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For differentiable dynamical systems with dominated splittings, we give upper estimates on the measure-theoretic tail entropy in terms of Lyapunov exponents. As our primary application, we verify the upper semi-continuity of metric entropy in various settings with domination.
We consider a class of skew product maps of interval diffeomorphisms over the doubling map. The interval maps fix the end points of the interval. It is assumed that the system has zero fiber Lyapunov exponent at one endpoint and zero or positive fiber Lyapunov exponent at the other endpoint. We prove the appearance of on–off intermittency. This is done using the equivalent description of chaotic walks: random walks driven by the doubling map. The analysis further relies on approximating the chaotic walks by Markov random walks, that are constructed using Markov partitions for the doubling map.
We study a rich family of robustly non-hyperbolic transitive diffeomorphisms and we show that each ergodic measure is approached by hyperbolic sets in weak$\ast$-topology and in entropy. For hyperbolic ergodic measures, it is a classical result of A. Katok. The novelty here is to deal with non-hyperbolic ergodic measures. As a consequence, we obtain the continuity of topological entropy.
Let $f$ be a holomorphic endomorphism of $\mathbb{P}^{2}$ of degree $d\geq 2$. We estimate the local directional dimensions of closed positive currents $S$ with respect to ergodic dilating measures $\unicode[STIX]{x1D708}$. We infer several applications. The first one is an upper bound for the lower pointwise dimension of the equilibrium measure, towards a Binder–DeMarco’s formula for this dimension. The second one shows that every current $S$ containing a measure of entropy $h_{\unicode[STIX]{x1D708}}>\log d$ has a directional dimension ${>}2$, which answers a question of de Thélin–Vigny in a directional way. The last one estimates the dimensions of the Green current of Dujardin’s semi-extremal endomorphisms.
Let $\unicode[STIX]{x1D6FC}\in \mathbb{R}\backslash \mathbb{Q}$ and $\unicode[STIX]{x1D6FD}(\unicode[STIX]{x1D6FC})=\limsup _{n\rightarrow \infty }(\ln q_{n+1})/q_{n}<\infty$, where $p_{n}/q_{n}$ is the continued fraction approximation to $\unicode[STIX]{x1D6FC}$. Let $(H_{\unicode[STIX]{x1D706},\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D703}}u)(n)=u(n+1)+u(n-1)+2\unicode[STIX]{x1D706}\cos 2\unicode[STIX]{x1D70B}(\unicode[STIX]{x1D703}+n\unicode[STIX]{x1D6FC})u(n)$ be the almost Mathieu operator on $\ell ^{2}(\mathbb{Z})$, where $\unicode[STIX]{x1D706},\unicode[STIX]{x1D703}\in \mathbb{R}$. Avila and Jitomirskaya [The ten Martini problem. Ann. of Math. (2), 170(1) (2009), 303–342] conjectured that, for $2\unicode[STIX]{x1D703}\in \unicode[STIX]{x1D6FC}\mathbb{Z}+\mathbb{Z}$, $H_{\unicode[STIX]{x1D706},\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D703}}$ satisfies Anderson localization if $|\unicode[STIX]{x1D706}|>e^{2\unicode[STIX]{x1D6FD}(\unicode[STIX]{x1D6FC})}$. In this paper, we develop a method to treat simultaneous frequency and phase resonances and obtain that, for $2\unicode[STIX]{x1D703}\in \unicode[STIX]{x1D6FC}\mathbb{Z}+\mathbb{Z}$, $H_{\unicode[STIX]{x1D706},\unicode[STIX]{x1D6FC},\unicode[STIX]{x1D703}}$ satisfies Anderson localization if $|\unicode[STIX]{x1D706}|>e^{3\unicode[STIX]{x1D6FD}(\unicode[STIX]{x1D6FC})}$.
In this paper we prove that the set of translation structures for which the corresponding vertical translation flows are disjoint with its inverse contains a $G_{\unicode[STIX]{x1D6FF}}$-dense subset in every non-hyperelliptic connected component of the moduli space ${\mathcal{M}}$. This is in contrast to hyperelliptic case, where for every translation structure the associated vertical flow is reversible, i.e., it is isomorphic to its inverse by an involution. To prove the main result, we study limits of the off-diagonal 3-joinings of special representations of vertical translation flows. Moreover, we construct a locally defined continuous embedding of the moduli space into the space of measure-preserving flows to obtain the $G_{\unicode[STIX]{x1D6FF}}$-condition. Moreover, as a by-product we get that in every non-hyperelliptic connected component of the moduli space there is a dense subset of translation structures whose vertical flow is reversible.
In this paper we consider $C^{\infty }$-generic families of area-preserving diffeomorphisms of the torus homotopic to the identity and their rotation sets. Let $f_{t}:\text{T}^{2}\rightarrow \text{T}^{2}$ be such a family, $\widetilde{f}_{t}:\mathbb{R}^{2}\rightarrow \mathbb{R}^{2}$ be a fixed family of lifts and $\unicode[STIX]{x1D70C}(\widetilde{f}_{t})$ be their rotation sets, which we assume to have interior for $t$ in a certain open interval $I$. We also assume that some rational point $(p/q,l/q)\in \unicode[STIX]{x2202}\unicode[STIX]{x1D70C}(\widetilde{f}_{\overline{t}})$ for a certain parameter $\overline{t}\in I$, and we want to understand the consequences of the following hypothesis: for all $t>\overline{t}$, $t\in I$, $(p/q,l/q)\in \text{int}(\unicode[STIX]{x1D70C}(\widetilde{f}_{t}))$. Under these very natural assumptions, we prove that there exists a $f_{\overline{t}}^{q}$-fixed hyperbolic saddle $P_{\overline{t}}$ such that its rotation vector is $(p/q,l/q)$. We also prove that there exists a sequence $t_{i}>\overline{t}$, $t_{i}\rightarrow \overline{t}$, such that if $P_{t}$ is the continuation of $P_{\overline{t}}$ with the parameter, then $W^{u}(\widetilde{P}_{t_{i}})$ (the unstable manifold) has quadratic tangencies with $W^{s}(\widetilde{P}_{t_{i}})+(c,d)$ (the stable manifold translated by $(c,d)$), where $\widetilde{P}_{t_{i}}$ is any lift of $P_{t_{i}}$ to the plane. In other words, $\widetilde{P}_{t_{i}}$ is a fixed point for $(\widetilde{f}_{t_{i}})^{q}-(p,l)$, and $(c,d)\neq (0,0)$ are certain integer vectors such that $W^{u}(\widetilde{P}_{\overline{t}})$ do not intersect $W^{s}(\widetilde{P}_{\overline{t}})+(c,d)$, and these tangencies become transverse as $t$ increases. We also prove that, for $t>\overline{t}$, $W^{u}(\widetilde{P}_{t})$ has transverse intersections with $W^{s}(\widetilde{P}_{t})+(a,b)$, for all integer vectors $(a,b)$, and thus one may consider that the tangencies above are associated to the birth of the heteroclinic intersections in the plane that do not exist for $t\leq \overline{t}$.
Let $G$ be a group acting properly by isometries and with a strongly contracting element on a geodesic metric space. Let $N$ be an infinite normal subgroup of $G$ and let $\unicode[STIX]{x1D6FF}_{N}$ and $\unicode[STIX]{x1D6FF}_{G}$ be the growth rates of $N$ and $G$ with respect to the pseudo-metric induced by the action. We prove that if $G$ has purely exponential growth with respect to the pseudo-metric, then $\unicode[STIX]{x1D6FF}_{N}/\unicode[STIX]{x1D6FF}_{G}>1/2$. Our result applies to suitable actions of hyperbolic groups, right-angled Artin groups and other CAT(0) groups, mapping class groups, snowflake groups, small cancellation groups, etc. This extends Grigorchuk’s original result on free groups with respect to a word metric and a recent result of Matsuzaki, Yabuki and Jaerisch on groups acting on hyperbolic spaces to a much wider class of groups acting on spaces that are not necessarily hyperbolic.
A classic result due to Furstenberg is the strict ergodicity of the horocycle flow for a compact hyperbolic surface. Strict ergodicity is unique ergodicity with respect to a measure of full support, and therefore it implies minimality. The horocycle flow has been previously studied on minimal foliations by hyperbolic surfaces on closed manifolds, where it is known not to be minimal in general. In this paper, we prove that for the special case of Riemannian foliations, strict ergodicity of the horocycle flow still holds. This, in particular, proves that this flow is minimal, which establishes a conjecture proposed by Matsumoto. The main tool is a theorem due to Coudène, which he presented as an alternative proof for the surface case. It applies to two continuous flows defining a measure-preserving action of the affine group of the line on a compact metric space, precisely matching the foliated setting. In addition, we briefly discuss the application of Coudène’s theorem to other kinds of foliations.
For a class of competitive maps there is an invariant one-codimensional manifold (the carrying simplex) attracting all non-trivial orbits. In this paper it is shown that its convexity implies that it is a $C^{1}$ submanifold-with-corners, neatly embedded in the non-negative orthant. The proof uses the characterization of neat embedding in terms of inequalities between Lyapunov exponents for ergodic invariant measures supported on the boundary of the carrying simplex.
We contribute to the thermodynamic formalism of partially hyperbolic attractors for local diffeomorphisms admitting an invariant stable bundle and a positively invariant cone field with non-uniform cone expansion at a positive Lebesgue measure set of points. These include the case of attractors for Axiom A endomorphisms and partially hyperbolic endomorphisms derived from Anosov. We prove these attractors have finitely many SRB measures, that these are hyperbolic, and that the SRB measure is unique provided the dynamics is transitive. Moreover, we show that the SRB measures are statistically stable (in the weak$^{\ast }$ topology) and that their entropy varies continuously with respect to the local diffeomorphism.
Several perturbation tools are established in the volume-preserving setting allowing for the pasting, extension, localized smoothing and local linearization of vector fields. The pasting and the local linearization hold in all classes of regularity ranging from $C^{1}$ to $C^{\infty }$ (Hölder included). For diffeomorphisms, a conservative linearized version of Franks’ lemma is proved in the $C^{r,\unicode[STIX]{x1D6FC}}$ ($r\in \mathbb{Z}^{+}$, $0<\unicode[STIX]{x1D6FC}<1$) and $C^{\infty }$ settings, the resulting diffeomorphism having the same regularity as the original one.
We prove the stable ergodicity of an example of a volume-preserving, partially hyperbolic diffeomorphism introduced by Berger and Carrasco in [Berger and Carrasco. Non-uniformly hyperbolic diffeomorphisms derived from the standard map. Comm. Math. Phys.329 (2014), 239–262]. This example is robustly non-uniformly hyperbolic, with a two-dimensional center; almost every point has both positive and negative Lyapunov exponents along the center direction and does not admit a dominated splitting of the center direction. The main novelty of our proof is that we do not use accessibility.
Let $g:M\rightarrow M$ be a $C^{1+\unicode[STIX]{x1D6FC}}$-partially hyperbolic diffeomorphism preserving an ergodic normalized volume on $M$. We show that, if $f:M\rightarrow M$ is a $C^{1+\unicode[STIX]{x1D6FC}}$-Anosov diffeomorphism such that the stable subspaces of $f$ and $g$ span the whole tangent space at some point on $M$, the set of points that equidistribute under $g$ but have non-dense orbits under $f$ has full Hausdorff dimension. The same result is also obtained when $M$ is the torus and $f$ is a toral endomorphism whose center-stable subspace does not contain the stable subspace of $g$ at some point.
We decompose the topological stability (in the sense of P. Walters) into the corresponding notion for points. Indeed, we define a topologically stable point of a homeomorphism f as a point x such that for any C0-perturbation g of f there is a continuous semiconjugation defined on the g-orbit closure of x which tends to the identity as g tends to f. We obtain some properties of the topologically stable points, including preservation under conjugacy, vanishing for minimal homeomorphisms on compact manifolds, the fact that topologically stable chain recurrent points belong to the periodic point closure, and that the chain recurrent set coincides with the closure of the periodic points when all points are topologically stable. Next, we show that the topologically stable points of an expansive homeomorphism of a compact manifold are precisely the shadowable ones. Moreover, an expansive homeomorphism of a compact manifold is topologically stable if and only if every point is topologically stable. Afterwards, we prove that a pointwise recurrent homeomorphism of a compact manifold has no topologically stable points. Finally, we prove that every chain transitive homeomorphism with a topologically stable point of a compact manifold has the pseudo-orbit tracing property. Therefore, a chain transitive expansive homeomorphism of a compact manifold is topologically stable if and only if it has a topologically stable point.
This review paper is concerned with the stability analysis of the continuity equation in the DiPerna–Lions setting in which the advecting velocity field is Sobolev regular. Quantitative estimates for the equation were derived only recently, but optimality was not discussed. We revisit the results from our 2017 paper, compare the new estimates with previously known estimates for Lagrangian flows and demonstrate how these can be applied to produce optimal bounds in applications from physics, engineering and numerical analysis.
The group of ${\mathcal{C}}^{1}$-diffeomorphisms of any sparse Cantor subset of a manifold is countable and discrete (possibly trivial). Thompson’s groups come out of this construction when we consider central ternary Cantor subsets of an interval. Brin’s higher-dimensional generalizations $nV$ of Thompson’s group $V$ arise when we consider products of central ternary Cantor sets. We derive that the ${\mathcal{C}}^{2}$-smooth mapping class group of a sparse Cantor sphere pair is a discrete countable group and produce this way versions of the braided Thompson groups.
We have proposed a three-species hybrid food chain model with multiple time delays. The interaction between the prey and the middle predator follows Holling type (HT) II functional response, while the interaction between the top predator and its only food, the middle predator, is taken as a general functional response with the mutual interference schemes, such as Crowley–Martin (CM), Beddington–DeAngelis (BD) and Hassell–Varley (HV) functional responses. We analyse the model system which employs HT II and CM functional responses, and discuss the local and global stability analyses of the coexisting equilibrium solution. The effect of gestation delay on both the middle and top predator has been studied. The dynamics of model systems are affected by both factors: gestation delay and the form of functional responses considered. The theoretical results are supported by appropriate numerical simulations, and bifurcation diagrams are obtained for biologically feasible parameter values. It is interesting from the application point of view to show how an individual delay changes the dynamics of the model system depending on the form of functional response.
We explore the problem of finding the Hausdorff dimension of the set of points that recur to shrinking targets on a self-affine fractal. To be exact, we study the dimension of a certain related symbolic recurrence set. In many cases, this set is equivalent to the recurring set on the fractal.