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We prove the Girth Alternative for finitely generated subgroups of $PL_o(I)$. We also prove that a finitely generated subgroup of Homeo$_{+}(I)$ which is sufficiently rich with hyperbolic-like elements has infinite girth.
We compare the dimension of a non-invertible self-affine set to the dimension of the respective invertible self-affine set. In particular, for generic planar self-affine sets, we show that the dimensions coincide when they are large and differ when they are small. Our study relies on thermodynamic formalism where, for dominated and irreducible matrices, we completely characterise the behaviour of the pressures.
Feng and Huang [Variational principle for weighted topological pressure. J. Math. Pures Appl. (9)106 (2016), 411–452] introduced weighted topological entropy and pressure for factor maps between dynamical systems and established its variational principle. Tsukamoto [New approach to weighted topological entropy and pressure. Ergod. Th. & Dynam. Sys.43 (2023), 1004–1034] redefined those invariants quite differently for the simplest case and showed via the variational principle that the two definitions coincide. We generalize Tsukamoto’s approach, redefine the weighted topological entropy and pressure for higher dimensions, and prove the variational principle. Our result allows for an elementary calculation of the Hausdorff dimension of affine-invariant sets such as self-affine sponges and certain sofic sets that reside in Euclidean space of arbitrary dimension.
Pavlov [Adv. Math.295 (2016), 250–270; Nonlinearity32 (2019), 2441–2466] studied the measures of maximal entropy for dynamical systems with weak versions of specification property and found the existence of intrinsic ergodicity would be influenced by the assumptions of the gap functions. Inspired by these, in this article, we study the dynamical systems with non-uniform specification property. We give some basic properties these systems have and give an assumption for the gap functions to ensure the systems have the following five properties: CO-measures are dense in invariant measures; for every non-empty compact connected subset of invariant measures, its saturated set is dense in the total space; ergodic measures are residual in invariant measures; ergodic measures are connected; and entropy-dense. In addition, we will give examples to show the assumption is optimal.
We show that, generically, the unique invariant measure of a sufficiently regular piecewise smooth circle homeomorphism with irrational rotation number and zero mean nonlinearity (e.g. piecewise linear) has zero Hausdorff dimension. To encode this generic condition, we consider piecewise smooth homeomorphisms as generalized interval exchange transformations (GIETs) of the interval and rely on the notion of combinatorial rotation number for GIETs, which can be seen as an extension of the classical notion of rotation number for circle homeomorphisms to the GIET setting.
We show that the mode-locking region of the family of quasi-periodically forced Arnold circle maps with a topologically generic forcing function is dense. This gives a rigorous verification of certain numerical observations in [M. Ding, C. Grebogi and E. Ott. Evolution of attractors in quasiperiodically forced systems: from quasiperiodic to strange nonchaotic to chaotic. Phys. Rev. A39(5) (1989), 2593–2598] for such forcing functions. More generally, under some general conditions on the base map, we show the density of the mode-locking property among dynamically forced maps (defined in [Z. Zhang. On topological genericity of the mode-locking phenomenon. Math. Ann.376 (2020), 707–72]) equipped with a topology that is much stronger than the $C^0$ topology, compatible with smooth fiber maps. For quasi-periodic base maps, our result generalizes the main results in [A. Avila, J. Bochi and D. Damanik. Cantor spectrum for Schrödinger operators with potentials arising from generalized skew-shifts. Duke Math. J.146 (2009), 253–280], [J. Wang, Q. Zhou and T. Jäger. Genericity of mode-locking for quasiperiodically forced circle maps. Adv. Math.348 (2019), 353–377] and Zhang (2020).
We prove a multidimensional conformal version of the scale recurrence lemma of Moreira and Yoccoz [Stable intersections of regular Cantor sets with large Hausdorff dimensions. Ann. of Math. (2)154(1) (2001), 45–96] for Cantor sets in the complex plane. We then use this new recurrence lemma, together with Moreira’s ideas in [Geometric properties of images of Cartesian products of regular Cantor sets by differentiable real maps. Math. Z.303 (2023), 3], to prove that under the right hypothesis for the Cantor sets $K_1,\ldots ,K_n$ and the function $h:\mathbb {C}^{n}\to \mathbb {R}^{l}$, the following formula holds:
We present a modified version of the well-known geometric Lorenz attractor. It consists of a $C^1$ open set ${\mathcal O}$ of vector fields in ${\mathbb R}^3$ having an attracting region ${\mathcal U}$ satisfying three properties. Namely, a unique singularity $\sigma $; a unique attractor $\Lambda $ including the singular point and the maximal invariant in ${\mathcal U}$ has at most two chain recurrence classes, which are $\Lambda $ and (at most) one hyperbolic horseshoe. The horseshoe and the singular attractor have a collision along with the union of $2$ codimension $1$ submanifolds which split ${\mathcal O}$ into three regions. By crossing this collision locus, the attractor and the horseshoe may merge into a two-sided Lorenz attractor, or they may exchange their nature: the Lorenz attractor expels the singular point $\sigma $ and becomes a horseshoe, and the horseshoe absorbs $\sigma $ becoming a Lorenz attractor.
Let $f: M\rightarrow M$ be a $C^{1+\alpha }$ diffeomorphism on an $m_0$-dimensional compact smooth Riemannian manifold M and $\mu $ a hyperbolic ergodic f-invariant probability measure. This paper obtains an upper bound for the stable (unstable) pointwise dimension of $\mu $, which is given by the unique solution of an equation involving the sub-additive measure-theoretic pressure. If $\mu $ is a Sinai–Ruelle–Bowen (SRB) measure, then the Kaplan–Yorke conjecture is true under some additional conditions and the Lyapunov dimension of $\mu $ can be approximated gradually by the Hausdorff dimension of a sequence of hyperbolic sets $\{\Lambda _n\}_{n\geq 1}$. The limit behaviour of the Carathéodory singular dimension of $\Lambda _n$ on the unstable manifold with respect to the super-additive singular valued potential is also studied.
We show that a class of higher-dimensional hyperbolic endomorphisms admit absolutely continuous invariant probabilities whose densities are regular and vary differentiably with respect to the dynamical system. The maps we consider are skew-products given by $T(x,y) = (E (x), C(x,y))$, where E is an expanding map of $\mathbb {T}^u$ and C is a contracting map on each fiber. If $\inf |\!\det DT| \inf \| (D_yC)^{-1}\| ^{-2s}>1$ for some ${s<r-(({u+d})/{2}+1)}$, $r \geq 2$, and T satisfies a transversality condition between overlaps of iterates of T (a condition which we prove to be $C^r$-generic under mild assumptions), then the SRB measure $\mu _T$ of T is absolutely continuous and its density $h_T$ belongs to the Sobolev space $H^s({\mathbb {T}}^u\times {\mathbb {R}}^d)$. When $s> {u}/{2}$, it is also valid that the density $h_T$ is differentiable with respect to T. Similar results are proved for thermodynamical quantities for potentials close to the geometric potential.
We study equilibrium states for a class of non-uniformly expanding skew products, and show how a family of fiberwise transfer operators can be used to define the conditional measures along fibers of the product. We prove that the pushforward of the equilibrium state onto the base of the product is itself an equilibrium state for a Hölder potential defined via these fiberwise transfer operators.
We study conjugacy classes of germs of nonflat diffeomorphisms of the real line fixing the origin. Based on the work of Takens and Yoccoz, we establish results that are sharp in terms of differentiability classes and order of tangency to the identity. The core of all of this lies in the invariance of residues under low-regular conjugacies. This may be seen as an extension of the fact (also proved in this article) that the value of the Schwarzian derivative at the origin for germs of $C^3$ parabolic diffeomorphisms is invariant under $C^2$ parabolic conjugacy, though it may vary arbitrarily under parabolic $C^1$ conjugacy.
Katok [Lyapunov exponents, entropy and periodic points of diffeomorphisms. Publ. Math. Inst. Hautes Études Sci.51 (1980), 137–173] conjectured that every $C^{2}$ diffeomorphism f on a Riemannian manifold has the intermediate entropy property, that is, for any constant $c \in [0, h_{\mathrm {top}}(f))$, there exists an ergodic measure $\mu $ of f satisfying $h_{\mu }(f)=c$. In this paper, we obtain a conditional intermediate metric entropy property and two conditional intermediate Birkhoff average properties for basic sets of flows that characterize the refined roles of ergodic measures in the invariant ones. In this process, we establish a ‘multi-horseshoe’ entropy-dense property and use it to get the goal combined with conditional variational principles. We also obtain the same result for singular hyperbolic attractors.
We prove that under restrictions on the fiber, any fibered partially hyperbolic system over a nilmanifold is leaf conjugate to a smooth model that is isometric on the fibers and descends to a hyperbolic nilmanifold automorphism on the base. One ingredient is a result of independent interest generalizing a result of Hiraide: an Anosov homeomorphism of a nilmanifold is topologically conjugate to a hyperbolic nilmanifold automorphism.
For every $r\in \mathbb {N}_{\geq 2}\cup \{\infty \}$, we prove a $C^r$-orbit connecting lemma for dynamically coherent and plaque expansive partially hyperbolic diffeomorphisms with one-dimensional orientation preserving center bundle. To be precise, for such a diffeomorphism f, if a point y is chain attainable from x through pseudo-orbits, then for any neighborhood U of x and any neighborhood V of y, there exist true orbits from U to V by arbitrarily $C^r$-small perturbations. As a consequence, we prove that for $C^r$-generic diffeomorphisms in this class, periodic points are dense in the chain recurrent set, and chain transitivity implies transitivity.
While on the one hand, chaotic dynamical systems can be predicted for all time given exact knowledge of an initial state, they are also in many cases rapidly mixing, meaning that smooth probabilistic information (quantified by measures) on the system’s state has negligible value for predicting the long-term future. However, an understanding of the long-term predictive value of intermediate kinds of probabilistic information is necessary in various physical problems, and largely remains lacking. Of particular interest in data assimilation and linear response theory are the conditional measures of the Sinai–Ruelle–Bowen (SRB) measure on zero sets of general smooth functions of the phase space. In this paper we give rigorous and numerical evidence that such measures generically converge back under the dynamics to the full SRB measures, exponentially quickly. We call this property conditional mixing. While conditional mixing typically cannot be proven from standard transfer operator theory, we will prove that conditional mixing holds in a class of generalized baker’s maps, and demonstrate it numerically in some non-Markovian piecewise hyperbolic maps. Conditional mixing provides a natural limit on the effectiveness of long-term forecasting of chaotic systems via partial observations, and appears key to proving the existence of linear response outside the setting of smooth uniform hyperbolicity.
The purpose of this study is two-fold. First, the Hausdorff dimension formula of the multidimensional multiplicative subshift (MMS) in $\mathbb {N}^d$ is presented. This extends the earlier work of Kenyon et al [Hausdorff dimension for fractals invariant under multiplicative integers. Ergod. Th. & Dynam. Sys.32(5) (2012), 1567–1584] from $\mathbb {N}$ to $\mathbb {N}^d$. In addition, the preceding work of the Minkowski dimension of the MMS in $\mathbb {N}^d$ is applied to show that their Hausdorff dimension is strictly less than the Minkowski dimension. Second, the same technique allows us to investigate the multifractal analysis of multiple ergodic average in $\mathbb {N}^d$. Precisely, we extend the result of Fan et al, [Multifractal analysis of some multiple ergodic averages. Adv. Math.295 (2016), 271–333] of the multifractal analysis of multiple ergodic average from $\mathbb {N}$ to $\mathbb {N}^d$.
Several authors have shown that Kusuoka’s measure κ on fractals is a scalar Gibbs measure; in particular, it maximizes a pressure. There is also a different approach, in which one defines a matrix-valued Gibbs measure µ, which induces both Kusuoka’s measure κ and Kusuoka’s bilinear form. In the first part of the paper, we show that one can define a ‘pressure’ for matrix-valued measures; this pressure is maximized by µ. In the second part, we use the matrix-valued Gibbs measure µ to count periodic orbits on fractals, weighted by their Lyapounov exponents.
Niven’s theorem asserts that $\{\cos (r\pi ) \mid r\in \mathbb {Q}\}\cap \mathbb {Q}=\{0,\pm 1,\pm 1/2\}.$ In this paper, we use elementary techniques and results from arithmetic dynamics to obtain an algorithm for classifying all values in the set $\{\cos (r\pi ) \mid r\in \mathbb {Q}\}\cap K$, where K is an arbitrary number field.