Let X be a complex Banach space and denote by ${\cal L}(X)$ the Banach algebra of all bounded linear operators on X. We prove that if φ: ${\cal L}(X) \to {\cal L}(X)$ is a linear surjective map such that for each $T \in {\cal L}(X)$ and x ∈ X the local spectrum of φ(T) at x and the local spectrum of T at x are either both empty or have at least one common value, then φ(T) = T for all $T \in {\cal L}(X)$. If we suppose that φ always preserves the modulus of at least one element from the local spectrum, then there exists a unimodular complex constant c such that φ(T) = cT for all $T \in {\cal L}(X)$.

The theory of almost invariant half-spaces for operators on Banach spaces was begun recently and is now under active development. Much less attention has been given to almost invariant half-spaces for operators on Hilbert space, where some techniques and results are available that are not present in the more general context of Banach spaces. In this note, we begin such a study. Our much simpler and shorter proofs of the main theorems have important consequences for the matricial structure of arbitrary operators on Hilbert space.

This paper deals with the spectral properties of self-adjoint Schrödinger operators with δʹ-type conditions on infinite regular trees. Firstly, we discuss the semi-boundedness and self-adjointness of this kind of Schrödinger operator. Secondly, by using the form approach, we give the necessary and sufficient condition that ensures that the spectra of the self-adjoint Schrödinger operators with δʹ-type conditions are discrete.

We present refined and reversed inequalities for the weighted arithmetic mean–harmonic mean functional inequality. Our approach immediately yields the related operator versions in a simple and fast way. We also give some operator and functional inequalities for three or more arguments. As an application, we obtain a refined upper bound for the relative entropy involving functional arguments.

We carry out an in-depth study of some domination and smoothing properties of linear operators and of their role within the theory of eventually positive operator semigroups. On the one hand, we prove that, on many important function spaces, they imply compactness properties. On the other hand, we show that these conditions can be omitted in a number of Perron–Frobenius type spectral theorems. We furthermore prove a Kreĭn–Rutman type theorem on the existence of positive eigenvectors and eigenfunctionals under certain eventual positivity conditions.

Let ${\mathcal C}[{\mathcal X}]$ be any class of operators on a Banach space ${\mathcal X}$, and let ${Holo}^{-1}({\mathcal C})$ denote the class of operators A for which there exists a holomorphic function f on a neighbourhood ${\mathcal N}$ of the spectrum σ(A) of A such that f is non-constant on connected components of ${\mathcal N}$ and f(A) lies in ${\mathcal C}$. Let ${{\mathcal R}[{\mathcal X}]}$ denote the class of Riesz operators in ${{\mathcal B}[{\mathcal X}]}$. This paper considers perturbation of operators $A\in\Phi_{+}({\mathcal X})\Cup\Phi_{-}({\mathcal X})$ (the class of all upper or lower [semi] Fredholm operators) by commuting operators in $B\in{Holo}^{-1}({\mathcal R}[{\mathcal X}])$. We prove (amongst other results) that if πB(B) = ∏mi = 1(B − μi) is Riesz, then there exist decompositions ${\mathcal X}=\oplus_{i=1}^m{{\mathcal X}_i}$ and $B=\oplus_{i=1}^m{B|_{{\mathcal X}_i}}=\oplus_{i=1}^m{B_i}$ such that: (i) If λ ≠ 0, then $\pi_B(A,\lambda)=\prod_{i=1}^m{(A-\lambda\mu_i)^{\alpha_i}} \in\Phi_{+}({\mathcal X})$ (resp., $\in\Phi_{-}({\mathcal X})$) if and only if $A-\lambda B_0-\lambda\mu_i\in\Phi_{+}({\mathcal X})$ (resp., $\in\Phi_{-}({\mathcal X})$), and (ii) (case λ = 0) $A\in\Phi_{+}({\mathcal X})$ (resp., $\in\Phi_{-}({\mathcal X})$) if and only if $A-B_0\in\Phi_{+}({\mathcal X})$ (resp., $\in\Phi_{-}({\mathcal X})$), where B0 = ⊕mi = 1(Bi − μi); (iii) if $\pi_B(A,\lambda)\in\Phi_{+}({\mathcal X})$ (resp., $\in\Phi_{-}({\mathcal X})$) for some λ ≠ 0, then $A-\lambda B\in\Phi_{+}({\mathcal X})$ (resp., $\in\Phi_{-}({\mathcal X})$).

In this paper we generalize the notion of the C-numerical range of a matrix to operators in arbitrary tracial von Neumann algebras. For each self-adjoint operator C, the C-numerical range of such an operator is defined; it is a compact, convex subset of ℂ. We explicitly describe the C-numerical ranges of several operators and classes of operators.

In this paper, we study spectral properties and local spectral properties of ∞-complex symmetric operators T. In particular, we prove that if T is an ∞-complex symmetric operator, then T has the decomposition property (δ) if and only if T is decomposable. Moreover, we show that if T and S are ∞-complex symmetric operators, then so is T ⊗ S.

Through appropriate choices of elements in the underlying iterated function system, the methodology of fractal interpolation enables us to associate a family of continuous self-referential functions with a prescribed real-valued continuous function on a real compact interval. This procedure elicits what is referred to as an α-fractal operator on , the space of all real-valued continuous functions defined on a compact interval I. With an eye towards connecting fractal functions with other branches of mathematics, in this paper we continue to investigate the fractal operator in more general spaces such as the space of all bounded functions and the Lebesgue space , and in some standard spaces of smooth functions such as the space of k-times continuously differentiable functions, Hölder spaces and Sobolev spaces . Using properties of the α-fractal operator, the existence of Schauder bases consisting of self-referential functions for these function spaces is established.

We study an M/G/1-type queueing model with the following additional feature. The server works continuously, at fixed speed, even if there are no service requirements. In the latter case, it is building up inventory, which can be interpreted as negative workload. At random times, with an intensity ω(x) when the inventory is at level x>0, the present inventory is removed, instantaneously reducing the inventory to 0. We study the steady-state distribution of the (positive and negative) workload levels for the cases ω(x) is constant and ω(x) = a x. The key tool is the Wiener–Hopf factorization technique. When ω(x) is constant, no specific assumptions will be made on the service requirement distribution. However, in the linear case, we need some algebraic hypotheses concerning the Laplace–Stieltjes transform of the service requirement distribution. Throughout the paper, we also study a closely related model arising from insurance risk theory.

In the spirit of the axiomatic approach by Rogers (1998) we show the equivalence between a set of assumptions on the behaviour of prices and the existence of a representation of these prices as conditional expectations. We rely on only weak assumptions and avoid any a priori modelling of negligible events or of any market filtration. Rather, both endogenously emerge along with the representation as conditional expectations.

In this paper we establish operator quasilinearity properties of some functionals associated with Davis–Choi–Jensen’s inequality for positive maps and operator convex or concave functions. Applications for the power function and the logarithm are provided.

We introduce some new refinements of numerical radius inequalities for Hilbert space invertible operators. More precisely, we prove that if $T\in {\mathcal{B}}({\mathcal{H}})$ is an invertible operator, then $\Vert T\Vert \leq \sqrt{2}\unicode[STIX]{x1D714}(T)$.

Let $\unicode[STIX]{x1D6FA}$ be a domain in $\mathbb{R}^{m}$ with nonempty boundary. In Ward [‘On essential self-adjointness, confining potentials and the $L_{p}$-Hardy inequality’, PhD Thesis, NZIAS Massey University, New Zealand, 2014] and [‘The essential self-adjointness of Schrödinger operators on domains with non-empty boundary’, Manuscripta Math.150(3) (2016), 357–370] it was shown that the Schrödinger operator $H=-\unicode[STIX]{x1D6E5}+V$, with domain of definition $D(H)=C_{0}^{\infty }(\unicode[STIX]{x1D6FA})$ and $V\in L_{\infty }^{\text{loc}}(\unicode[STIX]{x1D6FA})$, is essentially self-adjoint provided that $V(x)\geq (1-\unicode[STIX]{x1D707}_{2}(\unicode[STIX]{x1D6FA}))/d(x)^{2}$. Here $d(x)$ is the Euclidean distance to the boundary and $\unicode[STIX]{x1D707}_{2}(\unicode[STIX]{x1D6FA})$ is the nonnegative constant associated to the $L_{2}$-Hardy inequality. The conditions required for a domain to admit an $L_{2}$-Hardy inequality are well known and depend intimately on the Hausdorff or Aikawa/Assouad dimension of the boundary. However, there are only a handful of domains where the value of $\unicode[STIX]{x1D707}_{2}(\unicode[STIX]{x1D6FA})$ is known explicitly. By obtaining upper and lower bounds on the number of cubes appearing in the $k\text{th}$ generation of the Whitney decomposition of $\unicode[STIX]{x1D6FA}$, we derive an upper bound on $\unicode[STIX]{x1D707}_{p}(\unicode[STIX]{x1D6FA})$, for $p>1$, in terms of the inner Minkowski dimension of the boundary.

Let ${\mathcal{B}}_{n}(\unicode[STIX]{x1D6FA})$ be the set of Cowen–Douglas operators of index $n$ on a nonempty bounded connected open subset $\unicode[STIX]{x1D6FA}$ of $\mathbb{C}$. We consider the strong irreducibility of a class of Cowen–Douglas operators ${\mathcal{F}}{\mathcal{B}}_{n}(\unicode[STIX]{x1D6FA})$ on Banach spaces. We show ${\mathcal{F}}{\mathcal{B}}_{n}(\unicode[STIX]{x1D6FA})\subseteq {\mathcal{B}}_{n}(\unicode[STIX]{x1D6FA})$ and give some conditions under which an operator $T\in {\mathcal{F}}{\mathcal{B}}_{n}(\unicode[STIX]{x1D6FA})$ is strongly irreducible. All these results generalise similar results on Hilbert spaces.

We establish a spectral characterization theorem for the operators on complex Hilbert spaces of arbitrary dimensions that attain their norm on every closed subspace. The class of these operators is not closed under addition. Nevertheless, we prove that the intersection of these operators with the positive operators forms a proper cone in the real Banach space of hermitian operators.

Kuznetsov and co-authors in 2011‒14 introduced the family of hypergeometric Lévy processes. They appear naturally in the study of fluctuations of stable processes when one analyses stable processes through the theory of positive self-similar Markov processes. Hypergeometric Lévy processes are defined through their characteristic exponent, which, as a complex-valued function, has four independent parameters. In 2014 it was shown that the definition of a hypergeometric Lévy process could be taken to include a greater range of the aforesaid parameters than originally specified. In this short article, we push the parameter range even further.

The classical spaces ℓp+, 1 ≤ p < ∞, and Lp−, 1<p ≤ ∞, are countably normed, reflexive Fréchet spaces in which the Cesàro operator C acts continuously. A detailed investigation is made of various operator theoretic properties of C (e.g., spectrum, point spectrum, mean ergodicity) as well as certain aspects concerning the dynamics of C (e.g., hypercyclic, supercyclic, chaos). This complements the results of [3, 4], where C was studied in the spaces ℂℕ, Lploc(ℝ+) for 1 < p < ∞ and C(ℝ+), which belong to a very different collection of Fréchet spaces, called quojections; these are automatically Banach spaces whenever they admit a continuous norm.

We prove that the classical universal Taylor series in the complex plane are never frequently universal. On the other hand, we prove the 1-upper frequent universality of all these universal Taylor series.

Let $H^{2}$ be the Hardy space over the bidisk. It is known that Hilbert–Schmidt invariant subspaces of $H^{2}$ have nice properties. An invariant subspace which is unitarily equivalent to some invariant subspace whose continuous spectrum does not coincide with $\overline{\mathbb{D}}$ is Hilbert–Schmidt. We shall introduce the concept of splittingness for invariant subspaces and prove that they are Hilbert–Schmidt.