Skip to main content Accessibility help
×
Hostname: page-component-8448b6f56d-cfpbc Total loading time: 0 Render date: 2024-04-23T23:20:42.348Z Has data issue: false hasContentIssue false

8 - Building the innovation capacity of SMEs in China

Published online by Cambridge University Press:  05 April 2016

Arie Y. Lewin
Affiliation:
Duke University, North Carolina
Martin Kenney
Affiliation:
University of California, Davis
Johann Peter Murmann
Affiliation:
University of New South Wales, Sydney
Get access
Type
Chapter
Information
China's Innovation Challenge
Overcoming the Middle-Income Trap
, pp. 189 - 218
Publisher: Cambridge University Press
Print publication year: 2016

Access options

Get access to the full version of this content by using one of the access options below. (Log in options will check for institutional or personal access. Content may require purchase if you do not have access.)

References

Abrami, Regina M., Kirby, Willima C. and McFarlan, F. Warren 2014. Why China can’t innovate. Harvard Business Review, 92 (3): 107111.Google Scholar
Anh, Nguyen Ngoc, Jones, Nicola, Nhat, Nguyen Duc and Chuc, Nguyen Dinh 2009. Capitalizing on innovation for exports by the SME sector. Tech Monitor, July–August: 4346.Google Scholar
Atuahene-Gima, Kwaku and Ko, Anthony 2001. An empirical investigation of the effect of market orientation and entrepreneurship orientation alignment on product innovation. Organization Science, 12 (1): 5474.Google Scholar
Baron, Robert A. and Tang, Jintong 2011. The role of entrepreneurs in firm-level innovation: Joint effects of positive affect, creativity, and environmental dynamism. Journal of Business Venturing, 26 (1): 4960.CrossRefGoogle Scholar
Baum, Joel A.C., Calabrese, Tony and Silverman, Brian S. 2000. Don’t go it alone: Alliance network composition and startups performance in Canadian biotechnology. Strategic Management Journal, 21 (3): 267294.3.0.CO;2-8>CrossRefGoogle Scholar
Boisot, Max 1998. Knowledge Assets: Securing Competitive Advantage in the Information Economy. Oxford: Oxford University Press.Google Scholar
Breznitz, Dan 2007. Innovation and the State: Political Choice and Strategies for Growth in Israel, Taiwan and Ireland. New Haven, CT: Yale University Press.Google Scholar
Cao, Cong, Li, Ning, Li, Xia and Liu, Li 2013. Reforming China’s S&T system. Science, 341: 460462.Google Scholar
Castilla, Emilio J., Hwang, Hokyu, Granovetter, Ellen and Granovetter, Mark 2000. Social networks in Silicon Valley. In Lee, Chong-Moon, Miller, William F., Hancock, Marguerite Gong and Rowen, Henry S. (eds.) 2000. The Silicon Valley Edge: A Habitat for Innovation and Entrepreneurship. Stanford, CA: Stanford University Press: 218247.Google Scholar
CCTV 2015. Political advisors propose supporting micro, small firm innovation. February 16, http://english.cntv.cn/2014/11/28/ARTI1417137839508794.shtml.Google Scholar
Child, John and Narooz, Rose 2014. Networking by internationalizing SMEs in the light of domestic institutional voids: A comparison of Egypt and the UK. Paper presented to the 30th Colloquium of the European Group for Organizational Studies, July.Google Scholar
Cohen, Wesley M. and Levinthal, Daniel A. 1990. Absorptive capacity: A new perspective on learning and innovation. Administrative Science Quarterly, 35 (1): 128152.Google Scholar
Deng, Ziliang, Hofman, Peter S. and Newman, Alexander 2013. Ownership concentration and product innovation in Chinese private SMEs. Asia Pacific Journal of Management, 30 (3): 717734.Google Scholar
Drucker, Peter F. 1985/2011. Innovation and Entrepreneurship. London: Routledge.Google Scholar
Esteve-Pérez, Silviano and Rodríguez, Diego 2013. The dynamics of exports and R&D in SMEs. Small Business Economics, 41(1): 219240.CrossRefGoogle Scholar
Ganotakis, Panagiotis and Love, James H. 2011. R&D, product innovation, and exporting: Evidence from UK new technology based firms. Oxford Economic Papers, 63 (2): 279306.CrossRefGoogle Scholar
Global Entrepreneurship Monitor (GEM) 2015. 2014 Global Report. London: Global Entrepreneurship Research Association. www.gemconsortium.org/report, accessed 7 December 2015.Google Scholar
Global Innovation Index 2015. Cornell University, INSEAD and World Intellectual Property Organization. www.wipo.int/edocs/pubdocs/en/wipo_gii_2015.pdf, accessed 7 December 2015.Google Scholar
Grabher, Gernot (ed.). 1993. The Embedded Firm. On the Socioeconomics of Industrial Networks. London: Routledge.Google Scholar
Harms, R., Reschke, C.H., Kraus, S. and Fink, M. 2010. Antecedents to innovation and growth: Analyzing the impact of entrepreneurial orientation and goal-oriented management. International Journal of Technology Management, 52 (1/2): 135152.Google Scholar
Hassink, Robert and Shin, Dong-Ho 2005. Guest editorial: The restructuring of old industrial areas in Europe and Asia. Environment and Planning A, 37: 571580.Google Scholar
Hofman, Peter S., Newman, Alexander and Deng, Ziliang 2014. Determinants of product innovation in Chinese private small and medium-sized enterprises. In Shao, Ken and Feng, Xiaoqing (eds.) Innovation and Intellectual Property in China: Strategies, Contexts and Challenges. Cheltenham: Edward Elgar, 160185.Google Scholar
Hou, Jun and Mohnen, Pierre 2011. Complementarity between in-house R&D and technology purchasing: Evidence from Chinese manufacturing firms. UNU-MERIT Working Paper no. 2011–048. Maastricht Economic and Social Research Institute on Innovation and Technology (UNU-MERIT).Google Scholar
Karlsson, Charlie, Johansson, Börge, Kobayashi, Kiyoshi and Stough, Roger R. (eds.) 2014. Knowledge, Innovation and Space. Cheltenham: Elgar.Google Scholar
Khanna, Tarun and Palepu, Krishna G. (eds.), 2010. Winning in Emerging Markets: A Road Map for Strategy and Execution. Boston, MA: Harvard Business Press.Google Scholar
Knight, G. A. and Cavusgil, S. T. 2004. Innovation, organizational capabilities, and the born-global firm. Journal of International Business Studies, 35(2): 124141.CrossRefGoogle Scholar
Larrañeta, Bárbara, Zahra, Shaker A. and González, José Luis Galán 2012. Enriching strategic variety in new ventures through external knowledge. Journal of Business Venturing, 27 (4): 401413.Google Scholar
Liu, Xiaohui, Lu, Jiangyong, Filatotchev, Igor, Buck, Trevor and Wright, Mike 2010. Returnee entrepreneurs, knowledge spillovers and innovation in high-tech firms in emerging economies. Journal of International Business Studies, 41: 11831197.Google Scholar
Love, James H. and Roper, Stephen 2013. SME innovation, exporting and growth. ERC White Paper no. 5. Aston and Warwick Business Schools: Enterprise Research Centre, April.Google Scholar
Lumpkin, G.T. and Dess, Gregory G. 1996. Clarifying the entrepreneurial orientation construct and linking it to performance. Academy of Management Review, 21 (1): 135172.CrossRefGoogle Scholar
Lundin, Nannan, Sjöholm, Fredrik, Ping, He and Qian, Jinchang 2007. The role of small firms in China’s technology development. IFN Working Paper No. 695. Research Institute of Industrial Economics, Stockholm.Google Scholar
Luo, Yadong and Child, John 2015. A composition-based view of firm growth. Management and Organization Review, 11 (3): 379411.Google Scholar
Magnier, Mark 2015. China’s long, slow road to reform. Wall Street Journal, 6 March: 1 and 9.Google Scholar
March, James G. 1991. Exploration and exploitation in organizational learning. Organization Science, 2 (1): 7187.Google Scholar
MasterCard Worldwide 2013. New Wave of Growth in China: Innovation Through Developing SMEs. http://newsroom.mastercard.com/asia-pacific/files/2014/03/New-Wave-of-Growth-in-China-Innovation-through-Developing-SMEs.pdf, accessed 6 March 2015.Google Scholar
Mitussis, Darryn 2010. SME innovation in Zhejiang, China: Potential constraints to development of widespread innovation. Journal of Knowledge-Based Innovation in China, 2 (1): 89105.CrossRefGoogle Scholar
Nee, Victor and Opper, Sonja 2012. Capitalism from Below: Markets and Institutional Change in China. Cambridge, MA: Harvard University Press.Google Scholar
Nee, Victor and Opper, Sonja. 2013. Markets and institutional change in China. Working Paper #68. Cornell University, Center for the Study of Economy & Society, February. www.economyandsociety.org/wp-content/uploads/2013/07/wp68_NeeOpper_InstitutionalChange.pdf, accessed 7 March 2015.Google Scholar
OECD 2009. Clusters, Entrepreneurship and Innovation. Paris: OECD.Google Scholar
OECD 2010. SMEs, Entrepreneurship and Innovation. Paris: OECD.Google Scholar
Oviatt, Benjamin M. and McDougall, Patricia P. 1994. Toward a theory of international new ventures. Journal of International Business Studies, 25(1): 4564.Google Scholar
Palangkaraya, Alfons 2013. On the Relationship Between Innovation and Export: The Case of Australian SMEs. Melbourne: Intellectual Property Research Institute of Australia, University of Melbourne, February. www.ipria.org/publications/wp/2013/WP313.pdf.Google Scholar
Pavitt, Keith 1984. Sectoral patterns of technical change: Towards a taxonomy and a theory. Research Policy, 13: 343373.CrossRefGoogle Scholar
Property Rights Alliance 2014. The International Property Rights Index 2014. Washington, DC. http://internationalpropertyrightsindex.org/countries, accessed 9 March 2015.Google Scholar
Puffer, Sheila M., McCarthy, Daniel J. and Boisot, Max 2010. Entrepreneurship in Russia and China: The impact of formal institutional voids. Entrepreneurship Theory and Practice, 34 (3): 441467.CrossRefGoogle Scholar
Radas, Sonja and Božić, Ljiljana 2009. The antecedents of SME innovativeness in an emerging transition economy. Technovation, 29 (6–7): 438450.Google Scholar
Rodrigues, Suzana B. 2013. Understanding the environments of emerging markets: The social costs of institutional voids. Farewell Address, Rotterdam School of Management, Erasmus University Rotterdam, June 13, reference: ERIM:EFA-2013-002-S&E.Google Scholar
Berger, Roland 2012. Innovation – How the Emerging Markets Are Driving the Global Innovation Agenda. Munich: Roland Berger Strategy Consultants, September. www.rolandberger.com/media/pdf/Roland_Berger_8_Billion_Emerging_markets_are_driving_the_global_innovation_agenda_20121109.pdf, accessed 6 March 2015.Google Scholar
Salavisa, Isabel, Sousa, Cristina and Fontes, Margarida 2012. Topologies of innovation networks in knowledge-intensive sectors: Sectoral differences in access to knowledge and complementary assets through formal and informal ties. Technovation, 32 (6): 380399.CrossRefGoogle Scholar
Saxenian, AnnaLee 1994. Regional Advantage: Culture and Competition in Silicon Valley and Route 128. Cambridge, MA: Harvard University Press.Google Scholar
Schumpeter, Joseph A. 1942. Capitalism, Socialism and Democracy. New York: Harper and Row.Google Scholar
Shapiro, Daniel, Tang, Yao, Wang, Miaojun and Zhang, Weiying 2015. The effects of corporate governance on the innovation performance of Chinese SMEs. Journal of Chinese Economic and Business Studies. doi: 10.1080/14765284.2015.1090267.Google Scholar
SPI, UNU-Merit and AIT 2014. STI China: Science, technology and innovation performance of China. D9: Final Report. http://eeas.europa.eu/delegations/china/documents/eu_china/research_innovation/4_innovation/sti_china_study_full_report.pdf, accessed 6 March 2015.Google Scholar
Szulanski, Gabriel 1996. Exploring internal stickiness: Impediments to the transfer of best practice within the firm. Strategic Management Journal, 17: 2743.Google Scholar
Tang, Guiyao, Chen, Yang and Jin, Jiafei 2014. Entrepreneurial orientation and innovation performance: Roles of strategic HRM and technical turbulence. Asia Pacific Journal of Human Resources. doi:10.1111/1744-7941.12053.CrossRefGoogle Scholar
Tolstoy, Daniel and Agndal, Henrik 2010. Network resource combinations in the international venturing of small biotech firms. Technovation, 30 (1): 2436.Google Scholar
Xinhua 2014. Cited in ‘Experts urge lending innovation for small firms’, http://africa.chinadaily.com.cn/business/2014-07/08/content_17673157.htm, accessed 1 September 2014.Google Scholar
Xu, Zongling, Lin, Jiali and Lin, Danming. 2008. Networking and innovation in SMEs: Evidence from Guangdong Province, China. Journal of Small Business and Enterprise Development, 15 (4): 788801.Google Scholar
Wadhwa, Vivek 2013. Chinese can innovate – But China can’t. The Economist Debate, 14 November, www.economist.com/debate/days/view/1041, accessed 13 March 2015.Google Scholar
Williams, Patrick 2015. Can a Chinese state venture capital fund drive innovation? East Asia Forum, 14 February, www.eastasiaforum.org/2015/02/14/45225/Google Scholar
Williamson, Peter J. and Yin, Eden 2014. Accelerated innovation: The new challenge from China. MIT Sloan Management Review, Summer: 2734.Google Scholar
World Bank [and the Development Research Center of the State Council] 2013. China 2030: Building a Modern, Harmonious, and Creative Society. Washington, DC: World Bank.Google Scholar
Xu, Zongling, Lin, Jiali and Lin, Danming 2008. Networking and innovation in SMEs: Evidence from Guangdong Province, China. Journal of Small Business and Enterprise Development, 15 (4): 788801.CrossRefGoogle Scholar
Yoshino, Yuyaka (ed.) 2011. Industrial Clusters and Micro and Small Enterprises in Africa. Washington, DC: World Bank.Google Scholar
Yu, Bo, Hao, Shengbin, Ahlstrom, David, Si, Steven and Liang, Dapeng, 2014. Entrepreneurial firms’ network competence, technological capability, and new product development performance. Asia Pacific Journal of Management, 31 (3): 687704.Google Scholar
Zeng, S.X., Xie, X.M. and Tam, C.M. 2010. Relationship between cooperation networks and innovation performance of SMEs. Technovation, 30 (3): 181194.Google Scholar
Zhu, Yanmei, Wittmann, Xinhua and Peng, Mike W. 2012. Institution-based barriers to innovation in SMEs in China. Asia Pacific Journal of Management, 29 (4): 11311142.Google Scholar

Save book to Kindle

To save this book to your Kindle, first ensure coreplatform@cambridge.org is added to your Approved Personal Document E-mail List under your Personal Document Settings on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part of your Kindle email address below. Find out more about saving to your Kindle.

Note you can select to save to either the @free.kindle.com or @kindle.com variations. ‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi. ‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.

Find out more about the Kindle Personal Document Service.

Available formats
×

Save book to Dropbox

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Dropbox.

Available formats
×

Save book to Google Drive

To save content items to your account, please confirm that you agree to abide by our usage policies. If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account. Find out more about saving content to Google Drive.

Available formats
×