For a class of competitive maps there is an invariant one-codimensional manifold (the carrying simplex) attracting all non-trivial orbits. In this paper it is shown that its convexity implies that it is a $C^{1}$ submanifold-with-corners, neatly embedded in the non-negative orthant. The proof uses the characterization of neat embedding in terms of inequalities between Lyapunov exponents for ergodic invariant measures supported on the boundary of the carrying simplex.

We contribute to the thermodynamic formalism of partially hyperbolic attractors for local diffeomorphisms admitting an invariant stable bundle and a positively invariant cone field with non-uniform cone expansion at a positive Lebesgue measure set of points. These include the case of attractors for Axiom A endomorphisms and partially hyperbolic endomorphisms derived from Anosov. We prove these attractors have finitely many SRB measures, that these are hyperbolic, and that the SRB measure is unique provided the dynamics is transitive. Moreover, we show that the SRB measures are statistically stable (in the weak$^{\ast }$ topology) and that their entropy varies continuously with respect to the local diffeomorphism.

A Riemannian manifold $M$ has higher hyperbolic rank if every geodesic has a perpendicular Jacobi field making sectional curvature $-1$ with the geodesic. If, in addition, the sectional curvatures of $M$ lie in the interval $[-1,-\frac{1}{4}]$ and $M$ is closed, we show that $M$ is a locally symmetric space of rank one. This partially extends work by Constantine using completely different methods. It is also a partial counterpart to Hamenstädt’s hyperbolic rank rigidity result for sectional curvatures $\leq -1$, and complements well-known results on Euclidean and spherical rank rigidity.

We prove the stable ergodicity of an example of a volume-preserving, partially hyperbolic diffeomorphism introduced by Berger and Carrasco in [Berger and Carrasco. Non-uniformly hyperbolic diffeomorphisms derived from the standard map. Comm. Math. Phys.329 (2014), 239–262]. This example is robustly non-uniformly hyperbolic, with a two-dimensional center; almost every point has both positive and negative Lyapunov exponents along the center direction and does not admit a dominated splitting of the center direction. The main novelty of our proof is that we do not use accessibility.

Let $g:M\rightarrow M$ be a $C^{1+\unicode[STIX]{x1D6FC}}$-partially hyperbolic diffeomorphism preserving an ergodic normalized volume on $M$. We show that, if $f:M\rightarrow M$ is a $C^{1+\unicode[STIX]{x1D6FC}}$-Anosov diffeomorphism such that the stable subspaces of $f$ and $g$ span the whole tangent space at some point on $M$, the set of points that equidistribute under $g$ but have non-dense orbits under $f$ has full Hausdorff dimension. The same result is also obtained when $M$ is the torus and $f$ is a toral endomorphism whose center-stable subspace does not contain the stable subspace of $g$ at some point.

Given a smooth compact surface without focal points and of higher genus, it is shown that its geodesic flow is semi-conjugate to a continuous expansive flow with a local product structure such that the semi-conjugation preserves time parametrization. It is concluded that the geodesic flow has a unique measure of maximal entropy.

The transfer operator corresponding to a uniformly expanding map enjoys good spectral properties. We verify that coupling yields explicit estimates that depend continuously on the expansion and distortion constants of the map. For non-uniformly expanding maps with a uniformly expanding induced map, we obtain explicit estimates for mixing rates (exponential, stretched exponential, polynomial) that again depend continuously on the constants for the induced map together with data associated with the inducing time. Finally, for non-uniformly hyperbolic transformations, we obtain the corresponding estimates for rates of decay of correlations.

In this paper we present results on the concentration properties of the smoothing and filtering distributions of some partially observed chaotic dynamical systems. We show that, rather surprisingly, for the geometric model of the Lorenz equations, as well as some other chaotic dynamical systems, the smoothing and filtering distributions do not concentrate around the true position of the signal, as the number of observations tends to ∞. Instead, under various assumptions on the observation noise, we show that the expected value of the diameter of the support of the smoothing and filtering distributions remains lower bounded by a constant multiplied by the standard deviation of the noise, independently of the number of observations. Conversely, under rather general conditions, the diameter of the support of the smoothing and filtering distributions are upper bounded by a constant multiplied by the standard deviation of the noise. To some extent, applications to the three-dimensional Lorenz 63 model and to the Lorenz 96 model of arbitrarily large dimension are considered.

Let $\unicode[STIX]{x1D707}$ be the projection on $[0,1]$ of a Gibbs measure on $\unicode[STIX]{x1D6F4}=\{0,1\}^{\mathbb{N}}$ (or more generally a Gibbs capacity) associated with a Hölder potential. The thermodynamic and multifractal properties of $\unicode[STIX]{x1D707}$ are well known to be linked via the multifractal formalism. We study the impact of a random sampling procedure on this structure. More precisely, let $\{{I_{w}\}}_{w\in \unicode[STIX]{x1D6F4}^{\ast }}$ stand for the collection of dyadic subintervals of $[0,1]$ naturally indexed by the finite dyadic words. Fix $\unicode[STIX]{x1D702}\in (0,1)$, and a sequence $(p_{w})_{w\in \unicode[STIX]{x1D6F4}^{\ast }}$ of independent Bernoulli variables of parameters $2^{-|w|(1-\unicode[STIX]{x1D702})}$. We consider the (very sparse) remaining values $\widetilde{\unicode[STIX]{x1D707}}=\{\unicode[STIX]{x1D707}(I_{w}):w\in \unicode[STIX]{x1D6F4}^{\ast },p_{w}=1\}$. We study the geometric and statistical information associated with $\widetilde{\unicode[STIX]{x1D707}}$, and the relation between $\widetilde{\unicode[STIX]{x1D707}}$ and $\unicode[STIX]{x1D707}$. To do so, we construct a random capacity $\mathsf{M}_{\unicode[STIX]{x1D707}}$ from $\widetilde{\unicode[STIX]{x1D707}}$. This new object fulfills the multifractal formalism, and its free energy is closely related to that of $\unicode[STIX]{x1D707}$. Moreover, the free energy of $\mathsf{M}_{\unicode[STIX]{x1D707}}$ generically exhibits one first order and one second order phase transition, while that of $\unicode[STIX]{x1D707}$ is analytic. The geometry of $\mathsf{M}_{\unicode[STIX]{x1D707}}$ is deeply related to the combination of approximation by dyadic numbers with geometric properties of Gibbs measures. The possibility to reconstruct $\unicode[STIX]{x1D707}$ from $\widetilde{\unicode[STIX]{x1D707}}$ by using the almost multiplicativity of $\unicode[STIX]{x1D707}$ and concatenation of words is discussed as well.

We show that if a finitely generated group $G$ has a nonelementary WPD action on a hyperbolic metric space $X$ , then the number of $G$ -conjugacy classes of $X$ -loxodromic elements of $G$ coming from a ball of radius $R$ in the Cayley graph of $G$ grows exponentially in $R$ . As an application we prove that for $N\geq 3$ the number of distinct $\text{Out}(F_{N})$ -conjugacy classes of fully irreducible elements $\unicode[STIX]{x1D719}$ from an $R$ -ball in the Cayley graph of $\text{Out}(F_{N})$ with $\log \unicode[STIX]{x1D706}(\unicode[STIX]{x1D719})$ of the order of $R$ grows exponentially in $R$ .

It is an open question whether the fractional parts of non-linear polynomials at integers have the same fine-scale statistics as a Poisson point process. Most results towards an affirmative answer have so far been restricted to almost sure convergence in the space of polynomials of a given degree. We will here provide explicit Diophantine conditions on the coefficients of polynomials of degree two, under which the convergence of an averaged pair correlation density can be established. The limit is consistent with the Poisson distribution. Since quadratic polynomials at integers represent the energy levels of a class of integrable quantum systems, our findings provide further evidence for the Berry–Tabor conjecture in the theory of quantum chaos.

Algebraic limit cycles in quadratic polynomial differential systems started to be studied in 1958, and a few years later the following conjecture appeared: quadratic polynomial differential systems have at most one algebraic limit cycle. We prove that a quadratic polynomial differential system having an invariant algebraic curve with at most one pair of diametrically opposite singular points at infinity has at most one algebraic limit cycle. Our result provides a partial positive answer to this conjecture.

Consider a $C^{2}$ family of mixing $C^{4}$ piecewise expanding unimodal maps $t\in [a,b]\mapsto f_{t}$ , with a critical point $c$ , that is transversal to the topological classes of such maps. Given a Lipchitz observable $\unicode[STIX]{x1D719}$ consider the function

$$\begin{eqnarray}{\mathcal{R}}_{\unicode[STIX]{x1D719}}(t)=\int \unicode[STIX]{x1D719}\,d\unicode[STIX]{x1D707}_{t},\end{eqnarray}$$

$\unicode[STIX]{x1D707}_{t}$

$f_{t}$

$\unicode[STIX]{x1D70E}_{t}>0$

$t\in [a,b]$

$$\begin{eqnarray}\unicode[STIX]{x1D70E}_{t}^{2}=\unicode[STIX]{x1D70E}_{t}^{2}(\unicode[STIX]{x1D719})=\lim _{n\rightarrow \infty }\int \left(\frac{\mathop{\sum }_{j=0}^{n-1}\left(\unicode[STIX]{x1D719}\circ f_{t}^{j}-\int \unicode[STIX]{x1D719}\,d\unicode[STIX]{x1D707}_{t}\right)}{\sqrt{n}}\right)^{2}\,d\unicode[STIX]{x1D707}_{t}.\end{eqnarray}$$

We show that

$$\begin{eqnarray}m\left\{t\in [a,b]:t+h\in [a,b]\text{ and }\frac{1}{\unicode[STIX]{x1D6F9}(t)\sqrt{-\log |h|}}\left(\frac{{\mathcal{R}}_{\unicode[STIX]{x1D719}}(t+h)-{\mathcal{R}}_{\unicode[STIX]{x1D719}}(t)}{h}\right)\leqslant y\right\}\end{eqnarray}$$

$$\begin{eqnarray}\frac{1}{\sqrt{2\unicode[STIX]{x1D70B}}}\int _{-\infty }^{y}e^{-\frac{s^{2}}{2}}\,ds,\end{eqnarray}$$

$\unicode[STIX]{x1D6F9}(t)$

$m$

$[a,b]$

$m([a,b])=1$

${\mathcal{R}}_{\unicode[STIX]{x1D719}}$

$[a,b]$

For a dynamics on the whole line, for both discrete and continuous time, we extend a result of Pliss that gives a characterization of the notion of a trichotomy in various directions. More precisely, the result gives a characterization in terms of an admissibility property in the whole line (namely, the existence of bounded solutions of a linear dynamics under any nonlinear bounded perturbation) of the existence of a trichotomy, i.e. of exponential dichotomies in the future and in the past, together with a certain transversality condition at time zero. In particular, we consider arbitrary linear operators acting on a Banach space as well as sequences of norms instead of a single norm, which allows us to consider the general case of non-uniform exponential behaviour.

We consider the semiclassical Schrödinger equation on a compact negatively curved surface. For any sequence of initial data microlocalized on the unit cotangent bundle, we look at the quantum evolution (below the Ehrenfest time) under small perturbations of the Schrödinger equation, and we prove that, in the semiclassical limit, and for typical perturbations, the solutions become equidistributed on the unit cotangent bundle.

We show that any evolution family with a strong nonuniform exponential dichotomy can always be transformed by a topological equivalence to a canonical form that contracts and/or expands the same in all directions. We emphasize that strong nonuniform exponential dichotomies are ubiquitous in the context of ergodic theory. The main novelty of our work is that we are able to control the asymptotic behaviour of the topological conjugacies at the origin and at infinity.

Let $\Vert \cdot \Vert$ denote the distance to the nearest integer and, for a prime number $p$, let $|\cdot |_{p}$ denote the $p$-adic absolute value. Over a decade ago, de Mathan and Teulié [Problèmes diophantiens simultanés, Monatsh. Math. 143 (2004), 229–245] asked whether $\inf _{q\geqslant 1}$$q\cdot \Vert q{\it\alpha}\Vert \cdot |q|_{p}=0$ holds for every badly approximable real number ${\it\alpha}$ and every prime number $p$. Among other results, we establish that, if the complexity of the sequence of partial quotients of a real number ${\it\alpha}$ grows too rapidly or too slowly, then their conjecture is true for the pair $({\it\alpha},p)$ with $p$ an arbitrary prime.

We consider compact sets which are invariant and partially hyperbolic under the dynamics of a diffeomorphism of a manifold. We prove that such a set $K$ is contained in a locally invariant center submanifold if and only if each strong stable and strong unstable leaf intersects $K$ at exactly one point.

Let ${\it\gamma}$ be a hyperbolic closed orbit of a $C^{1}$ vector field $X$ on a compact $C^{\infty }$ manifold $M$ and let $H_{X}({\it\gamma})$ be the homoclinic class of $X$ containing ${\it\gamma}$ . In this paper, we prove that if a $C^{1}$ -persistently expansive homoclinic class $H_{X}({\it\gamma})$ has the shadowing property, then $H_{X}({\it\gamma})$ is hyperbolic.