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Edited by
Monika Zalnieriute, Law Institute of the Lithuanian Centre for Social Sciences,Agne Limante, Law Institute of the Lithuanian Centre for Social Sciences
This chapter focuses on the use of AI at sentencing. First, we note that AI can be used in different ways in the task of sentencing offenders. Second, the chapter considers when a ‘robot’ judge can be said to perform sufficiently well to replace a human judge. We argue that a plausible criterion for the assessment of the performance of a robot judge is contingent on penal ethical considerations and since these have not been sufficiently developed, we do not yet possess an applicable criterion for a comparison robot and human judges. Third, this conclusion also has implications for less radical applications of AI (such as the use of algorithms as sentencing advisory systems), for assessing competing types of AI models, and for carrying out post hoc evaluations of the performance of sentencing algorithms once they have been implemented.
Criminal law is divided into two general categories. Substantive criminal law is concerned with the declaration of conduct that is prohibited and the calendar of associated penalties. Procedural law regulates the conduct of authorities during the investigative and trial phase of proceedings. The law of criminal procedure is divided into three broad phases: pre-trial, trial and sentencing. Each phase is governed by important policy concerns relating to due process, the right to silence, the liberty of the individual, privacy and equal treatment. Some of these policy concerns will be discussed throughout this chapter. This chapter provides a overview of some of the important aspects of criminal procedure, but readers are encouraged to consult specialists reference texts in their own jurisdiction for detail.We begin this chapter by considering the nature of summary offences, before turning to explore the concept of public peace and its associated relationship with procedure and powers. We then consider the major categories of summary offences relating to public order, before concluding with traffic offences.
Processes of repression, criminalization and penalization were importantly affected by the COVID-19 pandemic. Mobilizing data produced through an ethnographic study of plea courts in Ottawa, this article reports on the ways in which lower criminal courts administered what judges described as “COVID justice.” In this transitory form of justice, we observed a) a dilated reward system for guilty pleas; b) the work of the virtual resolution team, a workgroup dedicated to unburdening the courts from backlogs attributed to the pandemic; c) requests to increase the credits granted for time served in locked-down, noxious prisons, and; d) the diversion of sentenced individuals from prison on the grounds of the primacy of public health over criminal justice.
Prevailing wisdom suggests that sentencing guidelines may constrain judicial discretion and hinder individualised justice; however, our cross-jurisdictional analysis indicates that they might actually better protect these principles than unrestricted discretion. Utilising two large-scale datasets from England and Wales, and Hong Kong, we examine sentences for burglary, assault, and drug trafficking. The results reveal a paradox: guidelines in England and Wales contributed to greater consistency in retributive proportionality and enhanced consideration of personal mitigating factors. Conversely, Hong Kong’s discretionary approach resulted in inconsistent application of sentencing considerations and personal mitigating factors. Both systems prioritised procedural efficiency, with guilty pleas markedly reducing sentences across various offences. These findings challenge the ‘bias effect’ critique by demonstrating that well-structured guidelines can safeguard individualised justice better than unfettered discretion can. The study offers robust empirical evidence for institutional design in criminal justice systems.
When it was first introduced, the Youth Criminal Justice Act (YCJA) had two primary goals of reducing the reliance on custody and increasing uniformity in sentencing practices. Twenty years later, the YCJA has succeeded in dramatically lowering overall rates of youth in custody, but this gain has been selectively experienced by non-Indigenous youth and regional disparities in sentencing practices persist. In this paper, we suggest that the YCJA’s inability to meet its goals is due to overcriminalization by over depth. Using Indigenous youth sentencing as a case study, we argue the YCJA’s layered and sometimes conflicting principles have symptoms of overcriminalization by over depth, including over- and under-inclusiveness, arbitrariness, and confusion in implementation. To more effectively meet the YCJA’s initial goals, we propose legislative streamlining and systemic reforms, including specialized Indigenous youth courts and enhanced community-based resources, as pathways to greater justice.
This chapter addresses the phenomenon of incarcerated writers who self-identify as “state raised”: bound to state-sponsored spaces of involuntary confinement (including foster care, juvenile detention, jails, and prisons) from childhood. The chapter begins with Kenneth E. Hartman’s reading of the work of Jack Henry Abbott; its second half, by Doran Larson, addresses the work of Kenneth E. Hartman. The chapter presents writers for whom legal confinement has formed the majority of their lived experience and who thus bring uniquely troubled while familiar (verging on the familial) perspectives to the explication of and reflection on legal caging and the writing that emerges from it.
This chapter examines the legitimacy of the Islamic Republic of Iran’s capital drug law and its application, using the International Covenant on Civil and Political Rights (ICCPR) as the normative framework. The 2017 amendment to Iran’s capital drug law is examined against the aims and likely motivations behind the amendment. Judicial legitimacy is assessed by examining how judges apply drug laws in capital cases and the extent to which fair trial guarantees are observed, and by assessing the structure of the judiciary in which these judgments are delivered. We use 10 judgments – rarely available in the public domain – handed down by the judiciary during 2014–2020 to argue that there have been positive developments in improving fair trial guarantees. Nonetheless, capital drug cases fall below the standard required under the ICCPR. The amendment sought to limit the application of the death penalty to major drug syndicates, but our analysis shows serious issues that may hamper the realisation of the amendment’s objective.
Attempts at trans-jurisdictional debate and agreement are often beset by mutual misunderstandings. And while English is the new lingua franca in international and comparative criminal law, there are many ambiguities and uncertainties with regard to foundational criminal law and justice concepts. Professionals and academics engaged in collaborative comparative criminal law projects often do not understand each other, using the same terms with different meanings or different terms meaning the same thing. However, there exists greater similarity among diverse systems of criminal law and justice than is commonly realised. This third volume of Core Concepts in Criminal Law and Criminal Justice explores the principles and concepts that underpin the different domestic systems and rules. It will focus on the Germanic and several principal Anglo-American jurisdictions, which are employed as examples of the wider common law-civil law divide.
Despite large-scale racial inequalities across multiple social domains, racial innocence highlights the complacency of the law and social science research in denying racial power through race neutral assumptions. We explore three theoretical and methodological mechanisms maintaining racial innocence within quantitative social science: treating unequal structural conditions and organizational practices as impartial, isolating samples to reflect limited stages, and focusing on individual levels of analysis. Given that mass incarceration is one of the most visible modern-day exemplars of racial subordination in the United States, we use the example of incarceration sentencing to highlight these mechanisms. Using case processing data from Miami-Dade County between 2012 and 2015 (N = 86,340), we first examine racial inequality in incarceration sentencing when treating unequal case characteristics impartially across racial groups relative to when we allow case characteristics to be unequal across racial groups. Second, we examine racial inequality when isolating limited samples with narrow decision points relative to when we draw from samples across multiple stages. Finally, we examine racial inequality with individual-level frameworks relative to a neighborhood level frameworks. In this case, racial inequalities in incarceration sentencing with a racially consciousness approach are twice as large than with a racially innocent one.
This article provides a summary of the first comprehensive overview of Japanese youth justice, locating it within wider conceptual considerations of youth justice before outlining its historical development and questioning its uniqueness. It discusses the contested notion of pre-delinquency, its net widening potential, and its place in the wider trends in Japanese youth crime. The study critically assesses the overall organization, administration, and impact of the Family Court (equivalent to youth or juvenile courts) and summarizes recent developments in youth crime policy. The Family Court is the fulcrum of youth justice, but involves many social welfare elements. Despite the increasingly punitive rhetoric, policy, and legislation for juveniles in Japan, there is no evidence that more juvenile offenders are being committed to the adult courts. Overall, we found a clear precedence of social welfare over criminal policy considerations.
The statutory authorities to remove and to review appeals of removal assigned in the Immigration and Refugee Protection Act (IRPA) exist in a complicated, interweaving relationship with the legal power to sentence held by judges of the criminal court. Judges do not retain the legal authority to decide on removal. Judges do, however, hold the jurisdiction to consider deportation at sentencing. The practice of judicial jurisdiction in turn has potentially significant effects for subsequent practices of jurisdiction under the IRPA, including where judges use their legal power to apply sentences protecting permanent residents from removal and/or losing their right of appeal. Despite these important jurisdictional connections, how judicial authority to consider deportation is enacted has not received scholarly examination. This paper draws from an analysis of case law and interviews to address this gap, tracing how judges practice their jurisdiction when sentencing permanent residents.
This paper explores the use of mindset material in terrorism cases. Mindset material is a broad category of evidence, including social media activity and internet search histories, relied on to infer or imply that the accused is affiliated or aligned with terrorists. Although mindset material plays a central role throughout the justice process in terrorism cases, no work to date has explored and discussed its use in depth. In this paper I draw on doctrinal and empirical findings, including interviews, to examine how and why it has come to play such a central role in terror cases. While mindset material is a well-intentioned tool used to selectively enforce broadly drafted and vaguely defined terrorism offences, it is also a blunt tool, and sees great emphasis placed on the accused's inferred status as terrorist (or not). In this paper I explore and problematise the use of mindset material and the inferences drawn from it, specifically in relation to to fantasists, the merely curious, and young autistic defendants. I posit that mindset material is symptomatic of a need to revisit the substantive law and to rethink the proper role of the criminal law in preventing terrorism.
The chapter addresses the penal regime of international criminal jurisdictions, focusing primarily on the law and practice of the UN ad hoc tribunals and the International Criminal Court (ICC). It sets out the categories of penalties which may be imposed by international criminal courts and tribunals for the core crimes and the offences against the administration of justice. The chapter sets out the commonly-adduced general purposes for punishing perpetrators of international crimes (retribution, deterrence, rehabilitation, etc.) and addresses the extent to which the punishment rationales acknowledged at the national level remain valid within the international penal regime. It analyses the international jurisdictions’ sentencing principles and practice, in particular the need for the individualization of penalties while ensuring consistency in sentencing and the relative weight accorded to aggravating and mitigating circumstances in determining the appropriate sentence. The chapter also surveys the procedures at sentencing, in particular the option of following the unified or bifurcated process for the determination of the guilt or innocence and, if appropriate, the sentence, as well as the arrangements adopted for pardon, early release (commutation) and review of sentences.
The gravity of the crime committed has been considered ‘a factor of fundamental importance’ when deciding the early release of a person convicted by the ad hoc tribunals. Hence, most of the decisions rendered by the International Criminal Tribunal for the former Yugoslavia, for Rwanda and the International Residual Mechanism for Criminal Tribunals include this factor and determine whether it weighs in favour of or against early release. Conversely, when deciding the reduction of the sentence in the case of Thomas Lubanga, the International Criminal Court Panel stated in 2015 that ‘unlike at other international criminal tribunals, the gravity of the crime committed is not a factor that in itself weighs for or against reduction of sentence’. In fact, none of the decisions delivered by the International Criminal Court to date mention gravity. This drastic change reflects the differences in the corresponding statutes and rules of procedure and evidence and ultimately seeks to avoid a double count since the gravity of the crime committed is arguably the most important factor in the determination of the sentence. This divergence is examined in greater detail in this article, drawing on comparative, empirical research to establish the role played by gravity in early release decisions. Ultimately, it is argued that although the explanatory power generally attributed to gravity is often overrated, it is essential to a thorough early release assessment, whether included as a prerequisite per se or indirectly integrated into a wider prognosis of the risk of recidivism.
Recent historians usually see Home Secretary Robert Peel as a committed opponent of real criminal law reforms, content to hang large numbers of people. He did indeed enter office determined to diffuse reform momentum in parliament and succeeded in doing so, but only for a time. In fact, in pursuing the two reforms that William Paley deemed crucial to relinquishing the “Bloody Code” – preventive policing and more deterrent secondary punishments – Peel behaved like someone who believed his concessions might not hold back the tide of urbane public opinion for long. This was also apparent in his alterations to sentencing practices at assizes and his increasingly careful attention to execution levels in London. Even his consolidation measures were of more genuinely humane consequence than is usually recognized. Indeed, so adaptable to urbane opinion did Peel seem to his older, more determinedly conservative colleagues that by 1830 he inspired their distrust.
Judiciary and litigation are the two most prominent types of activities within the legal profession. The judicial aspect of the profession entails the interpretation of laws and the administration of justice in a fair and impartial manner. As a concept, justice entails protecting society from offenders and evildoers who deviate from society’s norms and engage in illegal behaviour by punishing and sentencing them. Due to the predominance of the human factor in the legal profession, which has such a significant impact on the lives of all members of society, it is crucial to investigate whether there is a guiding force behind dispensing justice and, if so, how effective these guidelines or policy measures have been. As crime rates rise and societal standards fall in the contemporary era, the legal profession grapples with the complexities of modern criminal behaviour. Particularly in the realm of judicial sentencing, there is a need for guidelines that account for the diversity of crimes and their individualistic nature. In India, long pungencies in court cases and a decline in the State’s conviction rate further exacerbate these issues. This paper examines the pressing need for comprehensive, well-structured sentencing guidelines that promote transparency, fairness and efficiency in the judicial process. Through a detailed review of recent high-profile court cases and an analysis of current practices and policies, this paper highlights the urgency of reform in the sentencing process to enhance public trust in the legal system. This article provides additional information on the subject.
Do elected judges tailor criminal sentences to the electorate’s ideology? Utilizing sentencing data from North Carolina’s Superior Courts—which transitioned from statewide to local elections in 1996—we study whether judges are obliging to voters’ preferences. We find some evidence of responsiveness: judges from liberal districts were more lenient, while those from moderately conservative districts assigned harsher sentences. Judges from increasingly conservative districts did not change their sentencing patterns, which leads to lower re-election rates. These findings suggest that judges adapt their behavior to retain office, or else they are held accountable by the public.
The sentencing guidelines for the sliding scale of sentence discounts in both England and Wales and Hong Kong have provided for judicial discretion to depart from the recommended sentence reductions. This chapter investigates the consistency of applying the sentencing guidelines in the two jurisdictions. It is found that in general, both English and Hong Kong courts adhere to the recommended guidelines. Multivariate analyses, however, using the sentence discount as the outcome reveal gender and confession to be significant factors for departing from guidelines, with female defendants and defendants who have confessed given a higher sentence discount. Moreover, when reviewing the sentencing process, inconsistencies occur when judges apply aggravating and mitigating factors, as well as the sentence discount for guilty pleas, which may lead to inconsistencies in sentence outcomes.
While guilty pleas are the primary mode of criminal case dispositions across different legal jurisdictions, this topic remains an understudied area. The assumption is that defendants are 'playing the system' and that a sliding scale of sentence discounts is necessary to encourage early guilty pleas, which offer utilitarian benefits of efficiency. These assumptions lack a solid empirical foundation. This book offers a comprehensive investigation of how the timing of guilty pleas affects various facets of the criminal process, from the factors that affect this timing, to the effects that the sliding scale of sentence discounts have on sentences and public opinions about them. It also draws comparisons between Western and Asian legal systems, specifically those of England and Wales and Hong Kong. This book is addressed to scholars, legal practitioners, policymakers and those interested in criminal justice, socio-legal studies and empirical legal research.
Sentencing is the next critical step after arrest and conviction. This chapter turns to the types of sentences that judges hand down and, with the next chapter, sketches the important role that judges play in Mass Incarceration. It shows that during the era of Mass Incarceration, judges sent more people to prison than they had in previous eras and for longer periods.