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This paper advances the study of democratic trajectories – whether democracies deepen, stagnate, erode or break down over time. We show that econometric panel models usually neglect cumulative effects, which are implicitly central to many theories of democratic change. Some important factors, such as economic growth, have cumulative effects that shape medium- to long-term regime trajectories. To overcome the limitations of conventional statistical estimators, we propose the use of latent growth curve models, which are better able to capture cumulative processes. We demonstrate the advantages of this approach by analyzing the trajectory of 103 democratic regimes inaugurated after 1974. Conventional estimators fail to predict democratic trajectories, while latent growth curve models properly capture cumulative effects.
This paper introduces the concept of dialogic oversight, a process by which judicial bodies monitor compliance through a combination of mandated state reporting, third-party engagement, and supervision hearings. To assess the effectiveness of this strategy in the international arena, we evaluate the supervision hearings conducted by the Inter-American Court of Human Rights. We employ propensity-score matching, difference-in-difference estimators, and event-history models to analyze compliance with 1,878 reparation measures ordered by the Court between 1989 and 2019. We find that dialogic oversight has moderate but positive effects, increasing the probability of state compliance by about 3 percent per year (a substantial effect compared to the baseline rate of implementation). However, it requires the engagement of civil society to yield positive outcomes. Our framework connects related findings in distant literatures on constitutional law and international organizations.
Students of judicial behavior debate whether justices time their retirement to allow for the nomination of like-minded judges. We formalize the assumptions of strategic retirement theory and derive precise hypotheses about the conditions that moderate the effect of partisan incentives on judicial retirements. The empirical implications are tested with evidence for Supreme Court members under democracies and dictatorships in six presidential regimes between 1900 and 2004. The theory of strategic retirement finds limited support in the United States and elsewhere. We conclude that researchers should emphasize “sincere” motivations for retirement, progressive political ambitions, and—crucial in weakly institutionalized legal systems—political pressures.
Desde hace más de quince años, el debate sobre la gobernabilidad democrática latinoamericana gira en torno al problema de la “pugna de poderes”, enfatizando el potencial desestabilizador de los conflictos entre el Ejecutivo y el Legislativo. Este ensayo se basa en el análisis histórico de cuarenta y cinco disputas constitucionales en dieciocho países latinoamericanos entre 1950 y 2000. En la primera parte se propone el concepto de crisis presidencial como categoría analítica para estudiar este problema. Las secciones segunda y tercera exploran los efectos de estas crisis sobre la estabilidad del régimen político y su impacto sobre el equilibrio de poderes a lo largo de las últimas cinco décadas. En las conclusiones se sugiere que los efectos desestabilizadores atribuidos al presidencialismo son históricamente contingentes y se exploran los parámetros bajo los cuales ha operado el nuevo presidencialismo latinoamericano a partir de la década de los noventa.
Among the many scholarly attempts to reckon with the causes and consequences of Donald Trump’s rise, few have attracted popular attention on the scale of Steven Levitsky and Daniel Ziblatt’s How Democracies Die. Seldom do books by political scientists make it onto the New York Times best sellers list, but this one has, a testament to its broad influence. Levitsky and Ziblatt situate Trumpism within a broader comparative and historical context in order to assess its similarities to and differences from democratic breakdowns elsewhere, particularly in Europe and Latin America. Their broad argument is that modern slides into authoritarianism are not the result of revolutions or military coups, but rather the consequence of a steady erosion of political norms and the assault on such fundamental democratic institutions as an independent judiciary and a free press. In short, contemporary democracies die not as a result of men with guns attacking from outside the system, but rather because elected leaders from inside that system slowly undermine them. Judged from this standpoint, the authors argue that American democracy is now in real danger, and they offer a range of suggestions for saving it. How convincing is Levitsky and Ziblatt’s analysis of democratic breakdown, and how well does it apply to the American case? How useful are the solutions that they offer for rescuing American democracy? We have asked a range of prominent scholars from across the discipline to consider these questions in the present symposium.
This article analyzes the conditions that facilitate the ousting of Latin American presidents and the mechanisms that prevent their downfall. Drawing lessons from the impeachment of Paraguayan president Fernando Lugo, it extends previous arguments about the “legislative shield” to show that the same forces that sometimes conspire to terminate an administration at other times work to resist its demise. The argument underscores the interaction between legislators and social movements, two prominent actors in the literature on presidential instability. The article presents a two-level theory to identify possible configurations of mass and legislative alignments, and tests some implications of the theory with data for 116 Latin American presidents over 28 years. Multiple comparison tests based on random effects logistic models show that popular protests can be neutralized by strong support in Congress, and hint at the possibility that legislative threats can be neutralized by loyal demonstrators in the streets.
Legal scholars frequently advocate institutional reforms to modernize the judiciary and promote judicial independence. However, constitutional reforms also offer an opportunity for politicians to reshuffle the high courts. The negative consequences of constitutional change for judicial stability are explored using an original database of Supreme Court and Constitutional Tribunal members in eighteen Latin American countries between 1904 and 2010. Because unobserved factors potentially explain constitutional replacement as well as judicial turnover, a two-stage event-history model has been employed. The analysis integrates two literatures, studies of constitution-making and studies of judicial politics. The results show that constitutional change is a significant cause of judicial instability and court manipulation, even after potential endogeneity has been taken into account.
This book presents a new theory for why political regimes emerge, and why they subsequently survive or break down. It then analyzes the emergence, survival and fall of democracies and dictatorships in Latin America since 1900. Scott Mainwaring and Aníbal Pérez-Liñán argue for a theoretical approach situated between long-term structural and cultural explanations and short-term explanations that look at the decisions of specific leaders. They focus on the political preferences of powerful actors - the degree to which they embrace democracy as an intrinsically desirable end and their policy radicalism - to explain regime outcomes. They also demonstrate that transnational forces and influences are crucial to understand regional waves of democratization. Based on extensive research into the political histories of all twenty Latin American countries, this book offers the first extended analysis of regime emergence, survival and failure for all of Latin America over a long period of time.
We began this book because we wanted to understand the evolution of political regimes in Latin America since 1900 and the reasons for the patterns of those political regimes. What explains why democracies have endured or broken down? What explains why dictatorships have survived or fallen? What explains waves of regime change? Even though the literature had many rich case studies, it was not entirely clear how to cumulate knowledge from these existing studies. Nobody had previously undertaken a project to explain the emergence, survival, and fall of democracies and dictatorships for the region as a whole over an extended period of time.
These empirical issues raised theoretical questions. What theories or theoretical approaches gave us the most leverage in understanding the emergence, survival, and fall of democracies and dictatorships in Latin America? From the outset, we were skeptical that some prominent existing theories would give us much leverage for explaining these issues for Latin America. Modernization theory, which posits that more economically developed countries are more likely to be democratic, did not seem promising as a way of understanding the vicissitudes of democracies and dictatorships in Latin America. A decade ago, we published an article that showed a weak and nonlinear relationship between the level of development and democracy in Latin America (Mainwaring and Pérez-Liñán 2003). Our work added to earlier evidence that modernization theory did not go far toward explaining political regimes in Latin America (Landman 1999; O’Donnell 1973).
In this chapter, we analyze the dramatic and surprising shift from persistent and often brutal authoritarianism to stable democracy in El Salvador. We focus on three questions. First, what explains the persistence of authoritarianism for such an extended time into the twentieth century? With the exception of a few months in 1931, El Salvador had uninterrupted authoritarian rule until 1984. Second, what explains why a transition to a competitive regime occurred despite this profoundly authoritarian past? Third, albeit much more briefly, why has a democratic regime survived notwithstanding performance deficiencies?
Authoritarian rule was chronic because of a consistent severe imbalance between a powerful and fairly stable authoritarian coalition and an extremely weak democratizing coalition. Notwithstanding occasional rifts between big business and some factions of the military, these two actors formed a stable authoritarian coalition that lasted until it was rendered asunder by the civil war in the 1980s. Official governing parties were a third important partner in the authoritarian coalition. In contrast, democratizing coalitions were chronically extremely weak until the emergence of the Christian Democratic Party (PDC) in the 1960s.
and rapid changes in the balance between the authoritarian and democratic coalitions. Powerful actors that had supported extremist agendas and had normative preferences for dictatorship in the 1980s underwent extraordinary transformations. Over the course of a long sanguinary civil war (1980–92), three key actors defected from the conservative authoritarian coalition: ARENA (Alianza Republicana Nacionalista or Nationalist Republican Alliance), which was created in 1981 as an extreme-right party with a normative preference for dictatorship; big business; and the military. The latter two had been the key pillars of the authoritarian regimes that ruled from 1931 to 1979.