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Index

Published online by Cambridge University Press:  10 August 2018

Jorge Niosi
Affiliation:
Université du Québec, Montréal

Summary

Information

Index

Absorptive capacity, 95
strategic alliance, 123, 125
AEGIS survey, 34, 438, 453
Aeronautics, 29, 167
Aerospace, 10, 11, 13, 150
Affirmative action policy, 3
Africa, 171
banking system, 184, 185, 186, 188
economic growth, 306, 307
Agglomeration of invention, 418
US patents, 418428
Akron (Ohio), 362
flagship firms, 363
spinoffs, 364, 367
Alberta (R&D tax incentives), 66
Alliance, see Public-private partnership, Strategic alliance
Alliance portfolio internationalization (API), 125
Antibiotic resistance, 83
Applied research, 85
Arabic Gulf countries, 3, 158, 308
Argentina, 160, 164, 171
Arpanet, 80
Asia, 2, 5, 88, 152, 153, 305
banking system, 185
meritocratic bureaucracy, 156, 165
policies, 161, 162, 165, 171
Asymmetric knowledge, 5, 107
financing of R&D, 54
Ataturk, K., 167
Augmented Dickey Fuller (ADF) test, 234
Australia, 171
foreign direct investment (FDI), 267
ICT goods imports, 273
infrastructure, 271
labor productivity, 279
levels of education, 271
natural resources, 306, 308
per capita GDP, 278
R&D tax incentives, 57
regional innovation system, 149
relative efficiency index (REI), 270
scientific and technological articles, 269
strategic alliance, 132
university-industry collaboration in R&D, 273
Austria
per capita GDP, 278
R&D subsidies, 69
regional development, 345
relative efficiency index (REI), 270, 271
Automobile, 31, 360
clustering, 362, 374
patents, 418
spinoffs, 363, 364, 366, 375, 387, 388
Banking system, see National banking system
Basic research, 83, 85
Belarus, 186
Belgium
per capita GDP, 278
R&D subsidies, 69
R&D tax incentives, 69
relative efficiency index (REI), 270, 271
BF Goodrich, 363, 366
BibExcel, 109
Bibliographic coupling, 110, 123, 135, 137
Bibliometric research, 106, 108
database, 109
map of science, 106, 110
smart cities in Japan, 399
software, 109
Biofuels, 29
Biopolis, 162
Biotechnology, 10, 13, 31, 79, 84, 92, 150
public policy, 32
strategic alliances, 114
Biotherapeutics, 360, 458
clustering, 362
flagship firms, 363
spinoffs, 364, 365, 367
Bolivia, 308
Bond market, 183
Boston, 362, 364
Botswana, 308, 312
Brazil, 29, 160, 164, 167, 249
availability of latest technologies, 277
infrastructure, 273
mining sector, 310
national innovation system, 31
patent applications, 269
relative efficiency index (REI), 274
Brazilian Aeronautics Institute of Technology, 167
Brics countries – National innovation system (NIS)
creation model, 263, 266271
efficiency in term of growth performance, 249293
key questions, 251
Buick, 366
Bureaucracy, see also Meritocratic bureaucracy
national innovation system, 153
Business cycle (demand window), 39
Business event, 35
Business incubator, 12
Cadillac, 366
Calderon, F., 231
California, 8
Camera, 41
Canada, 3, 10, 12, 114, 156
infrastructure, 271
natural resources, 306, 308
per capita GDP, 278
policies, 164, 171
R&D subsidies, 68
R&D tax incentives, 57, 65, 66, 67
regional innovation system, 149
relative efficiency index (REI), 271
Cancer research, 54
Capital goods, 29
Carbon tax, 83, 84
Caribbean countries, 309
Chemicals, 29, 44
Chile, 29
access to technological change, 277
availability of latest technologies, 277
mining sector, 310
patent applications, 269
per capita GDP, 278
R&D specialists, 267
R&D spending, 266
relative efficiency index (REI), 270, 271, 274, 282
scientific and technological articles, 269
university-industry collaboration in R&D, 273
China, 11, 88, 153, 160, 168, 249, 468
availability of latest technologies, 277
demand window, 39
GDP growth, 278
ICT goods imports, 273
labor productivity, 279
levels of education, 271
local market size, 278
meritocratic bureaucracy, 154
patent applications, 269
per capita GDP, 278
policies, 161, 161, 162, 168
private bank credit, 184
public policy window, 40
R&D spending, 266, 267, 473
relative efficiency index (REI), 271
scientific research institutions, 274
securities market, 183
vertical links among industries, 41
China Development Bank, 162
China Export-Import Bank, 162
CIS, 30
Clean-tech sector, 84, 92
Client, 35
Climate change, 83, 464, 469472
Cluster, 162, 359389, see also Spinoff
advantages, 359
extent, 381
flagship firms, 362
geographic concentration, 372, 388
growth, 362, 375
industry cluster, 359, 360
model, 360, 387
Co-agglomeration of invention, 419, 420
Co-development contract, 107
Cognitive lock-in, 333
Colocation (between invention and industry production), 419
Commercial space activity, 11
Community Innovation Survey (CIS), 454
Competition policy, 45
Competitive advantage, 160
developmental network state, 89
strategic alliance, 107
Competitor, 35, 65
Computer, 29, 44, 45
Confidentiality agreement, 36
Conner, 366
Copyright, 36, 160
Core region
actor-related barriers, 348
new path development policies, 350
network-related barriers, 347
path breaking policies, 349
policy strategies, 349
regional innovation system, 335, 341, 348350, 352
Cost-benefit analysis
government investment, 96
R&D subsidies, 68
R&D tax incentives, 6466
Creation model
expenditures, 263
foreign direct investment (FDI), 263
human skills, 263
OECD and Brics countries (2007, 2014), 266272
scientific or codified knowledge, 265
technological innovation, 265
technology transfer (TT), 263
Creative industry, 435
knowledge intensive entrepreneurship (KIE), 458
Culture
impact on innovation, 3, 153, 170
meritocratic bureaucracy, 165
Currency undervaluation (and economic growth), 305321
Czech Republic
foreign direct investment (FDI), 267
ICT goods imports, 273
relative efficiency index (REI), 271
DARPA (Defense Advanced Research Agency), 54, 80, 85, 88
Data Envelopment Analysis (DEA), 249, 251
indicators, 253
input variables, 253
measuring NIS efficiency, 253254
NIS efficiency (OECD and Brics countries), 254
output variables, 253
David, P.A., 67, 68
Defense, 13
Demand window, 39
Democratic Republic of Congo, 184, 202
Denmark
book publishing industry, 387
patent/innovation box, 63
patent applications, 269
per capita GDP, 278
R&D tax incentives, 63, 64
wind power technologies, 344
Depreciation, see Currency undervaluation
Detroit, 362, 363, 418
spinoffs, 363, 367
Developing country
bureaucracy, 2
economic growth, 305
export-led growth model, 306
innovation system, 151154
mining sector, 310
national banking systems, 178209
sectoral system research, 29
Development grant, 68
Development path (incremental innovation), 332
Developmental network state, 80, 86, 8889, 95, 165
Dewey, J., 167
Diagnostic devices, 29
Diffusion model
acquisition of new technologies, 265
generation of new or incremental technological knowledge, 265
impact of scientific production, 265
knowledge acquiring capacity of firms, 265
level of education, 265
OECD and Brics countries, 272276
scientific research, 265
technological infrastructure, 265
Direct R&D support, see R&D subsidies
Disk drive industry, 360
clustering, 362
flagship firms, 363
spinoffs, 363, 365, 366, 367
Diversification strategy, 306
strategic alliance, 125
Djibouti, 186
Dopfer, K., 334
Dutch Disease, 309
East Asia, see Asia
Economic growth
and currency undervaluation, 305321
and innovation, 19, 149, 178
developmental network state, 89
financial system, 180
investment in STI, 217223
meritocratic bureaucracy, 156
role of innovation or technological progress, 249
undervaluation, 305, 317
Ecuador, 309
Education policy, 1, 4, 55, 154, 167, 265, 476
meritocratic bureaucracy, 167
Ellison-Glaeser index of agglomeration, 361, 372, 382386
Emerging country
sectoral system research, 29
STI investment, 222
windows of opportunities, 39
Endogenous growth theory, 249
Energy Conservation and Homecare Network (ECHONET) Consortium, 402
Energy policy, 6, 7, 55
Energy sector, 472
public policy, 32
Energy system, 13
Entrepreneur, 92, 371, see also Private firm
characteristics of, 436
innovation systems, 437
innovative opportunities, 437
sectoral environment, 36
smart cities, 408
Entrepreneurial state, 86, 9193
Entrepreneurial technology venture
strategic alliance, 107
Entrepreneurship, 30, 334, 433, see also Knowledge intensive entrepreneurship (KIE)
clustering, 360
definition of, 435436
process of, 437
radical innovation, 332
Environment sector, 150
Equity financing, 183
Estonia
foreign direct investment (FDI), 267
relative efficiency index (REI), 271
Ethnic minority (impact on innovation), 2
EU Framework Program, 8
EU Smart Specialization program, 10, 164
Euro, 465, 468
Europe, 29, 159
climate crisis, 464, 469472
demand for innovative and sustainable solutions, 484
demography, 476
economic challenge, 464, 465469
education levels, 476
employment, 467, 472
energy use, 476
GDP growth, 465, 474
governance and policy crisis, 464, 478484
greenhouse-gas emissions, 469, 472
innovation policies, 161, 472
integration, 468
investments in the energy sector, 482
issues, 464487
knowledge intensive entrepreneurship (KIE), 438449
member States, 481
meritocratic bureaucracy, 154
non-governmental actors, 479
productivity, 476
R&D, 473
smart cities, 396
transformation challenge, 481
transport sector, 484
youth unemployment, 467
European Central Bank, 483
European Commission, 483
EUROSTAT, 30
Evolutionary economics, 89
Experimental user, 44
Exporting country
currency undervaluation, 305321
Externality, 5, 10, 54, 388, 410
market failure theory, 83
Fairchild Semiconductor, 363, 364, 365, 366, 377
Fashion design industry, 387
Financial policy, 1, 9
Financial system, see National financial system
Finland, 3, 88, 93
ICT goods imports, 273
institutional efficiency, 277
natural resources, 305306, 308
per capita GDP, 278
policies, 164
R&D subsidies, 68, 69
R&D tax incentives, 57
Firestone, 366
Firm, see Entrepreneur, Private firm
Flying-geese policy, 161
Fontana taxonomy, 3438
Ford, 366
Formal agreement, 36
France, 33
Financing of Technological Innovation (FIT) survey, 181
financing R&D, 182
infrastructure, 271, 273
meritocratic bureaucracy, 154, 157
per capita GDP, 278
R&D subsidies, 69
R&D tax incentives, 55, 62, 63, 69
relative efficiency index (REI), 270271
sectoral system, 150
Freeman, C., 9
Fujisawa, 401
Fukushima accident, 402, 407, 408, 409, 410, 412
Functional lock-in, 333
Future Environment City project (Japan), 401
Futuropolis, 162
General model
innovation outcomes, 266
OECD and Brics countries, 280284
R&D specialists, 266
R&D spending, 266
technology knowledge absorption, 266
Germany, 10, 54, 88, 446, 468, 475
chemical industry, 44
citations in articles, 274
energy sector, 479
financing R&D, 182
infrastructure, 273
meritocratic bureaucracy, 155
patent applications, 269
R&D spending, 266
R&D tax incentives, 57
relative efficiency index (REI), 270, 271
Ghana, 188
mining sector, 310
Global Gender Gap Report, 159
Globalization process, 277, 494
Goodyear, 366
Google Scholar, 109
Governing the market, 165
Government, see also Innovation policy, Public policy, Public sector organization
absorptive capacity, 95
allocation of R&D, 53, 54
lead investor and risk taker, 97
participating in the national R&D effort, 55
technological change, 54, 93
transformational capacity, 85
vision of, 91
Government investment (evaluating of), 96
Government laboratory, 5
Government policy, 3, 67, see also Innovation policy
Grand challenge policy, 6, 8, 19
Grant (incentives for R&D), 6770
Graph theory, 110
Great invention, 474
Greece
access to technological change, 277
availability of latest technologies, 277
per capita GDP, 278
relative efficiency index (REI), 270, 271
scientific and technological articles, 269
scientific research institutions, 274
technology absorption, 277
Green innovation, 91, 97, 398, see also Smart city
Guinea, 312
Hansen over-identification test, 316
Harper, S., 156
Health product, 13
Hitachi, 402, 407
Hong Kong, 161, 305
Human capital
building of, 1, 31
knowledge intensity, 456
Human Development Index (HDI), 278, 310
Human Genome Program, 8
Human Proteome program, 8
Hungary
foreign direct investment (FDI), 267
ICT goods imports, 273
per capita GDP, 278279
relative efficiency index (REI), 271
Hybritech, 263, 366
IBM, 363, 366
Iceland
per capita GDP, 278
relative efficiency index (REI), 270, 282
technology absorption, 273
ICT, see Information and communication technology (ICT)
ICT cluster, 31
Immigrant
citizenship, 23
impact on innovation, 3
Immigration policy, 1
Import Substitution Industrialization (ISI), 160, 164
Incremental innovation, 4, 7, 19, 168
regional innovation system, 332
Incumbent country, 46
India, 3, 29, 160, 168, 275
availability of latest technologies, 277
GDP growth, 279
labor productivity, 279
levels of education, 271
meritocratic bureaucracy, 154
national innovation system, 31
patent applications, 269, 269
per capita GDP, 279
policies, 31
public policy window, 40
R&D specialists, 267
relative efficiency index (REI), 270, 270, 274, 282
scientific and technological articles, 269
securities market, 183
Indirect R&D support, see R&D tax incentives
Indonesia, 160, 164
Industrial design, 160
Industrial policy, see also Innovation policy
for different types of innovation, 167169
and innovation systems, 159167, 169
Industry
geographic clustering, 359, 362
submarket/niche, 367, 374
Industry agglomeration (and invention), 444
Industry life cycle, 4, 10
Information and communication technology (ICT), 13, 29, 31, 92
co-agglomeration of invention, 420
Innovation, 437
and financial system, 179213
clustering, 360
decision, 5
economic development, 18, 149, 204
incentive for, 5, 12
industrial dynamics, 332
knowledge intensive entrepreneurial venture, 447, 453454
long-term economic development, 175
R&D, 66
role of, 331
role of institutions, 13
within a sectoral systems framework, 28, 3839
Innovation cascade, 5
Innovation management, 2, 1213
business incubators, 12
practices, 13
Innovation performance
and national banking system. 192207
firm size, 203, 208
OECD and Brics countries, 249293
strategic alliance, 128
Innovation policy, 1, 38, 12, 19, 7999, see also Public policy
and innovation systems, 159167
and new regional growth paths, 329352
choice, 6
definition, 4
directionality, 80, 81, 93
economic growth, 5, 6
evaluation of, 1112
for different types of innovation, 167
history of, 86
implementation of, 6
instruments, 6, 57
justification for, 79, 87
market-creating framework, 79, 81, 82, 8593
market or system failure, 67, 79, 81, 8385, 86, 94, 329
mission-oriented project, 6, 19, 54, 79, 81, 84, 8688, 94
ROAR, 9398
role of government, 54
societal challenges, 79, 81, 93
Innovation system, 5, 6, 812, 19
and industrial policy, 159165, 169
assessing of, 11
direction of change, 81
in developing countries, 151154
managing of, 57
national system, 9, 149171, see also National innovation system (NIS)
regional system, 910, 149, 329352, see also Regional innovation system
sectoral system, 1012, 149150, see also Sectoral innovation system
smart cities, 420, 395, 407
system failure, 329330
Innovative activity, 5
Innovation-box policy, 59
Input-or-outputs-oriented agenda, 94
Institution
entrepreneurship, 334, 338
impact on innovation, 1, 252, 435
market creating innovation policy, 85
regional innovation system, 333, 334, 337, 338
sectoral system, 28
Institutional lock-in, 338
Institutional window, 39
Intel, 365
Intellectual property (IP) protection, 36
equities and royalties, 98
knowledge intensive entrepreneurial venture, 448
International Council on Mining and Metals (ICMM), 336
International Energy Agency, 477
International leadership (windows of opportunities), 79
International linkage, 43, see also Network
Internationalization (strategic alliance), 125
Internet, 79, 81, 84, 278
Invention, 437
Invention (agglomeration), see Agglomeration of invention
Investment in STI
and growth, 217, 219223
in Mexico, 217243
research approach, 219223
timedimension, 218
Ireland
citations in articles, 274
foreign direct investment (FDI), 267
ICT goods imports, 273
per capita GDP, 278
relative efficiency index (REI), 270, 271
ISI-Thomson Web of Science (WOS), 109, 111
Israel, 88, 93
R&D specialists, 267
R&D spending, 267
relative efficiency index (REI), 271
scientific research institutions, 274, 278
technology absorption, 273
Italy, 33, 154
access to technological change, 277
institutional efficiency, 277
per capita GDP, 278
R&D subsidies, 70
R&D tax incentives, 57, 6970
relative efficiency index (REI), 270, 270
scientific and technological articles, 269
scientific research institutions, 274
technology absorption, 274
Japan, 2, 3, 40
ICT goods imports, 273
infrastructure, 273
METI, 168, 401
patent applications, 269
per capita GDP, 278
policies, 162, 165
R&D specialists, 267
R&D spending, 266, 473
R&D tax incentives, 57
regional innovation system, 175
relative efficiency index (REI), 270, 270, 274, 282
sectoral system, 150
technology absorption, 273
university-industry collaboration in R&D, 273
Japan – smart cities
bibliometric analysis, 399
component technologies, 414
consortium, 403
energy system, 402
entrepreneur, 408
feed-in-tariff (FIT) program, 412
financing, 408
government interest, 398
government organizations, 401
guidance of the search, 407
innovation system, 407, 409410, 411
legislation, 412
legitimacy of technologies, 409
local associations, 403
local governments, 410
market for technologies, 408
networks, 403
objectives, 410
partnership, 401
projects, 399, 413
public policy, 410, 412
role of knowledge and learning, 399
social system demonstration, 413
Japan Smart Community Alliance (JSCA), 402
Johansen System Cointegration approach, 218
Jordan, 202
Kazakhstan, 186
Keihanna Science City, 414
Kenya, 188
Kitakyushu, 413
Knowledge, see also Learning
regional innovation system, 332
role of, 399, 435
sectoral innovation system, 397
Knowledge intensive entrepreneurial venture
being innovative, 454
characteristics of, 435, 451, 452
classification of, 453
exploiting innovative opportunities, 456457
founder/team, 453
knowledge intensity, 455
new firm, 452
patents, 455
Knowledge intensive entrepreneurial venture – Europe, 438449
academic spinoffs, 442
business environment, 445446
corporate spinoffs, 442443
financing of, 446
founder/team, 442, 443444
independent start-ups, 442
innovation, 447
knowledge characteristics, 443
knowledge life cycle, 444
linking to the innovation system, 444
market, 445, 448
networks, 444
performance, 448
strategy of the firm, 448
Knowledge intensive entrepreneurship (KIE), 433461
advanced knowledge, 460
concept of, 435, 437
entrepreneurial dynamics, 460
in creative industries, 458
investments in R&D, 457
market and institutional factors, 459
market demand, 460
quality of entrepreneurship, 459
regions, 459
research, 449
research design, 450
sector specific, 459
within science-based industries, 458
Knowledge spillover, 129, 388, 444
Korea, 2, 3, 8, 12, 29, 153, 156, 305
ICT goods imports, 273
industrial policy, 160, 162
infrastructure, 273
innovation through imitation, 178
national innovation system, 31
patent applications, 269
policies, 31, 161
public policy window, 40
R&D specialists, 267
R&D spending, 266, 473
relative efficiency index (REI), 270, 270, 270, 282
technological window, 39
university-industry collaboration in R&D, 273
Laboratoire des sciences du climat et de l’environnement, 150
Latecomer country, 41, see also Emerging country
Latin America, 152, 154, 171, 181
economic growth, 306, 307, 309
Import Substitution Industrialization (ISI), 160, 164
meritocratic bureaucracy, 157
natural resources, 306, 307, 308
R&D spending, 266
Learning
regional innovation system, 332
role of, 399
Libertarianism, 157
Licence, 31
Limited joint venture, 31
List, F., 153, 219
Luxembourg
infrastructure, 271273
labor productivity, 279
per capita GDP, 278
R&D specialists, 267
relative efficiency index (REI), 270271
scientific and technological articles, 269
technology absorption, 273
Maastricht Memorandum, 87
Machine tools, 29
Malaysia, 158, 308
Manufacture-exporting countries (economic growth and currency undervaluation), 305321
Mark I classification, 10, 34
Mark II classification, 10, 34
Market creating innovation policy, 5, 12, 79, 81, 8593
challenges, 82
circulation of knowledge, 85
investments, 84
Market failure theory (MFT), 67, 79, 81, 8385, 86, 94
negative externalities, 83
steady-state scenario, 84
Market leadership, 160
Mauritania, 312
Medical device, 1011, 448
Memorex, 366
Meritocratic bureaucracy, 2, 154158
advantages of, 155, 169
and public policy, 2, 167
cultural explanations, 158
history of, 154
in Asia, 165
in Latin America, 157
opposition to, 156
Metcalfe, J.S., 48
Mexico
access to technological change, 277
availability of latest technologies, 277
economic liberalization, 230
foreign direct investment (FDI), 267
ICT goods imports, 273
infrastructure, 273
institutional efficiency, 277
levels of education, 271
natural resources, 308309
patent applications, 269
per capita GDP, 278
R&D specialists, 267
R&D spending, 266
R&D tax incentives, 57
relative efficiency index (REI), 270271, 274
scientific research institutions, 274
strategic reorientation of economy, 225, 226
technology absorption, 273274
university-industry collaboration in R&D, 273
Mexico – STI investment, 217243
and economic growth, 217, 219223
creation of CONACYT, 224225
data, 236238
demand pool, 228230
econometric analysis, 224
financial commitments, 226, 229
governance issue, 232233
Gross Expenditure in Experimental Development (GIDE), 221
historical analysis, 218, 221, 223, 224233
Innovation Stimulus Program (PEI), 231
Johansen System Co-integration approach, 218, 223, 234, 238
National Policy and Programs for Science and Technology (PNPCyT), 226, 231
public expenditure in STI (PESTI), 218, 221, 222, 228
quantitative analysis, 218, 233, 236
research design, 223224, 241
Science and Technology (S&T) Bill (2002), 230
structural weakness, 231
supply push approach, 226228
System of National Researchers (SNI), 228
systemic approach, 230233
tax credits, 231
time dimension, 218, 222
vector autoregressive models (VAR), 218, 222, 234
Mid-sized aircraft, 40
Mineral-exporting countries
economic growth and currency undervaluation, 305321
policy dilemma, 320
Mission oriented innovation policy, 7, 19, 54, 79, 84, 8688
evaluation of, 81
public sector organization, 95
Mitsubishi, 402
Mobile phone, 40, 46
Mode of learning, 13
Modelling of sectoral system
agent-based modelling, 44
history-friendly models, 4347
social network analysis, 43
Mongolia, 186, 188
Monopolistic market, 5
Morocco, 202
Motorcycle, 29
Mulroney, B., 156
Multinational firm, 72
Muslim religion, 158
NACE code, 34, 35, 38
Namibia, 185, 188
Nanotechnology, 10, 13, 79, 81, 84, 92, 458
Nanotechnology Initiative (U.S.A.), 54
National banking system
and credit constraints, 188192
bank branches, 185
characteristics of, 183188
concentration ratio, 186
enterprise innovation performance, 192209
interest rate, 187
net interest margins, 187
private bank credit as a percentage of GDP, 185
National Council for Science and Technology (CONACYT), 223
budget, 226
creation of, 225
governance issue, 232233
role of, 225, 230
National financial system, 178209
National innovation system (NIS), 9, 30, 149171, see also Innovation system, Regional innovation system, Sectoral innovation system
and rates of growth, 282
bureaucracy, 153
creation model, 263, 266271
definition of, 149150
diffusion model, 265, 271277
efficiency (OECD and Brics countries), 249293
general model, 266, 279282
immature system, 152
importance of, 252
incomplete system, 152
in developing countries, 151154
inefficiency/ineffectiveness, 153
meritocratic bureaucracy, 154158
neo-peripheral system, 153
regional innovation system, 151
relative efficiency index (REI), 266, 287291
sectoral system, 30, 150
utilization model, 265, 277279
weak system, 152
National Institutes of Health (NIH), 85, 88, 150
National Renewable Energy Laboratory, 150
National Science Foundation (NSF), 85
National system of innovation, see National innovation system (NIS)
Natural resource-based growth, 306, 307
policy dilemma, 320
risks, 309
Nelson, R., 9, 29, 32, 48, 89, 219, 249, 250
Neoclassical economics, 91, 249
and policy interventions, 3, 6
markets, 156
Neo-structuralist policy, 161
Netherlands, 309
citations in articles, 274
clustering, 367
ICT goods imports, 273
infrastructure, 272273
patent applications, 269
per capita GDP, 279
R&D tax incentives, 57, 62, 66
relative efficiency index (REI), 270271
Network, 28, 3536, see also Developmental network state
circulation of knowledge, 85
innovation instruments, 85
knowledge intensive entrepreneurial venture, 444
regional innovation system, 336
smart cities, 395, 403
strategic alliance, 130
New Economic Geography model, 359
New Energy and Industrial Technology Development Organization (NEDO), 150, 399, 401, 408
New York City, 422
New Zealand, 3
institutional efficiency, 277
per capita GDP, 278
R&D tax incentives, 57
relative efficiency index (REI), 270271
university-industry collaboration in R&D, 273
Niche market, 44, 367
Non-profit laboratory, 5
Nordic countries
patent applications, 269
R&D specialists, 267
R&D spending, 266
relative efficiency index (REI), 270271
technology absorption, 273
Northern Ireland(R&D tax incentives), 61
Norway, 30, 33, 484
GDP growth, 279
labor productivity, 279
levels of education, 271
per capita GDP, 278
R&D tax incentives, 61, 64, 66
regional development, 345
technology absorption, 273
Oceania, 277, 278
OECD countries, 2, 12
R&D tax incentives, 55, 57, 66
sectoral system, 150
OECD – National innovation system (NIS)
creation model, 263, 266271
efficiency in term of growth performance, 249293
key questions, 251
OECD STAN, 30
Old industrial region
actor-related barriers, 346
network-related barriers, 347
new path development policies, 347
path breaking policies, 347
policy strategies, 347
regional innovation system, 335, 341, 346348, 351
Olds Motor Works, 362363, 366
Oligopolistic market, 5
Ordered Probit model (NIS and economic growth), 287291
Ordinary competition, 331
Organization, see also Private firm
impact on innovation, 2, 252
routines, 2
Organization for Cross-regional Coordination of Transmission Operators (OCCTO), 412
Orphan Drug Act, 54
Oslo Manual, 181, 182, 192, 208
Outsourcing, 94
Pakistan, 158
Panasonic, 402, 403
Papua New Guinea, 312
Patent, 36, 45, 160, 250
agglomeration of invention, 418428
and innovations, 454455
applications (OECD and Brics countries), 269
creation model, 263, 265
in major urban areas, 422
intangible stock of knowledge, 421
Patent-box policy, 59, 71
Path branching, 339, 340, 347, 350
Path creation, 339, 340, 450
innovation policy, 6, 12, 19
Path development, 339
Path extension, 339
Path importation, 339, 340, 345
Path modernisation, 339, 340, 347, 350
Path upgrading, 339, 340, 345
Pavitt taxonomy, 30, 33
Perez, C., 39, 90
Perfect competition, 5
Peripheral region
new path development policies, 345
path breaking policies, 345
policy strategies, 345
regional innovation system, 335, 341345, 351
Peru, 312
Pharmaceuticals, 29, 31, 45, 150
technological change, 38
Philippines, 156
Phillips and Perron (PP) test, 234
Place-based system failure, 330
Poland
levels of education, 271
per capita GDP, 278
relative efficiency index (REI), 270271
scientific research institutions, 274
technology absorption, 273274
Polanyi, K., 82
Political lock-in, 333
Pollution, 83
Porter, M., 164
Portillo, L., 226
Portugal, 154
access to technological change, 277
relative efficiency index (REI), 270
Price system, see also R&D tax incentives
negative externalities, 84
Private firm, see also Entrepreneur
business unit, 361
clustering, 360, 372
credit constrained establishment, 188
financing of, 180, 188, 200
firm size and innovation performance, 203
innovative activities, 5, 9, 360361
innovative capabilities, 368
investments, 80
market creating innovation policy, 85, 95
submarket, 367, 374
Probit model (credit constraints), 188, 193
bivariate probit model, 194, 195
Product life cycle, 4
Productivity, 30
R&D, 53, 66
Profit, 5
Protectionism, 46, 161, 162
Protestant ethic, 158
Public choice theory, 80
Public organization, 8889
impact on innovation, 2
routines, 2
Public policy, see also Government, Innovation policy
de-risking, 80, 95
directionality, 80, 81, 93
distribution of risks and rewards, 82, 97
evaluation of, 81
impact on innovation, 1, 84
in a sectoral system, 3233, 45
missions, 79, 81, 86
window of opportunities, 40
Public-private partnership, 95, 97
Public R&D laboratory, 9, 55
in developing countries, 152
Public research institute, 35
Public sector organization
high-risk investment, 81
learning, 95
symbiotic partnership with the private sector, 95
transforming of, 94
Publication, 35
Pulp and paper, 29
Quality competition, 331
Quebec (R&D tax incentives), 62
Radical innovation, 4, 5, 19
regional innovation system, 332
R&D
asymmetry of information, 54
decision, 5, 54
demand for, 60
externalities, 53
financing of, 55, 60, 181
grants, 55
incentive for, 9, 12, see also R&D tax incentives
in developing countries, 152
indivisibility of projects, 54
public policy, 1, 96
rate of return, 53, 54
role of government, 53, 54, 5657
strategic alliance, 106, 128
subsidies, 55
support (effectiveness), 5372, 96
user cost, 60, 67
R&D researcher (wages of), 5960, 64
R&D subsidies, 6772, 457
additional R&D, 68, 69
combined with R&D tax incentives, 6970
cost-benefit analysis, 68
crowding-out, 68
efficiency, 68
R&D tax incentives, 3, 9, 12, 33, 5367, 6972, 457
additional R&D, 5962, 6667
and various tax reductions, 59
applying for, 60
bang for the buck (BFTB), 6264
combined with R&D subsidies, 6970
cost-benefit analysis, 6466
crowding-out, 59, 62
increment-based tax incentives, 5759, 62, 63
in Mexico, 231
level-based tax incentives, 5759, 63
oriented, 59
patent-box policy, 59
price effects, 64
price elasticity, 61, 65
refundable, 59
role of government, 5355
Reagan, R., 156
Regional innovation system (RIS), 9, 149
academic leadership, 335
actors, 335
barriers to structural change, 331, 335341, 351
business incubator, 12
clustering, 359, 360
definition of, 151
innovation policies, 329352
institutional entrepreneurship, 334, 338
institutional variety and connectedness, 334
institutions, 337
knowledge dynamics, 333
localized learning processes, 332
negative lock-ins, 333, 334, 338
networks, 335, 337
new growth paths, 335, 336, 337, 338
path-dependent processes, 332
path development, 338341
place-based system failure framework, 331, 351
quality competition, 331
role of innovation, 331
static perspective, 331
structural change, 334, 335
system failure concept, 330
thick and diversified regions, 335, 341, 348350, 352
thick and specialised regions, 335, 341, 346348, 351
thin regions, 335, 341, 341345, 351
university spinoff, 335
weak connectedness or fragmentation, 337
Religion (impact on innovation), 2
Research and development (R&D), see R&D
Research grant, 68
Research university (impact on innovation), 2
Resource-based development model (dilemma), 320321
Results-and-outcome-oriented agenda, 94
Revenue, 5
ROAR, 9398
assessment, 96
organization, 94
risks and rewards, 97
routes, 93
Routes, Organization, Assessment and Rewards (ROAR), see ROAR
Russian Federation, 249
availability of latest technologies, 277
GDP growth, 279
relative efficiency index (REI), 270271
scientific and technological articles, 269
Salinas de Gortari, C., 229
Salmon farming, 29
San Diego, 362, 364, 366
San Francisco, 362, 364
agglomeration of invention, 418428
coagglomeration of invention, 426
types of patents, 422
Saudi Arabia, 158
SBIR, see Small Business Innovation Research (SBIR)
Schumpeter, J., 34, 34, 89, 249, 331, 433, 435437, 457
Science, technology and innovation (STI), see Investment in STI
Science-based industry, 435
knowledge intensive entrepreneurship (KIE), 458
Scopus, 109
Seagate, 366
Secrecy, 36
Sector, 27
actors/agents, 28
institutions, 28
knowledge base, 28
technological knowledge, 28
Sectoral innovation system, 1012, 27, 28, 149
and national system, 3032
characteristics, 3536
definition of, 151
diffused sectoral system, 36
distributed information sectoral system, 37
distributed science and technology knowledge, 38
evolution of, 3843
fiscal incentives to R&D, 33
history-friendly models, 4347
innovation, 28
modelling of, 4347
quantitative analyses, 30, 33
role of public policy, 3233
smart cities, 397
studies of specific industries, 29
systemic nature of international linkages, 43
taxonomy, 3338
technological change, 3839
vertical links among industries, 4142
vertical with complementary asset sectoral system, 37
vertical with production asset sectoral system, 36
windows of opportunities, 3941
Semiconductor, 29, 31, 4041, 4445, 46, 360
clustering, 362, 363, 374
in China, 41
spinoffs, 363, 364, 365, 366, 374
Services, 29
Sharp, 403
Shugart Associates, 366
Silicon Valley, 88, 94, 149
clustering, 359, 362, 363
flagship firms, 363
spinoffs, 363, 364, 365, 377
Singapore, 2, 3, 153, 305
cluster creation, 162
industrial policy, 160, 162
Slovakia
foreign direct investment (FDI), 267
ICT goods imports, 273
institutional efficiency, 277
relative efficiency index (REI), 270271
scientific research institutions, 274
Slovenia
relative efficiency index (REI), 270271
scientific and technological articles, 269
Small Business Innovation Research (SBIR), 54, 85, 92
Smart city, see also Japan – smart cities
characteristics of, 394
electricity network, 395
implementing, 394
innovation system, 394, 395, 396, 398
smart grids, 395
Smart meter, 414
Smart specialization strategy, 8, 94, 162, 171
Smith, A., 3, 219
Smith, R., 167
Social network analysis, 110
Soete, L., 39
Software, 29, 31
Solyndra, 97
Solow’s model, 3
South Africa, 168, 249
availability of latest technologies, 277
infrastructure, 273
R&D specialists, 267
relative efficiency index (REI), 270271
scientific and technological articles, 269
South Asia, see Asia
South Korea, see Korea
Space sector, 54
Spain, 154
access to technological change, 277
per capita GDP, 279
policies, 164
R&D subsidies, 69
R&D tax incentives, 61, 62, 67
relative efficiency index (REI), 270271
scientific and technological articles, 269
Spinoff, 335, 340, 359389, see also Cluster, Knowledge intensive entrepreneurial venture
creation of, 365, 371, 372, 374
definition of, 360
distinctive performer, 364
entry, 362, 363, 378
geographic concentration, 372, 388
impact of, 361
industry leaders, 364
model, 360, 387
performance, 378
profit, 380
Startup, 371, 437, see also Knowledge intensive entrepreneurial venture, Spinoff
State, see Entrepreneurial state, Government
State investment bank, 88
Steel, 41
Strategic alliance, 106137
authors, 111114
bibliographic coupling, 110, 123133, 135, 137
bibliometric research, 106, 108, 110
co-development contract, 107
definition of, 106
equity agreement, 106
governance mechanisms, 132
government support, 136
innovation performance, 128
institutions, 115
international context, 125
knowledge governance, 129
knowledge perspective, 107, 129
network, 130
non-equity agreement, 106
publications, 111, 114123
role of, 106, 133
trust and cooperation, 126
Sub Saharan Africa, see Africa
Subsidy, see R&D subsidies
Sudan, 158
Supplier, 35
Sweden
ICT goods imports, 273
natural resources, 306, 308
patent applications, 367
per capita GDP, 279
R&D tax incentives, 57
regional development, 350
relative efficiency index (REI), 270271
technology absorption, 273
Switzerland
citations in articles, 274
GDP growth, 279
infrastructure, 271
patent applications, 269
per capita GDP, 279
R&D spending, 266
relative efficiency index (REI), 269, 270271, 282
scientific and technological articles, 269
scientific research institutions, 274
technology absorption, 273
System failure, 7, 79, 81, 8485, 8687, 94
concept, 329
System GMM, 316
System of innovation, see Innovation system, National innovation system (NIS), Regional innovation system, Sectoral innovation system
Tacit knowledge, 332
Tajikistan, 186
Taiwan, 29, 88, 153, 156, 305
ICT clusters, 31
ITRI, 168
policies, 31, 161, 162
public policy window, 40
Tanzania, 29, 188
Tax competition, 65
Tax incentives, see R&D tax incentives
Taxation system, 84
Taxonomy (sectoral innovation system), 3338
Technical choice, 5
Techno-economic paradigm, 90, 97
Technological breakthrough, 5
Technological change
directions of, 80, 86, 89, 93
R&D, 54
role of government, 54, 86
sectoral innovation system, 34, 39
Technological discontinuity, 46
Technological innovation system, 398, 407
complementary innovation system, 409
Technological paradigm, 8991
Technological trajectory, 8991
Technological window, 39
Telecommunications, 29, 31, 41
technological change, 38
TEPCO, 402
Tesla Motors, 97
Test for second order serial correlation (AR2), 316
Texas Instruments, 364, 377
Thatcher, M., 156
Thomson-Reuters, 109
Tire industry, 360
clustering, 362
flagship firms, 363
spinoffs, 365, 366, 387
Tokyo Institute of Technology, 402
Toshiba, 402, 407
Toshima, 402
Toyota, 413
Trademark, 36, 160
Traffic congestion, 83
Transformational system failure, 330
Transnational company, 344
Transparency, 171
Tunisia, 188, 202
Turkey, 160, 167, 168
availability of latest technologies, 277
levels of education, 271
patent applications, 269
per capita GDP, 279
relative efficiency index (REI), 270, 270271
scientific and technological articles, 269
scientific research institutions, 274
Uganda, 188, 202
Ukraine, 186
UNCTAD, 312, 314
United Kingdom, 3, 156, 359
automobile industry, 387
citations in articles, 274
financing R&D, 182
infrastructure, 273
investment in STI, 221
meritocratic bureaucracy, 154, 157
per capita GDP, 279
R&D spending, 266
R&D tax incentives, 57
relative efficiency index (REI), 270, 270271
scientific research institutions, 274
technology absorption, 273
United States, 3, 10, 11, 54, 88, 93, 97, 156, 160, 359, 465, 477
banking system, 185
citations in articles, 274
clustering, 362
financing R&D, 181
GDP growth, 279, 465
government support, 164
ICT goods imports, 273
infrastructure, 271
local market size, 278
meritocratic bureaucracy, 155, 157
patent applications, 267
per capita GDP, 279
R&D spending, 266, 473
R&D tax incentives, 64
regional innovation system, 149
relative efficiency index (REI), 270271, 274
scientific research institutions, 274
sectoral system, 149
smart cities, 396, 411
technology absorption, 273
university-industry collaboration in R&D, 273
University, 9, 35
in developing countries, 152
market creating innovation policy, 86
role of, 30, 55
spinoff, 335
University laboratory, 5, see also Research university
Uruguay, 29
US Department of Energy, 97
Utilization model
acquisition of new technologies, 265
human and institutional improvement, 266
infrastructure, 266
institutional efficiency and level, 266
internet connectivity, 266
labor productivity, 266
local market size index, 266
OECD and Brics countries, 276281
population wellbeing, 265
Vaccine, 96
Venture capital firm (in developing countries), 152
Venture capital fund, 92, 97
Venture capital policy, 4, 9
Vietnam, 29
VOSviewer, 109
Weber, M., 2, 155, 158
Window of opportunities, 3941
application of the framework, 40
concept of, 39
responses by firms, 40
sectoral system, 39
Wine, 40
Winter, S., 41, 89
Woman education
impact on innovation, 23
in Islamic countries, 158
World Bank, 305
World Bank’s Business Environment and Enterprise Performance Surveys (BEEPS), 182
World Bank’s Enterprise Surveys (WBES), 181, 182, 208
World Bank’s Global Financial Development database, 183
World Bank-World Development Indicators database, 314
World Data Bank on Science and Technology, 263
World Economic Forum, 159
Yemen, 202
Yokohama Smart City project, 403, 413
Yokohama Smart Community Association, 403
Zakat, 158

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  • Index
  • Edited by Jorge Niosi, Université du Québec, Montréal
  • Book: Innovation Systems, Policy and Management
  • Online publication: 10 August 2018
  • Chapter DOI: https://doi.org/10.1017/9781108529525.018
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  • Index
  • Edited by Jorge Niosi, Université du Québec, Montréal
  • Book: Innovation Systems, Policy and Management
  • Online publication: 10 August 2018
  • Chapter DOI: https://doi.org/10.1017/9781108529525.018
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  • Index
  • Edited by Jorge Niosi, Université du Québec, Montréal
  • Book: Innovation Systems, Policy and Management
  • Online publication: 10 August 2018
  • Chapter DOI: https://doi.org/10.1017/9781108529525.018
Available formats
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