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This chapter examines the influence of Cold War liberalism on Mexican public intellectual Carlos Fuentes (1928–2012) between the Cuban Revolution and the end of the Cold War. Fuentes’ ideological trajectory from social democracy to neoliberalism mirrored that of many other Latin American intellectuals and was the result of two distinct factors: Cold War liberalism’s late arrival to Latin America and internal divisions within the Latin American left over the Cuban Revolution, the “dirty wars,” and the economic malaise of the long 1970s. In particular, Fuentes’ political writings show how the elitist drive of Cold War liberalism facilitated the ascent of neoliberalism by reframing political debate around the proper limits of state power rather than social transformation.
In the cases at the heart of this book, the power struggles around grievance claims are central, not peripheral, to whether and how NJMs can contribute to redress. To account for this, in Chapter 4 we build a distinctive conceptual approach: a ‘fields of struggle’ lens to capture the way transformative agendas are heavily dependent on wider processes of economic, social and political struggle. This lens draws from sociological scholarship on fields together with work by political economists and economic sociologists that highlight the centrality of power inequalities to regulatory outcomes. Our concept is further strengthened by recognising the specific forms of business, state and civil society power and agency available within each field. A field-of-struggle lens brings to light how these varying kinds of power are drawn into regulatory struggles and the ways the socially embedded interests of participants in regulatory processes shape how such power is harnessed strategically within struggles over grievance and to what end.
This article documents the historical evolution of economic expertise at the Banque de France (BdF), from the late-nineteenth to early-twenty-first centuries. Criticizing presentism and conceptual reductionism in the notion of scientization, I characterize the evolution of economic expertise at the BdF as being a result of ‘field effects’ emerging from the BdF’s attempts to build state capacity. The BdF’s development of economics expertise should be interpreted as a way of negotiating the boundaries between various fields (private banking, technocracy, academia, and international central banking). In particular, I highlight two distinct boundary arrangements: technicalization and academization. From the late-nineteenth century to the 1960s, the rise of technical functions results from a dual positioning at the boundary between, respectively, the state and the market, and national and international institutions. The BdF’s nationalization, in the mid-twentieth century, fostered its integration into the administrative and technocratic field, putting it in competition with other ‘technicalized’ institutions. From the 1970s to the 1990s, the BdF negotiated new arrangements with the academic field. Finally, as a member of the European System of Central Banks since 1999, the BdF has sought scientific legitimacy to have a say in European monetary policymaking.
This chapter draws a context-driven distinction between two key archetypes of how language policy is done. The first archetype is institutional language policies, which I describe as characterised by the existence of a universal mandate (non-optional membership) and a pre-existing structure of authority (i.e. a hierarchy which is explicitly legislated). The most clear-cut example of this is the modern nation-state, whose power derives from the universal acceptance of the legitimacy of its power to impose measures across a particular geographic area, and from the existence of a set of codified principles by which such power is exercised. The second archetype is community language policies, which occur in social structures where individuals participate in a semi-stable way and which often have a distinct, explicit identity, but in which policies operate in a less predetermined manner. Rather than being legislated, authority to establish and enforce policy is assumed by individuals and is thus open to more negotiation, as is the mandate for any policy to be made in general.
The chapters assembled in this part turn to the key question of how the exercise of power was subject to a broad array of performative practices, in places as diverse as the administration of the state, public spectacles, agricultural production, and literature. Taco Terpstra kicks off with the performative dimension of statecraft. Due to their substantiated degree of structured hierarchies, standardized procedures, and the ability to employ officials with specific assignments, the imperial administrations of Rome and Han China capture, in exemplary fashion, the design of premodern statehood. Yet both governments looked rather different. While the Chinese relied on a large apparatus of officials who were appointed and paid by the state, Rome governed via a notoriously narrow pool of magistrates whose bureaucratic powers quintessentially built on the support of countless unsalaried local elites. Terpstra’s discussion of these differences departs from an analysis of how administrative rank and agency were expressed through clothing and other symbols of power. Prima facie minor aspects of the grand scheme of empire, the study of Sima Biao’s (third century CE) Treatise on Carriages and Robes, and On the Magistracies of the Roman State by John the Lydian (sixth century CE) offer exciting insight into the ways in which state power was conceived of and articulated throughout the empire. The chapter then segues into the question of state formation and the emergence of bureaucratic structures. Terpstra discloses how, in China, the thrust toward performance-based appointments and promotions preconditioned the rise of a professional bureaucratic corps, whereas the Romans, he argues, actively discouraged such a development. Both dispositions had eminent consequences for the longue durée of state power.
Between 1964 and 1985, a military dictatorship in Brazil combined an arsenal of political instruments—surveillance, violent repression, and propaganda, among others—to justify its illegal rule. How did the Brazilian military regime attempt to justify its claim to power for more than two decades? What discursive strategies did it use to win popular support, despite the violence it perpetrated? This paper investigates how discourse is used to legitimize power and create meaning in authoritarian regimes. Using ethnographic content analysis of archival materials, I pinpoint and analyze three key discursive frames employed in regime propaganda: “defenders of democracy,” “Great Brazil” and “model citizenship.” I argue that the Brazilian military regime used these frames to justify its authority, forge national values and social norms, and redefine the boundaries of the national community. These findings not only contribute to our understanding of authoritarian power that is wielded and legitimized through discourse, but also speak to the enduring consequences of authoritarianism in sociopolitical subjects.
This chapter revisits the three critical historical conditions that made China’s age of abundance possible: the Chinese population, the history of the Cultural Revolution, and the leader Deng Xiaoping. It sets China’s economic prosperity within a historical perspective and argues that such a chapter is not repeatable and cannot be sustained. The chapter lists four headwinds as China moves out of its age of abundance: unfinished urbanization, rising incomes and wealth inequality, population aging, and the return of the state’s omnipresent control.
Leon Wansleben’s new book, The Rise of Central Banks, explains how central banks have emerged as powerful monetary governors over the past half-century. Yet the book’s recognition that central banks cannot extricate themselves from quantitative easing and market bailouts begs the question: what does it mean for central banks to be dominant but captive? In this commentary, I identify the book’s ambiguities with the concept of infrastructural power the book draws from Michael Mann. Unless the dynamics of state-market interdependence are well specified, giving due attention to the sources of both public and private power, it is unclear what kind of agency central bankers are exercising if they lack sufficient autonomy to act in the public interest.
A short conclusion ties major findings of Bankrolling Empire to wider understandings of early modern political economy in India, and to the comparative history of such transitions world-wide in that crucial period. Scholars such as Braudel, Wallerstein, Mann, and Goldstone have done major work on this period, and the story of the Mughal Empire, the Jhaveri family, and new political upstarts offered in this book helps to fill important gaps on the world scene. By focusing on how four generations of a single business family interacted with sources of political authority in South Asia, we learn how a major imperial formation atrophied, and the mechanisms by which various smaller successor states relied on finance to emerge in its wake. This work suggests that business leaders like the Jhaveris were not complacent, but maintained a keen eye towards political developments of the day. When opportunities arose, they relied on their expertise and wealth to shape political power. In the twenty-first century, as relationships between private capital and political authority continue to be intertwined, this work reminds us that while politics certainly impacts business, commercial actors often possess greater resources that can reorient the very contours of state power and its capacity to govern.
The epilogue retraces the explanations, inchoate in the book, for the exacerbation of state power resting on enhanced technological capacities and de-/reconstructed legal frameworks. It suggests that the studied socio-techno-legal phenomena of extensive warfare and state power have developed because of the infinite enmity that characterizes the relationship between states and transnational jihadist groups and networks. This radical and unequal enmity reveals the dependence of norms, although they necessarily present gray areas and uncertainties, on concrete situations. When this concrete situation is replaced by other parameters, legal grey zones that never appeared to be problematic under the first scenario emerge as factors of infinite warfare. The epilogue formulates concluding thoughts on how the described phenomenon might evolve when technological capacities of drones are even further enhanced and they become autonomous, and how state power might accordingly evolve in the quest to annihilate members of jihadist groups, or infinite enemies.
The book’s evidence has implications for scholars of state-building and rural politics, as well as for policymakers concerned with improving state effectiveness in the developing world. I conclude by highlighting three of these implications.
Ghana has been among the most peaceful countries in sub-Saharan Africa since independence. Yet its northern hinterland is the one sub-national region in which this peaceful reputation is not especially accurate. Over the last four decades, Northern politics has been characterized by repeated flare-ups of non-state violence. This chapter concludes Part III by arguing that non-state communal violence can be another political outcome of a scarce, resource-advantaged state’s isolated interventions in hinterland regions. Because the state’s actions have such outsize effects on society, the state’s few steps into society generate waves of societal upheaval that create conflict.
The introduction lays out the book’s main arguments and themes, and compares the Royal Navy to the two different contexts which it straddled: the maritime world, and the armed forces. Naval service was more strictly regulated and anchored in the structures of the state than work in the merchant marine, and it was invested with explicit national and patriotic meaning. However, it also differed from service in the Army, as it required a good proportion of recruits to have specialised skills, and usually integrated them all into mixed crews, rather than establishing separate ‘foreign’ units. The Navy’s peculiar status, suspended between the military and national on the one hand, and the maritime and transnational on the other, is what makes it an important case study. If ‘foreign Jack Tars’ were in some senses mercenary fighters, they were also primarily – like ‘British’ Jack Tars themselves – a transnational, mobile, and often highly professionalised seafaring workforce. Studying them in the crucial historical juncture of the French Wars allows us to present a transnational history of a national institution, expose the compromises and contradictions underlying the power of modern states, and probe and deconstruct the very meaning of the term ‘foreigner’.
After the war with Iraq (1980–1988), Iran had to reconstruct the economy and the government’s public management systems to address mounting challenges of urban poverty, low economic growth, and poor local management, which had led to significant urban unrest in several cities. The technocratic response of the Rafsanjani administration (1989–1997) included tentative steps to decentralize some central government functions to municipalities and a mandate for them to become financially self-sufficient. The technocrats supported decentralization for instrumental or pragmatic reasons of increasing the efficiency of local administration, not for empowering local democracy. I interpret the tensions between the competing imperatives of the Iranian decision to decentralize by distinguishing two ways a state can be strong, or between what I call good and bad centralization. In so doing, I draw on the distinction of two types of power introduced by Michael Mann, “infrastructural” power – the power of states to achieve collective purposes – and “despotic” power – the capacity of government to exert power over society and individuals. While both authoritarian and democratic states seek to augment the former, authoritarian states depend on strengthening the latter. By their indifference to the goal of checking despotic power, the technocratic endorsement of decentralization worked against democratization and dovetailed with the velayi goal of augmenting both forms of power together toward the goal of Islamizing society and state. At the same time, the failure to promote local economic development through decentralization must be considered a failure of the technocratic agenda.
Chapter 7 further elaborates and defends the idea that it is Confucian culture’s emphasis on hard work, savings, and education that has enabled China (and other East Asian economies influenced by Confucian culture) to rapidly accumulate both physical and human capital and to absorb existing Western technologies and develop indigenous innovation capacity better than other developing countries, leading to its rapid economic rise. It addresses some of the common objections to the cultural theory as well as some misunderstandings of the theory. This chapter also shows that there has been a cultural awakening in economics in the past two decades and that an increasing number of leading economists have explored both theoretically and empirically the role of culture in economic growth and development. The last section of the chapter considers the role of some other Confucian values such as benevolence and trustworthiness in helping to promote economic growth in a society with a weak rule of law.
This chapter introduces the book's main theoretical argument: that armed groups are dependent on popular support and accordingly strive to obtain and maintain it, efforts which shape insurgents’ repertoire of contention. It outlines the concept of the 'constituency' (Malthaner 2011) which serves as a relational framework to understand the dynamic relations between insurgent groups and their supporters. It further develops the concept by more explicitly developing its spatial dimensions. It argues for a more nuanced understanding of insurgent movements use of space and how it shapes interactions with their supporters. It embeds this theoretical approach in the broader literatures concerned with insurgent groups’ relations with civilians, ranging from counterinsurgency and social movements to rebel governance. It argues that the paradigm of territorial control (Kalyvas, 2006) is too reductive and cannot account for patterns of support for insurgents in areas they do not control. It also addresses the critical role of the state in shaping insurgent behaviour and how state–insurgent interactions are reciprocally formative. It proceeds to look at issues of insurgent governance, recruitment and civilian agency.
This chapter examines the impact of Roman imperial expansion on the Atlantic rim of the Roman empire, an “ecological frontier,” so the chapter argues, that traced a natural arc encompassing southern Ireland, southwest Britain, the whole Atlantic coast of Gaul from the Cherbourg Peninsula to the Pyrénées, most of the Iberian Peninsula, and the far northwestern corner of the African continent. A set of case studies illustrates how the territories, resources, and peoples of this ecological frontier zone were integrated into a Roman imperial system centered on the Mediterranean basin. The chapter argues that this Atlantic rim was integrated in a highly differentiated way that not only shattered a preexisting Atlantic world that had been bounded and unified, but also reordered its constituent parts in the service of empire. The chapter’s central thesis, seemingly paradoxical, is that imperial integration and regional fragmentation went together.
This paper explores how Japanese officials and others conceptualized police power at particular junctures in imperial Japanese history (1868–1945). It does so by synthesizing prior scholarship on the Japanese police into a broader genealogy of the police idea in prewar Japan, beginning with the first translations and explanations of police in the Meiji period, the changing perceptions of the police in the 1910s, and the evolution from the “national police” idea in the 1920s to the “emperor's police” in the late 1930s. The essay proposes that the police idea in Japan (and elsewhere) can be read as a boundary concept in which the changing conceptions of police power demarcate the shifting relationship between state and society. Indeed, it is the elusiveness of this boundary that allows for police power – and by extension, state power – to function within society and transform in response to social conditions. Approached in this way, the essay argues that the different permutations of the police idea index the evolving modality of state power in prewar Japan, and thus allows us to reconsider some of the defining questions of imperial Japanese history.
Environmental degradation in China has not only brought a wider range of diseases and other health consequences than previously understood, it has also taken a heavy toll on Chinese society, the economy, and the legitimacy of the party-state. In Toxic Politics, Yanzhong Huang presents new evidence of China's deepening health crisis and challenges the widespread view that China is winning the war on pollution. Although government leaders are learning, stricter and more centralized policy enforcement measures have not been able to substantially reduce pollution or improve public health. Huang connects this failure to pathologies inherent in the institutional structure of the Chinese party-state, which embeds conflicting incentives for officials and limits the capacity of the state to deliver public goods. Toxic Politics reveals a political system that is remarkably resilient but fundamentally flawed. Huang examines the implications for China's future, both domestically and internationally.