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Edited by
Filipe Calvão, Graduate Institute of International and Development Studies, Geneva,Matthieu Bolay, University of Applied Sciences and Arts Western Switzerland,Elizabeth Ferry, Brandeis University, Massachusetts
Transparency is increasingly promoted as a necessary step to achieve various social and environmental sustainability goals. And yet, the pervasive idea that more transparency leads to more sustainability relies on an assumption that the market can and will transform information about corporate activities into a positive sustainability outcome. Reflecting on Traidcraft Exchange’s “Who picked my tea?” campaign and some of the responses to it, this chapter uncovers some of the assumptions that motivate transparency initiatives and shows how these assumptions serve the interests of powerful actors such as corporations and their investors. In doing so, they reinforce an understanding of sustainability that rewards companies for doing little more than disclosing information they themselves have decided is appropriate to share.
This chapter elaborates on environmental law and anti-SLAPP provisions in those countries. It explains how environmental law in these countries has evolved from an instrumental-based and piecemeal approach to an integrative and comprehensive one. Beyond that, environmental concerns have also been understood as a human rights issue, which has led to the incorporation of environmental rights in the constitution and relevant legislation and policies. In addition, environmental law provides legal frameworks how public participation in environmental matters concerns should be governed, facilitated, or constrained, which in turn has influenced how environmental movements conduct their struggles and how states and non-state actors implicated in their struggles respond to them. These legal frameworks are important elements that have shaped the ways in which public engagement on environmental issues is controlled, advanced, or restricted and how environmental movements navigate and mobilise those frameworks to make their claims.
The literature increasingly disaggregates political systems for examining the differences in international policies and domestic decision-making according to diverse regime typologies. The following research adds to this literature by studying the impact of environmental non-governmental organizations (ENGOs) on the likelihood of ratifying international environmental agreements in different types of autocratic regimes. Building on a theory that focuses on the provision of environmental public goods, the author distinguishes between single-party regimes, military juntas, monarchies, and personalist dictatorships. The core argument claims that the provision of public goods varies among those regime typologies, ultimately leading to the expectation that the lobbying efforts of ENGOs should be most weakly pronounced in those autocracies that are likely to provide more environmental public goods anyway, i.e., single-party regimes. The empirical analysis using data on the ratification of international environmental agreements and autocratic regime types between 1973 and 2006 supports the theory.
This paper focuses on the democratic quality of ‘new’ modes of EU governance. Since these innovative governance arrangements are more likely to demonstrate democratic features of a deliberative nature, the criteria for an ideal type of deliberative democracy are developed based on the well-known work of theorists Jürgen Habermas and Iris Marian Young. The empirical test case of the Industrial Emissions Directive and, more specifically, the selection and deliberation processes of its Technical Working Groups are assessed using these criteria. The research reveals how a particular new mode of EU governance works in practice and how it performs from the perspective of deliberative democracy.
What happens when scientists, dedicated to basic scientific research, are called forth to participate in politically fraught scenarios? We explore this question through a qualitative study of the intimate experiences of scientists who developed the first Argentine National Glacier Inventory (2010–2018). This inventory was entrusted to IANIGLA, a state-funded scientific institute. It arose from the world’s first glacier protection law, drafted to protect all glacier and periglacial environments as hydrological reserves as mining megaprojects encroached on them. This article examines the failed attempts to turn periglacial environments into “governable objects” (Hellgren 2022). Interviews and an auto-ethnography among scientists involved reveal that these failures can be attributed to unresolved tensions in upscaling and downscaling practices that are needed to simultaneously produce world-class climate science and locally relevant policy science. The failure to anticipate or resolve those tensions, in the context of grassroots opposition to mining, undermined trust in science and government, pointing to the local limits of global climate science.
Previous studies have primarily advocated enhancing the deterrent effects of sanctions against offending firms to prevent organizational environmental violations. However, despite stricter regulatory environments, violations that cross the ‘red line’ remain pervasive. Limited research has delved into the factors that influence an organization’s ability to learn from environmental sanctions imposed on others. To address this gap, inspired by social learning theory, we examine whether environmental sanctions imposed on violating firms deter environmental governance among their industry and regional peers using a sample of Chinese-listed firms from 2008 to 2021. Our findings indicate that increasing the frequency and severity of penalties for offending firms – particularly those leading firms and state-owned-enterprises or those with close ties – can affect the environmental governance practices of their peers, both in terms of process and outcome, underscoring the critical role of peer influence in enforcing environmental regulations. Additionally, the current article also concludes that the general deterrence effect on peers is more pronounced in competitive industries and regions with underdeveloped legal frameworks.
The rational allocation of authority across government levels is crucial for the effective provision of environmental public goods. Based on China’s environmental policy texts (1973–2023) and case studies, this paper analyzes the division and adjustment of environmental governance powers. The findings reveal selective decentralization under the trend of centralization over the past fifty years in China’s environmental governance: (1) Legislative power has been conditionally devolved, to encourage distinctive local environmental legislation that is non-contradictory to central legislation; (2) Administrative power has transitioned from an ambiguous two-tier system to a three-category framework with attempts to quantify shared authorities. This recentralization aligns with the principle that national public goods are provided by the central government, while regional ones are supplied jointly; (3) Supervisory power has transitioned from local to vertical management, and its oversight has been elevated to a national initiative, receiving strong political endorsement.
This book documents the mobilisation of law to retaliate against, intimidate, and even punish environmental defenders in Southeast Asia. It draws on case studies from Indonesia, Thailand, and the Philippines, which have taken measures to provide legal protection to environmental defenders by adopting anti-SLAPP provisions. Despite these provisions, attacks utilising legal means against environmental defenders have persisted. Environmental activists and local communities defending their livelihoods and the environment against the encroachment of extractive industries and state-backed development projects are turned into defendants before the courts. The book explains 1) the nature of legal attacks on environmental defenders in Southeast Asia, 2) the consequences of these attacks on environmental movements in those countries, and 3) the responses of environmental movements in navigating the existing politico-legal structures to resist these attacks and their strategies to strengthen the protection of environmental defenders in the region.
Failures of environmental law to preserve, protect and improve the environment are caused by law’s contingency and constitutional presumptions of supremacy over the self-regulatory agency of nature. Contingency problems are intrinsic to law and, therefore, invite deployment of technologies. Constitutional presumptions can be corrected through geo-constitutional reform. The latter requires the elaboration of geo-constitutional principles bestowing authority on nature’s self-regulatory agency. It is suggested that principles of autonomy, loyalty, pre-emption, supremacy and rights have potential to serve that aim and imply proactive roles for technologies in environmental governance. Geo-constitutional reform is necessary to prevent the fatal collapse of the natural regulatory infrastructure enabling life and a future of environmental governance by design. Once environmental catastrophe has materialized, however, geo-constitutionalism loses its raison d’être.
Drawing on semi-structured interviews with 36 policymakers, experts and scholars, this paper employs a principal-agent framework to analyse China’s carbon market governance. The findings reveal that institutional misalignment between central and local priorities undermines market efficacy. While mechanisms like the Target Responsibility System (TRS) and environmental inspections aim to enforce compliance, fragmented incentives and passive central supervision exacerbate policy incoherence. Owing to competing mandates, local governments prioritize short-term GDP growth over the development of the carbon market, thereby relegating emissions trading to a peripheral status. State-owned enterprises (SOEs) dominate market participation, fulfilling compliance through political alignment but distorting price signals and marginalizing private actors. China’s hybrid governance model, which combines top-down controls with decentralized experimentation, generates systemic contradictions where weak enforcement, ritualistic compliance and data opacity persist as the dominance of SOEs colludes with local developmentalism to weaken carbon pricing. Overall, carbon market governance mechanisms have paradoxically incentivized regulated entities to prioritize developmental goals over improving carbon market infrastructure.
Mediation is characterised as a voluntary, consensual process, with self-determination a core value. The literature does, however, indicate a significant evolution in its role within society. Scholars contend that government-backed mediation exhibits capacity to ‘govern’ where the process has disputants reconfigure their selves and orientation to the conflict and align their behaviour with a guiding norm (or ideal). In this way, ‘mentalities’ can be moulded by the state to secure wider political aims. This paper provides empirically grounded insights into the efficacy of mediation-based governance in the context of environmental disputes. It analyses complaints submitted to National Contact Points (NCPs) by interested parties (eg individuals and non-governmental organisations (NGOs)) against multinational enterprises. NCPs are state-based non-judicial grievance mechanisms which seek to assist the resolution of alleged breaches of the OECD Guidelines for Multinational Enterprises on Responsible Business Conduct. I argue that the empirical reality exposes tensions within mediation-based governance which present challenges and opportunities for it: (in)consistency in the state’s influence over negotiations, background levels of (dis)trust between disputants and (future-orientated) temporal focus. Until these are remedied, it will remain incapable of realising wider political aims, such as sustainable development. Private interests are too deeply ingrained and prevailing power structures too dominant.
Carbon credits have become increasingly important for supporting sustainable forest management and mitigating climate change. However, carbon projects can be challenging for local communities and smallholders to implement due to high expenses and complicated protocols. Forest projects often suffer from inefficiency, lack of transparency, and uneven benefit distribution. This study suggests a blockchain-based framework for aggregating forest carbon projects. This framework is the first in the forest sector to provide a reward mechanism for local communities or smallholders with a direct integration into an accredited registry protocol of Monitoring, Reporting, and Verification. The system combines digital identities, smart contracts, and automated incentives to improve transparency, responsibility, and trust among stakeholders. Two types of tokens are introduced: (i) Carbon Coin represents verified carbon credits within the system; and (ii) Forest Coin functions as a security token used to proportionally distribute project revenue among stakeholders. The revenue distribution was demonstrated in scenarios of afforestation, reforestation, and conservation. In addition, a web application was developed so that users can monitor project details. Unlike most blockchain carbon platforms that focus on investment and trading, this framework addresses upstream challenges, prioritising equitable benefit-sharing. The framework supports project aggregation and prioritises community ownership, advancing inclusive access to the carbon market. This study demonstrates how technological advantages can be transferred to community-driven ecological conservation.
There are several examples of collective action/social movements for the environmental cause in India. The literature on environmental governance and environmental economics, identifies a significant role of the nature of environmental goods with respect to the twin classifying criteria of rivalry in consumption and excludability. The common pool resource and public good nature of environmental property require varied governance approaches. These economic theory-based classifications can be associated with diverse types of property rights regimes in the legal realm. By developing an analytic narrative, this article attempts to identify how common individuals related with environmental movements, identify some of these nuances with respect to nature of environmental goods and associated property rights regimes and develop strategies for improvements. This article utilises secondary qualitative data to examine the perspective of common individuals, groups, and leaders of environmental movements to infer theoretical learnings from a few cases in India.
Departing from simplistic portrayals of Chinese environmental governance as authoritarian, this study identifies a hybrid policy style that combines authoritarian environmentalism with policy experimentation, as evidenced in national park policy. A detailed examination of the North-East China Tiger and Leopard National Park shows that this hybrid increasingly tilts towards authoritarianism during implementation. To explain this dynamic, the study moves beyond the prevailing central–local lens and employs the tiao–kuai model, which captures the power relations among top leaders, central departments (tiao), and local governments (kuai). The analysis reveals that organizational interests centred on conservation have led central departments to expand their authority, marginalize local governments and narrow the space for experimentation, thereby suppressing community development demands. Even when top leaders intervene from above, the entrenched power structure of tiao and kuai still limits the effectiveness of corrective measures. The study contends that a hybrid policy style, supported by balanced power relations between tiao and kuai, is essential for reconciling conservation with development through environmental policy experimentation.
This article examines the idea of introducing a comprehensive reward program for whistleblowing on violations of environmental laws. The common criticism that rewards for external reporting considerably discourage employees from internal reporting is unjustified. This argument overlooks both legal practices of whistleblowing and prior research on social preferences. We argue that prosocial motivations are a crucial determinant of both internal and external reporting. Prosocial individuals are predominant in society. They respond to monetary incentives for external reporting while maintaining their commitment to internal reporting driven by prosocial motives. By combining a vignette-based survey and a measurement of social value orientation, we find that the effect size of prosociality on the likelihood of whistleblowing is comparable to, or greater than, the effect sizes of established predictors like demographic and contextual variables. We also find that the discouragement effect is less pronounced for prosocial individuals than for proself individuals. Based on these findings, we discuss how to design legal frameworks that balance the discouragement effect and the incentive effect of whistleblower rewards.
Multispecies Justice (MSJ) is a theory and practice seeking to correct the defects making dominant theories of justice incapable of responding to current and emerging planetary disruptions and extinctions. Multispecies Justice starts with the assumption that justice is not limited to humans but includes all Earth others, and the relationships that enable their functioning and flourishing. This Element describes and imagines a set of institutions, across all scales and in different spheres, that respect, revere, and care for the relationships that make life on Earth possible and allow all natural entities, humans included, to flourish. It draws attention to the prefigurative work happening within societies otherwise dominated by institutions characterised by Multispecies Injustice, demonstrating historical and ongoing practices of MSJ in different contexts. It then sketches speculative possibilities that expand on existing institutional reforms and are more fundamentally transformational. This title is also available as Open Access on Cambridge Core.
In response to its severe environmental problems, China's government is pursuing a national goal to “build an ecological civilization.” One approach used to theorize about China's environmental governance is environmental authoritarianism (EA). Drawing on work in political steering theory and the governmentality tradition, this paper addresses the “soft” side of EA by analysing the eco-civilization discourse on food and eating in policy documents and consumer guidebooks. It argues that China's EA works not only through coercion but also through citizen responsibilization. The emerging discourse of eco-civilization outlines a cultural nationalist programme focused on virtue and vice, in which consumer behaviour is morally charged. Consumers are expected to cultivate themselves into models of ecological morality to fulfil their civic duty and support the state's goal of building an ecological civilization.
Co-management regimes are institutional innovations that hold the promise of achieving sustainable common-pool resource governance. However, the transition to such institutional regimes in coastal resource systems has faced challenges in many countries. This article examines the processes and outcomes of such institutional changes in coastal fisheries in Ghana, where the transition to co-management was unsuccessful. Combining theoretical perspectives from legal pluralism in legal anthropology and ideational theories of institutional change within institutional economics, the paper uses process tracing to examine the role of ideology and historical institutional dynamics of the resource context in the institutionalization and failure of co-management arrangements for governing coastal fisheries. The study finds that ideological conflicts and historical legacies of legal pluralism hindered the practice and outcomes of coastal fisheries co-management in Ghana. The article argues for particular attention to the historical institutional dimensions and underlying worldviews of the resource context in institutional interventions for sustainability in coastal resource systems.
In its nearly 80-year history, the International Whaling Commission (IWC) has shifted from a “whalers club” to an international governance body chiefly focused on the protection and conservation of global cetacean populations. Drawing on recent scholarship on extinction and its entanglements, this article compares two addresses given by whalers at IWC meetings 40 years apart to problematise the way whaling and its relation to extinction is conceptualised in international environmental governance. Guided by practice-oriented document analysis and recent theorisation of extinction as an entangled process, this article analyses the personal stakeholder testimonies from two different representatives of the North Slope whalers of Northern Alaska to the IWC – one in relation to the 1977 Alaska bowhead whaling controversy and the other in the context of the 2018 negotiations over streamlining Aboriginal Subsistence Whaling management and supporting greater flexibility and Indigenous autonomy. By comparing these two statements from very different points of history for the IWC and the governance of Indigenous whaling, this article illustrates some of the ongoing struggles for environmental governance to recognise extinction as a complex, multifaceted process that reverberates throughout human and more-than-human communities.
Decentralization is believed to ensure better environmental governance. However, recent studies have shown that some governments recentralize local enforcement to increase the effectiveness of policy implementation. Under what conditions is recentralization the better option for environmental enforcement? This study attempts to differentiate two possible mechanisms through which recentralization can deliver better environmental outcomes: curbing elite capture and enhancing local resources. In the context of recentralization reform and with a unique dataset of local investigations into China's environmental enforcement, we demonstrate that although decentralization has been successful from many perspectives, recentralizing local environmental enforcement can produce better outcomes for pollution reduction in China, by curbing local protectionism rather than enhancing local resources. Further qualitative analysis reveals why recentralization cannot necessarily enhance local resources and capacity, even though it is designed to do so.