicode[STIX]{x1D6FC}>0$. For
$0\leqslant m\leqslant j$,
$m\in \mathbb{Z}$, we prove
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert I^{\prime }v(m\unicode[STIX]{x1D6FF})\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}m\unicode[STIX]{x1D6FF})\nonumber\\ \displaystyle & & \displaystyle \quad \leqslant C_{1}\left(\Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}+\Vert v(0)\Vert _{L^{2}}^{6}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}m\unicode[STIX]{x1D6FF})\right.\nonumber\\ \displaystyle & & \displaystyle \qquad +\left.\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert g\Vert _{L^{2}}^{6}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}k\unicode[STIX]{x1D6FF})\right)\nonumber\\ \displaystyle & & \displaystyle \qquad +\,\unicode[STIX]{x1D706}^{-2}\left(\Vert I^{\prime }v(0)\Vert _{H^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{H^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\right)\end{eqnarray}$$by induction. Note that, by the assumption, (4.5) would imply that
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert I^{\prime }v(m\unicode[STIX]{x1D6FF})\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}m\unicode[STIX]{x1D6FF})\nonumber\\ \displaystyle & & \displaystyle \quad \leqslant (2C_{1}+1)\left(\Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}m\unicode[STIX]{x1D6FF})\right)\leqslant 2C_{1}+1\nonumber\end{eqnarray}$$and, combined with (4.3), that
$$\begin{eqnarray}\displaystyle & & \displaystyle (\Vert I^{\prime }v(m\unicode[STIX]{x1D6FF})\Vert _{H^{1}}^{2}+\unicode[STIX]{x1D706}^{-6}\Vert I^{\prime }g\Vert _{H^{1}}^{2})\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}m\unicode[STIX]{x1D6FF})\nonumber\\ \displaystyle & & \displaystyle \quad \leqslant (3C_{1}+2)\left(\Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}m\unicode[STIX]{x1D6FF})\right)\nonumber\\ \displaystyle & & \displaystyle \quad \leqslant 3C_{1}+2.\nonumber\end{eqnarray}$$ For
$m=0$, (4.5) holds trivially. We assume (4.5) holds true for
$0\leqslant m\leqslant l$ where
$0\leqslant l\leqslant j-1$. From Lemma 4.1, we have
$$\begin{eqnarray}\displaystyle & & \displaystyle \Vert I^{\prime }v((l+1)\unicode[STIX]{x1D6FF})\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}(l+1)\unicode[STIX]{x1D6FF})\leqslant C_{1}\biggl(\Vert I^{\prime }v(0)\Vert _{{\dot{H}}^{1}}^{2}+\Vert v(0)\Vert _{L^{2}}^{6}\nonumber\\ \displaystyle & & \displaystyle \quad +\,\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{{\dot{H}}^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}(l+1)\unicode[STIX]{x1D6FF})+\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert g\Vert _{L^{2}}^{6}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}(l+1)\unicode[STIX]{x1D6FF})\nonumber\\ \displaystyle & & \displaystyle \quad +\left|\int _{0}^{(l+1)\unicode[STIX]{x1D6FF}}M(t)\,dt\right|.\end{eqnarray}$$Therefore, it suffices to prove
We have the following estimate:
$$\begin{eqnarray}\displaystyle & & \displaystyle \left|\int _{0}^{T^{\prime }}\int _{\unicode[STIX]{x1D706}\mathbb{T}}\{-2\unicode[STIX]{x2202}_{x}^{2}I^{\prime }v-4(I^{\prime }v)^{3}\}\{-2\unicode[STIX]{x2202}_{x}I^{\prime }v^{3}-\unicode[STIX]{x2202}_{x}^{3}I^{\prime }v\}\,dt\right|\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim (N^{\prime })^{-1}\Vert I^{\prime }v\Vert _{Y_{T^{\prime }}^{1}}\Vert I^{\prime }v\Vert _{X_{T^{\prime }}^{1,1/2}}^{3}+(N^{\prime })^{-2}\Vert I^{\prime }v\Vert _{X_{T^{\prime }}^{1,1/2}}^{6}.\nonumber\end{eqnarray}$$We prove Lemma 4.8 in last section.
Lemma 4.8 implies that
$$\begin{eqnarray}\displaystyle \left|\int _{0}^{(l+1)\unicode[STIX]{x1D6FF}}\!M(t)\,dt\right| & {\leqslant} & \displaystyle \mathop{\sum }_{k=0}^{l}\left|\int _{k\unicode[STIX]{x1D6FF}}^{(k+1)\unicode[STIX]{x1D6FF}}M(t)\,dt\right|,\nonumber\\ \displaystyle & {\lesssim} & \displaystyle (N^{\prime })^{-1}\mathop{\sum }_{k=0}^{l}\left\Vert \exp \left(\frac{1}{4}\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t\right)I^{\prime }v\right\Vert _{Y_{([0,\unicode[STIX]{x1D706}]\times [k\unicode[STIX]{x1D6FF},(k+1)\unicode[STIX]{x1D6FF}])}^{1}}^{4}\nonumber\\ \displaystyle & & \displaystyle +\,(N^{\prime })^{-2}\mathop{\sum }_{k=0}^{l}\left\Vert \exp \left(\frac{1}{6}\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t\right)I^{\prime }v\right\Vert _{X_{([0,\unicode[STIX]{x1D706}]\times [k\unicode[STIX]{x1D6FF},(k+1)\unicode[STIX]{x1D6FF}])}^{1,1/2}}^{6}.\nonumber\end{eqnarray}$$From Lemma 4.3, we obtain
$$\begin{eqnarray}\displaystyle \!\left|\int _{0}^{(l+1)\unicode[STIX]{x1D6FF}}\!M(t)\,dt\right| & {\lesssim} & \displaystyle (N^{\prime })^{-1}\mathop{\sum }_{k=0}^{l}\left\Vert \exp \left(\frac{1}{4}\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t\right)\right\Vert _{(k)}^{4}\Vert I^{\prime }v\Vert _{Y_{([0,\unicode[STIX]{x1D706}]\times [k\unicode[STIX]{x1D6FF},(k+1)\unicode[STIX]{x1D6FF}])}^{1}}^{4}\nonumber\\ \displaystyle \! & & \displaystyle +\,(N^{\prime })^{-2}\mathop{\sum }_{k=0}^{l}\left\Vert \exp \left(\frac{1}{6}\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}t\right)\right\Vert _{(k)}^{6}\Vert I^{\prime }v\Vert _{X_{([0,\unicode[STIX]{x1D706}]\times [k\unicode[STIX]{x1D6FF},(k+1)\unicode[STIX]{x1D6FF}])}^{1,1/2}}^{6},\nonumber\end{eqnarray}$$where
From simple computations, we can verify that
$\Vert e^{at}\Vert _{(k)}\lesssim e^{ak\unicode[STIX]{x1D6FF}}$ uniformly in
$0<a\leqslant 1$,
$\unicode[STIX]{x1D6FF}>0$ and
$k\in \mathbb{Z}$, and we have
$$\begin{eqnarray}\displaystyle \left|\int _{0}^{(l+1)\unicode[STIX]{x1D6FF}}M(t)\,dt\right| & {\lesssim} & \displaystyle (N^{\prime })^{-1}\mathop{\sum }_{k=0}^{l}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}k\unicode[STIX]{x1D6FF})\Vert I^{\prime }v\Vert _{Y_{[0,\unicode[STIX]{x1D706}]\times [k\unicode[STIX]{x1D6FF},(k+1)\unicode[STIX]{x1D6FF}]}^{1}}^{2}\nonumber\\ \displaystyle & & \displaystyle \times \left\{\Vert I^{\prime }v\Vert _{Y_{[0,\unicode[STIX]{x1D706}]\times [k\unicode[STIX]{x1D6FF},(k+1)\unicode[STIX]{x1D6FF}]}^{1}}^{2}+\Vert I^{\prime }v\Vert _{Y_{[0,\unicode[STIX]{x1D706}]\times [k\unicode[STIX]{x1D6FF},(k+1)\unicode[STIX]{x1D6FF}]}^{1}}^{4}\right\}.\end{eqnarray}$$From the first inequality of Proposition 2.6, we have
$$\begin{eqnarray}\displaystyle & & \displaystyle \exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}k\unicode[STIX]{x1D6FF})\Vert I^{\prime }v\Vert _{Y_{[0,\unicode[STIX]{x1D706}]\times [k\unicode[STIX]{x1D6FF},(k+1)\unicode[STIX]{x1D6FF}]}^{1}}^{2}\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim \exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}k\unicode[STIX]{x1D6FF})(\Vert I^{\prime }v(k\unicode[STIX]{x1D6FF})\Vert _{H^{1}}^{2}+\unicode[STIX]{x1D706}^{-6}\Vert I^{\prime }g\Vert _{H^{1}}^{2})\nonumber\\ \displaystyle & & \displaystyle \quad \leqslant (3C_{1}+2)\left(\Vert I^{\prime }v(0)\Vert _{H^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{H^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\right)\nonumber\\ \displaystyle & {\leqslant} & \displaystyle 3C_{1}+2.\end{eqnarray}$$From inequalities (4.7), (4.8), we get
$$\begin{eqnarray}\displaystyle \left|\int _{0}^{(l+1)\unicode[STIX]{x1D6FF}}M(t)\,dt\right| & {\lesssim} & \displaystyle (C_{2}\unicode[STIX]{x1D706}^{2}T^{\prime })^{-1}(C_{1}^{2}+C_{1}^{3})(l+1)\biggl(\Vert I^{\prime }v(0)\Vert _{H^{1}}\nonumber\\ \displaystyle & & \displaystyle +\,\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert I^{\prime }g\Vert _{H^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}\unicode[STIX]{x1D706}^{-3}T^{\prime })\biggr).\nonumber\end{eqnarray}$$Note that
We choose
$C_{6}$ sufficiently large such that
$(C_{2}T^{\prime })^{-1}(C_{1}^{2}+C_{1}^{3})(l+1)\leqslant (C_{2}\unicode[STIX]{x1D6FF})^{-1}(C_{1}^{2}+C_{1}^{3})\ll 1$, which leads to Proposition 4.6.◻
5 Proof of Theorem 1.1
In this section, we describe the proof of Theorem 1.1.
Proof of Theorem 1.1.
Let
$0<\unicode[STIX]{x1D716}\ll 12s-11$ be fixed. We choose
$T_{1}>0$ so that
$$\begin{eqnarray}\displaystyle \exp (\unicode[STIX]{x1D6FE}T_{1}) & {>} & \displaystyle (\Vert u_{0}\Vert _{H^{s}}^{2}+\Vert u_{0}\Vert _{L^{2}}^{6})\left(\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert f\Vert _{H^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert f\Vert _{L^{2}}^{6}\right)^{-1}\nonumber\\ \displaystyle & & \displaystyle \times \max \bigg\{\unicode[STIX]{x1D6FE}^{4(1-s)/(1-\unicode[STIX]{x1D716})},(C_{2}T_{1})^{2(1-s)/\unicode[STIX]{x1D716}},\nonumber\\ \displaystyle & & \displaystyle (2\Vert u_{0}\Vert _{H^{s}}^{2})^{12(1-s)/(12s-11-\unicode[STIX]{x1D716})},\nonumber\\ \displaystyle & & \displaystyle (2\unicode[STIX]{x1D6FE}^{-2}\Vert f\Vert _{H^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}T_{1}))^{6(-2s+2)/(1-\unicode[STIX]{x1D716})}\bigg\},\end{eqnarray}$$ which is possible as
$6(-2s+2)/(1-\unicode[STIX]{x1D716})<1$.
$T_{1}$ depends only on
$\Vert u_{0}\Vert _{H^{s}}$,
$\Vert f\Vert _{H^{1}}$ and
$\unicode[STIX]{x1D6FE}$. Set
$$\begin{eqnarray}\displaystyle N & = & \displaystyle \max \bigg\{\unicode[STIX]{x1D6FE}^{2/(1-\unicode[STIX]{x1D716})},(C_{2}T_{1})^{1/\unicode[STIX]{x1D716}},\nonumber\\ \displaystyle & & \displaystyle (2\Vert u_{0}\Vert _{H^{s}}^{2})^{6/(12s-11-\unicode[STIX]{x1D716})},(2\unicode[STIX]{x1D6FE}^{-2}\Vert f\Vert _{H^{1}}^{2}e^{\unicode[STIX]{x1D6FE}T_{1}})^{6/(1-\unicode[STIX]{x1D716})}\bigg\}.\end{eqnarray}$$ From the choice of
$T_{1}$ and
$N$, we know
and
Hence, from Proposition 4.4, we get
$$\begin{eqnarray}\displaystyle & & \displaystyle \!\!\Vert u(T_{1})\Vert _{H^{s}}^{2}\leqslant \Vert Iu(T_{1})\Vert _{H^{1}}^{2}\nonumber\\ \displaystyle & & \displaystyle \!\!\!\quad \leqslant C_{3}\biggl(\Vert Iu_{0}\Vert _{H^{1}}^{2}\exp (-\unicode[STIX]{x1D6FE}T_{1})+\Vert u_{0}\Vert _{L^{2}}^{6}\exp (-\unicode[STIX]{x1D6FE}T_{1})+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert If\Vert _{H^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert f\Vert _{L^{2}}^{6}\biggr)\nonumber\\ \displaystyle & & \displaystyle \!\!\!\quad \leqslant C_{3}\biggl(N^{2(1-s)}(\Vert u_{0}\Vert _{H^{s}}^{2}\exp (-\unicode[STIX]{x1D6FE}T_{1})+\Vert u_{0}\Vert _{L^{2}}^{6}\exp (-\unicode[STIX]{x1D6FE}T_{1}))\nonumber\\ \displaystyle & & \displaystyle \!\!\!\qquad +\,\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert f\Vert _{H^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert f\Vert _{L^{2}}^{6}\biggr).\nonumber\end{eqnarray}$$which helps us give the bound
where
$K_{1}$ depends only on
$\Vert f\Vert _{H^{1}}$ and
$\unicode[STIX]{x1D6FE}$. In the next place, one can fix any
$T_{2}>0$ and solve mKdV equation on time interval
$[T_{1},T_{1}+T_{2}]$ with initial data replaced by
$u(T_{1})$. Let
$K_{2}>0$ be sufficiently large such that
$$\begin{eqnarray}\displaystyle K_{2}\exp (\unicode[STIX]{x1D6FE}t) & {>} & \displaystyle \max \bigg\{\unicode[STIX]{x1D6FE}^{4(1-s)/(1-\unicode[STIX]{x1D716})},(C_{2}t)^{2(1-s)/\unicode[STIX]{x1D716}},\nonumber\\ \displaystyle & & \displaystyle (2K_{1})^{12(1-s)/(12s-11-\unicode[STIX]{x1D716})},(2\unicode[STIX]{x1D6FE}^{-2}\Vert f\Vert _{H^{1}}^{2}\exp (\unicode[STIX]{x1D6FE}t))^{6(-2s+2)/(1-\unicode[STIX]{x1D716})}\bigg\},\end{eqnarray}$$ for any
$t>0$. Set
$N^{2(1-s)}=K_{2}\exp (\unicode[STIX]{x1D6FE}T_{2})$, then inequality (5.3) verifies the assumptions in Proposition 4.4 and hence we obtain
$$\begin{eqnarray}\displaystyle \Vert Iu(T_{1}+T_{2})\Vert _{H^{1}}^{2} & {\leqslant} & \displaystyle C\biggl(N^{2(1-s)}\Vert u(T_{1})\Vert _{H^{s}}^{2}\exp (-\unicode[STIX]{x1D6FE}T_{2})\nonumber\\ \displaystyle & & \displaystyle +\,\Vert u(T_{1})\Vert _{L^{2}}^{6}\exp (-\unicode[STIX]{x1D6FE}T_{2})+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert f\Vert _{H^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{6}}\Vert f\Vert _{L^{2}}^{6}\biggr)\nonumber\\ \displaystyle & {\leqslant} & \displaystyle C_{4}\biggl(K_{1}K_{2}+K_{1}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{2}}\Vert f\Vert _{H^{1}}^{2}+\frac{1}{\unicode[STIX]{x1D6FE}^{4}}\Vert f\Vert _{L^{2}}^{6}\biggr)<K_{3}.\nonumber\end{eqnarray}$$ For
$t>T_{1}$, we define the maps
$L_{1}(t)$ and
$L_{2}(t)$ as
where
$S(t)u_{0}=u(t)$ and
$N_{t}=\!K_{2}\exp (\unicode[STIX]{x1D6FE}(t-T_{1}))^{1/2(1-s)}$. It is easy to see that for
$t>T_{1}$,
Hence we obtain Theorem 1.1 by taking
$K=\max \{K_{3}^{1/2},K_{2}^{-1/2}K_{3}^{1/2}\}$.◻
6 Multilinear estimates
In this section, we prove the 4-linear and 6-linear estimates given in Lemma 4.8.
Proof of Lemma 4.8.
We have
$$\begin{eqnarray}\displaystyle & & \displaystyle \int _{0}^{T^{\prime }}\int _{\unicode[STIX]{x1D706}\mathbb{T}}(-2\unicode[STIX]{x2202}_{x}^{2}I^{\prime }v-4(I^{\prime }v)^{3})(-\unicode[STIX]{x2202}_{x}^{3}I^{\prime }v-2\unicode[STIX]{x2202}_{x}I^{\prime }(v^{3}))\,dx\,dt,\nonumber\\ \displaystyle & & \displaystyle \quad =4\int _{0}^{T^{\prime }}\int _{\unicode[STIX]{x1D706}\mathbb{T}}\unicode[STIX]{x2202}_{x}^{3}I^{\prime }v[(I^{\prime }v)^{3}-I^{\prime }v^{3}]\,dx\,dt\nonumber\\ \displaystyle & & \displaystyle \qquad +\,8\int _{0}^{T^{\prime }}\int _{\unicode[STIX]{x1D706}\mathbb{T}}\unicode[STIX]{x2202}_{x}(I^{\prime }v)^{3}[(I^{\prime }v)^{3}-I^{\prime }v^{3}]\,dx\,dt,\nonumber\\ \displaystyle & & \displaystyle \quad =4I_{1}+8I_{2},\nonumber\end{eqnarray}$$ for any arbitrary
$T^{\prime }>0$. From the Plancherel’s theorem
$$\begin{eqnarray}\displaystyle I_{1} & = & \displaystyle c\int _{0}^{T^{\prime }}dt\left[\int _{\unicode[STIX]{x1D6FA}_{1}}+\int _{\unicode[STIX]{x1D6FA}_{2}}\right]\!\left(1-\frac{m^{\prime }(k_{1}+k_{2}+k_{3})}{m^{\prime }(k_{1})m^{\prime }(k_{2})m^{\prime }(k_{3})}\right)k_{4}^{3}\mathop{\prod }_{i=1}^{4}\widehat{I^{\prime }v}(t,k_{i})(dk_{i})_{\unicode[STIX]{x1D706}}\nonumber\\ \displaystyle & = & \displaystyle I_{11}+I_{12},\nonumber\end{eqnarray}$$where
We use the following lemma given in [Reference Colliander, Keel, Staffilani, Takaoka and Tao5, Lemma 3.2]:
Lemma 6.1. We have
for any
$T^{\prime }>0$,
$\unicode[STIX]{x1D706}\geqslant 1$,
$s\in \mathbb{R}$ and any
$f,g$ on
$\mathbb{R}\times \unicode[STIX]{x1D706}\mathbb{T}$.
Lemma 6.1 with
$f=\unicode[STIX]{x2202}_{x}I^{\prime }v$ and
$s=0$ reduces the estimate of
$I_{11}$ to proving
$$\begin{eqnarray}\displaystyle & & \displaystyle \mathop{\left\Vert {\mathcal{F}}^{-1}\left[k^{2}\int _{\unicode[STIX]{x1D6FA}_{k}^{\prime }}\left(1-\frac{m^{\prime }(k)}{m^{\prime }(k_{1})m^{\prime }(k_{2})m^{\prime }(k_{3})}\right)\mathop{\prod }_{i=1}^{3}\widehat{w}(t,k_{i})(dk_{i})_{\unicode[STIX]{x1D706}}\right]\right\Vert }\nolimits_{Z^{0}}\nonumber\\ \displaystyle & & \displaystyle \quad \lesssim (N^{\prime })^{-1}\Vert w\Vert _{X^{1,1/2}}^{3},\end{eqnarray}$$where
$$\begin{eqnarray}\unicode[STIX]{x1D6FA}_{k}^{\prime }:=\left\{\begin{array}{@{}lr@{}} & k_{1}+k_{2}+k_{3}=k\\ (k_{1},k_{2},k_{3})\in (\mathbb{Z}/\unicode[STIX]{x1D706})^{3}: & (k_{1}+k_{2})(k_{2}+k_{3})(k_{3}+k_{1})\neq 0\\ & |k_{1}|\geqslant |k_{2}|\geqslant |k_{3}|,|k_{1}|\geqslant N^{\prime }/3\end{array}\right\},\end{eqnarray}$$ and
$w$ is an arbitrary extension of
$I^{\prime }v\in X_{T^{\prime }}^{1,1/2}$ to
$X^{1,1/2}$. Note that we may assume
$|k_{1}|\geqslant |k_{2}|\geqslant |k_{3}|$ by symmetry and
$|k_{1}|\geqslant N^{\prime }/3$ for the integral to be nonzero.
∙ Let
$|k_{3}|\gtrsim N^{\prime }$. From Proposition 3.8 with
$s=1/2$, inequality (6.1) is reduced to the following multiplier bound: for any
$$\begin{eqnarray}|k|^{1/2}\left|1-\frac{m^{\prime }(k)}{m^{\prime }(k_{1})m^{\prime }(k_{2})m^{\prime }(k_{3})}\right|\lesssim (N^{\prime })^{-1}\langle k_{1}\rangle ^{1/2}\langle k_{2}\rangle ^{1/2}\langle k_{3}\rangle ^{1/2}\end{eqnarray}$$
$(k_{1},k_{2},k_{3})\in \unicode[STIX]{x1D6FA}_{k}^{\prime }$ with
$|k_{3}|\gtrsim N^{\prime }$. We have which implies (6.1) as
$$\begin{eqnarray}|k|^{1/2}\left|1-\frac{m^{\prime }(k)}{m^{\prime }(k_{1})m^{\prime }(k_{2})m^{\prime }(k_{3})}\right|\lesssim \frac{|k|^{1/2}m^{\prime }(k)}{m^{\prime }(k_{1})m^{\prime }(k_{2})m^{\prime }(k_{3})}\end{eqnarray}$$
$$\begin{eqnarray}|k|^{1/2}m^{\prime }(k)\lesssim |k_{1}|^{1/2}m^{\prime }(k_{1}),\qquad |k_{j}|^{1/2}m^{\prime }(k_{j})\gtrsim (N^{\prime })^{1/2}\quad (j=2,3).\end{eqnarray}$$∙ Let
$|k_{3}|\ll N^{\prime }$. Since
$|k_{1}|\geqslant N^{\prime }/3$, we have
$|k_{1}|\gg |k_{3}|$. By Remark 3.10 with
$s=0$, the estimate (6.1) follows if we verify the following multiplier bound: (6.2)for any
$$\begin{eqnarray}|k|\left|1-\frac{m^{\prime }(k)}{m^{\prime }(k_{1})m^{\prime }(k_{2})m^{\prime }(k_{3})}\right|\lesssim (N^{\prime })^{-1}\langle k_{1}\rangle \langle k_{2}\rangle \langle k_{3}\rangle\end{eqnarray}$$
$(k_{1},k_{2},k_{3})\in \unicode[STIX]{x1D6FA}_{k}^{\prime }$ with
$|k_{3}|\ll N^{\prime }$. To show (6.2), we divide it into two cases:– If
$|k_{2}|\ll N^{\prime }$, then from mean value theorem LHS of (6.2) is bounded by
$|k_{2}|$ and estimate (6.2) follows since
$|k_{1}|\gtrsim N^{\prime }$.– If
$|k_{2}|\gtrsim N^{\prime }$, then Also,
$$\begin{eqnarray}|k|\left|1-\frac{m^{\prime }(k)}{m^{\prime }(k_{1})m^{\prime }(k_{2})m^{\prime }(k_{3})}\right|\lesssim \frac{|k|m^{\prime }(k)}{m^{\prime }(k_{1})m^{\prime }(k_{2})m^{\prime }(k_{3})}.\end{eqnarray}$$
$|k|m^{\prime }(k)\lesssim |k_{1}|m^{\prime }(k_{1})$,
$|k_{2}|m^{\prime }(k_{2})\gtrsim N^{\prime }$ and
$|k_{3}|m^{\prime }(k_{3})\gtrsim 1$ which implies (6.2).
For
$I_{12}$ note that in
$\unicode[STIX]{x1D6FA}_{2}$
(see [Reference Colliander, Keel, Staffilani, Takaoka and Tao4, Section 4]) for details. Therefore, we have
$I_{12}=0$.
Remark 6.2. Even after using symmetrization, we are not able to improve the decay for the above 4-linear estimate for nonresonant frequencies (
$I_{11}$). However, this symmetrization leads to the cancelation in the resonant case.
For
$I_{2}$ term, we use the following
$L_{t,x}^{12}$ estimate:
Lemma 6.3 follows from Sobolev embedding. Now, we consider
$I_{2}$. From the Fourier transformation, we get
$$\begin{eqnarray}\displaystyle I_{2} & = & \displaystyle \int _{0}^{T^{\prime }}\int _{0}^{\unicode[STIX]{x1D706}}\unicode[STIX]{x2202}_{x}(I^{\prime }v)^{3}[(I^{\prime }v)^{3}-I^{\prime }v^{3}]\,dx\,dt,\nonumber\\ \displaystyle & {\lesssim} & \displaystyle \int _{\substack{ \mathop{\sum }_{i=1}^{6}k_{i}=0}}\int _{\mathop{\sum }_{i=1}^{6}\unicode[STIX]{x1D70F}_{i}=0}\biggl|\langle k_{1}+k_{2}+k_{3}\rangle (\widetilde{w_{1}})(\widetilde{w_{2}})(\widetilde{w_{3}})\nonumber\\ \displaystyle & & \displaystyle \times \left(1-\frac{m(k_{4}+k_{5}+k_{6})}{m(k_{4})m(k_{5})m(k_{6})}\right)(\widetilde{w_{4}})(\widetilde{w_{5}})(\widetilde{w_{6}})\biggr|(dk_{i})_{\unicode[STIX]{x1D706}}\,d\unicode[STIX]{x1D70F}_{i},\nonumber\end{eqnarray}$$ where
$\widetilde{w_{j}}=|(1_{[0,T^{\prime }]}I^{\prime }v)(k_{j},\unicode[STIX]{x1D70F}_{j})|$. We may suppose
$\langle k_{1}\rangle =\max \{\langle k_{i}\rangle ,1\leqslant i\leqslant 3\}$ and
$|k_{4}|\leqslant |k_{5}|\leqslant |k_{6}|$. We claim that
for any
$k_{4},k_{5},k_{6}$ with
$|k_{4}|\leqslant |k_{5}|\leqslant |k_{6}|$. We prove (6.3) as follows:
∙ If
$|k_{6}|\ll N^{\prime }$, then LHS of (6.3) is equal to zero.∙ If
$|k_{6}|\gtrsim N^{\prime }\gg |k_{5}|$. From mean value theorem, we have which implies (6.3) from the fact that
$$\begin{eqnarray}\displaystyle \left|\left(1-\frac{m(k_{4}+k_{5}+k_{6})}{m(k_{4})m(k_{5})m(k_{6})}\right)\right| & {\lesssim} & \displaystyle \left|\frac{m(k_{6})-m(k_{4}+k_{5}+k_{6})}{m(k_{6})}\right|\nonumber\\ \displaystyle & {\lesssim} & \displaystyle \frac{|k_{4}+k_{5}|}{|k_{6}|}\nonumber\end{eqnarray}$$
$|k_{6}|\gtrsim N^{\prime }$.∙ Otherwise, we have
The map
$$\begin{eqnarray}\displaystyle \left|\left(1-\frac{m(k_{4}+k_{5}+k_{6})}{m(k_{4})m(k_{5})m(k_{6})}\right)\right| & {\lesssim} & \displaystyle \frac{1}{m(k_{4})m(k_{5})m(k_{6})}\nonumber\\ \displaystyle & {\lesssim} & \displaystyle \frac{|k_{4}|^{1/2}|k_{5}|\,|k_{6}|}{|k_{4}|^{1/2}|k_{5}|\,|k_{6}|m(k_{4})m(k_{5})m(k_{5})}.\nonumber\end{eqnarray}$$
$|k|\rightarrow |k|^{a}m^{\prime }(|k|)$ is nondecreasing if
$0\leqslant a\leqslant 1$,
$1-a\leqslant s\leqslant 1$. Since
$|k_{5}|,|k_{6}|\gtrsim N^{\prime }$, we have
$|k_{5}|m^{\prime }(k_{5})\gtrsim N^{\prime },|k_{6}|m^{\prime }(k_{6})\gtrsim N^{\prime }$ and
$|k_{4}|^{1/2}m^{\prime }(k_{4})\gtrsim 1$. This implies (6.3).
From Hölder’s inequality, Proposition 2.2 and Lemma 6.3, we have
$$\begin{eqnarray}\displaystyle |I_{2}| & {\lesssim} & \displaystyle (N^{\prime })^{-2}\Vert {\mathcal{F}}^{-1}(\langle k_{1}\rangle |\widehat{w}|)\Vert _{L_{x,t}^{4}}\Vert {\mathcal{F}}^{-1}(|\widehat{w}|)\Vert _{L_{x,t}^{12}}\Vert {\mathcal{F}}^{-1}(|\widehat{w}|)\Vert _{L_{x,t}^{12}}\nonumber\\ \displaystyle & & \displaystyle \times \,\Vert {\mathcal{F}}^{-1}(\langle k_{4}\rangle ^{1/2}|\widehat{w}|)\Vert _{L_{x,t}^{12}}\Vert {\mathcal{F}}^{-1}(\langle k_{5}\rangle |\widehat{w}|)\Vert _{L_{x,t}^{4}}\Vert {\mathcal{F}}^{-1}(\langle k_{6}\rangle |\widehat{w}|)\Vert _{L_{x,t}^{4}}\nonumber\\ \displaystyle & {\lesssim} & \displaystyle (N^{\prime })^{-2}\Vert I^{\prime }v\Vert _{X^{1,1/2}}^{6}.\nonumber\end{eqnarray}$$ At the last inequality, we have used
$\Vert 1_{[0,T^{\prime }]}f\Vert _{X^{s,1/2-}}\lesssim \Vert f\Vert _{X^{s,1/2}}$, which can be shown by modifying the proof of Lemma 6.1.◻
Acknowledgments
The author would like to express his deep gratitude to Professor Yoshio Tsutsumi for giving him valuable suggestions and constant encouragement. The author is also grateful to Professors Kotaro Tsugawa and Nobu Kishimoto and Mr. Minjie Shan for fruitful discussions. Finally, the author is indebted to the referee for his or her valuable remarks.
Appendix
The following example is given by Prof. Nobu Kishimoto which explain why we need to use the inhomogeneous Sobolev norm in place of homogeneous norm. In fact, for homogeneous norm Proposition 3.1 does not hold. Define the space
${\dot{X}}^{s,1/2}$ via the norm
Example A.1. Assume
$\unicode[STIX]{x1D706}\geqslant 1$ and
$\sqrt{\unicode[STIX]{x1D706}}\in \mathbb{Z}/\unicode[STIX]{x1D706}$. We define the functions
$v_{1},v_{2},v_{3}$ on
$\unicode[STIX]{x1D706}\mathbb{T}\times \mathbb{R}$ by
$$\begin{eqnarray}\displaystyle \tilde{v}_{1}(k,\unicode[STIX]{x1D70F}) & = & \displaystyle 1_{[-1,1]}(\unicode[STIX]{x1D70F}-4\unicode[STIX]{x1D70B}^{2}k^{3})\cdot 1_{\{1/\unicode[STIX]{x1D706}\}}(k),\nonumber\\ \displaystyle \tilde{v}_{2}(k,\unicode[STIX]{x1D70F}) & = & \displaystyle 1_{[-1,1]}(\unicode[STIX]{x1D70F}-4\unicode[STIX]{x1D70B}^{2}k^{3})\cdot 1_{\{-2/\unicode[STIX]{x1D706}\}}(k),\nonumber\\ \displaystyle \tilde{v}_{3}(k,\unicode[STIX]{x1D70F}) & = & \displaystyle 1_{[-1,1]}(\unicode[STIX]{x1D70F}-4\unicode[STIX]{x1D70B}^{2}k^{3})\cdot 1_{\{\sqrt{\unicode[STIX]{x1D706}}\}}(k).\nonumber\end{eqnarray}$$We have
$$\begin{eqnarray}\displaystyle \Vert v_{1}\Vert _{{\dot{X}}^{s,1/2}}\sim \Vert v_{2}\Vert _{{\dot{X}}^{s,1/2}} & {\sim} & \displaystyle \left(\frac{1}{\unicode[STIX]{x1D706}}\right)^{s}\unicode[STIX]{x1D706}^{-1/2}=\unicode[STIX]{x1D706}^{-s-1/2},\nonumber\\ \displaystyle \Vert v_{3}\Vert _{{\dot{X}}^{s,1/2}} & {\sim} & \displaystyle (\sqrt{\unicode[STIX]{x1D706}})^{s}\unicode[STIX]{x1D706}^{-1/2}=\unicode[STIX]{x1D706}^{s/2-1/2}.\nonumber\end{eqnarray}$$We see that
$$\begin{eqnarray}\displaystyle \left|\tilde{J}[v_{1},v_{2},v_{3}]\left(\sqrt{\unicode[STIX]{x1D706}}-\frac{1}{\unicode[STIX]{x1D706}},\unicode[STIX]{x1D70F}\right)\right| & {\sim} & \displaystyle \sqrt{\unicode[STIX]{x1D706}}\left|\int _{\unicode[STIX]{x1D70F}_{1}+\unicode[STIX]{x1D70F}_{2}+\unicode[STIX]{x1D70F}_{3}=\unicode[STIX]{x1D70F}}\int _{\!\substack{ k_{1}+k_{2}+k_{3}=\sqrt{\unicode[STIX]{x1D706}}-\unicode[STIX]{x1D706}^{-1} \\ (k_{1}+k_{2})(k_{2}+k_{3})(k_{3}+k_{1})\neq 0}}\right.\nonumber\\ \displaystyle & & \displaystyle \times \left.\mathop{\prod }_{j=1}^{3}\tilde{v}_{j}(k_{j},\unicode[STIX]{x1D70F}_{j})(dk_{1})_{\unicode[STIX]{x1D706}}(dk_{2})_{\unicode[STIX]{x1D706}}\,d\unicode[STIX]{x1D70F}_{1}\,d\unicode[STIX]{x1D70F}_{2}\right|\nonumber\\ \displaystyle & {\gtrsim} & \displaystyle \unicode[STIX]{x1D706}^{-3/2}1_{[-1,1]}(\unicode[STIX]{x1D70F}-4\unicode[STIX]{x1D70B}^{2}(\sqrt{\unicode[STIX]{x1D706}}-\unicode[STIX]{x1D706}^{-1})^{3}+4\unicode[STIX]{x1D70B}^{2}M),\nonumber\end{eqnarray}$$where
so that
$|M|\sim 1.$ Hence, we have
Therefore, if the trilinear estimate
were true, it would imply that
For large
$\unicode[STIX]{x1D706},$ this holds only if
$s\leqslant 1/4$.




